Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Stenhouse, Weiner, Sherman, Ltd.
CRD: 13141
 - 0 0 A INACTIVE
Step Advisers, LLC
CRD: 322349
 - 0 1 - Unknown
Step Ahead Capital, LLC
CRD: 315229
 - 0 1 - Unknown
Step by Step Financial, LLC
CRD: 146345
 - 0 1 - Unknown
Step Change Advisors, LLC
CRD: 153299
 - 0 0 - Unknown
Step Financial Services, LLC
CRD: 173864
 - 0 1 - Unknown
Step Forward Financial
CRD: 334730
 - 0 2 - Unknown
Step Function Ventures Management LLC
CRD: 331964
 - 0 1 - Unknown
Step UP
CRD: 156829
 - 0 0 - Unknown
Stepchange Ventures, LLC
CRD: 330465
 - 0 1 - Unknown
Stephan Equities, LLC
CRD: 38523
 - 0 0 A INACTIVE
Stephan, JR., Edward Albert
CRD: 124516
 - 0 0 A INACTIVE
Stephanie Cook Financial
CRD: 300940
 - 0 0 - Unknown
Stephanie E. Doyle Investment Management
CRD: 137067
 - 0 1 - Unknown
Stephen a. Dipisa Registered Investment Advisor
CRD: 124566
 - 0 1 - Unknown
Stephen C. Garner
CRD: 143458
 - 0 0 A INACTIVE
Stephen Douglas Investment Advisory, Inc.
CRD: 142712
 - 0 0 - Unknown
Stephen Dvorak & Company
CRD: 1701
 - 0 0 A INACTIVE
Stephen F. Hill and Associates L.L.C.
CRD: 166398
 - 0 1 - Unknown
Stephen G. Bingham, Sole Proprietor
CRD: 127183
 - 0 0 A INACTIVE
Stephen H. Mcdonald & Associates, Inc.
CRD: 117203
 - 0 0 - Unknown
Stephen H. Peck Employee Benefits Solutions
CRD: 170492
 - 0 2 - Unknown
Stephen Investment Securities, Inc.
CRD: 24374
 - 4 0 C INACTIVE
Stephen J. Garry & Associates, LLC
CRD: 295068
 - 0 1 - Unknown
Stephen James Butler LLC
CRD: 134555
 - 0 0 - Unknown
Stephen K.RONSON, M.D., LLC
CRD: 307086
 - 0 0 - Unknown
Stephen L. Smith Corporation
CRD: 116459
 - 0 1 - Unknown
Stephen M. Gross, Inc.
CRD: 122725
 - 0 0 - Unknown
Stephen M. Mintz DBA Stephen M. Mintz, FEE-Only Fi…
CRD: 140245
 - 0 0 - Unknown
Stephen Mathias & Co., Inc.
CRD: 117543
 - 0 0 - Unknown
Stephen P Galib CRPC
CRD: 297857
 - 0 1 - Unknown
Stephen R Williams Investment Advisor LLC
CRD: 127516
 - 0 2 - Unknown
Stephen Smith Financial Inc.
CRD: 339402
 - 0 1 - Unknown
Stephen T. Carney
CRD: 129392
 - 0 0 - Unknown
Stephens
CRD: 3496
 AR 53 65 C Active
Stephens Asset Management
CRD: 111857
 - 0 0 - Unknown
Stephens Consulting, LLC
CRD: 308970
 - 0 0 - Unknown
Stephens Financial Group, Inc.
CRD: 19756
 - 0 0 A INACTIVE
Stephens Group Asset Management, LLC
CRD: 288981
 - 0 2 - Unknown
Stephens Investment Management Group, LLC
CRD: 136369
 - 0 12 - Unknown
Stephenson and Company
CRD: 167629
 - 0 0 - Unknown
Stepp & Rothwell Inc
CRD: 107999
 - 0 3 - Unknown
Stepp Investments, Ltd.
CRD: 6994
 - 0 0 A INACTIVE
Stepping Stone Advisors, LLC
CRD: 300868
 - 0 2 - Unknown
Stepping Stones Management, LLC
CRD: 138170
 - 0 0 - Unknown
Stepstone Group Europe Alternative Investments Lim…
CRD: 284947
 - 0 0 - Unknown
Stepstone Group LP
CRD: 143635
 - 0 1 - Unknown
Stepstone Group Private Debt AG
CRD: 301039
 - 0 0 - Unknown
Stepstone Group Private Debt LLC
CRD: 323711
 - 0 1 - Unknown
Stepstone Group Real Assets LP
CRD: 281695
 - 0 1 - Unknown
Page 1346 of 1601 (80,028 total)
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