Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Stepstone Group Real Estate LP
CRD: 281698
 - 0 1 - Unknown
Stepstone Private Wealth
CRD: 305881
 - 0 1 - Unknown
Sterling & Yorke Securities Corp.
CRD: 15488
 - 0 0 A INACTIVE
Sterling Advisor Group
CRD: 147357
 - 0 1 - Unknown
Sterling Advisors LLC
CRD: 153221
 - 0 0 - Unknown
Sterling Advisory Group LLC
CRD: 327855
 - 0 1 - Unknown
Sterling Advisory Services, Inc.
CRD: 163874
 - 0 0 - Unknown
Sterling Advisory Services, LLC
CRD: 150456
 - 0 2 - Unknown
Sterling Advisory Services, LLC
CRD: 169827
 - 0 1 - Unknown
Sterling BAY Capital Advisers, LLC
CRD: 172242
 - 0 1 - Unknown
Sterling Benefits Brokerage, LLC
CRD: 113868
 - 0 0 A INACTIVE
Sterling Bridge Financial Group LLC
CRD: 304409
 - 0 1 - Unknown
Sterling Capital Distributors, Inc.
CRD: 10705
 - 0 0 A INACTIVE
Sterling Capital Distributors, LLC
CRD: 103934
 ME 0 23 A Active
Sterling Capital Group Limited
CRD: 30476
 - 0 0 A INACTIVE
Sterling Capital Management LLC
CRD: 135405
 - 0 38 - Unknown
Sterling Diversified Services,Inc.
CRD: 11107
 - 0 0 A INACTIVE
Sterling Enterprises Group, Inc.
CRD: 44915
 - 2 0 B INACTIVE
Sterling Financial Advisors, LLC
CRD: 107783
 - 0 1 - Unknown
Sterling Financial Advisory Services, Inc.
CRD: 123552
 - 0 0 - Unknown
Sterling Financial Group LLC
CRD: 119671
 - 0 2 - Unknown
Sterling Financial Group, Inc.
CRD: 300327
 - 0 0 - Unknown
Sterling Financial Group, Ltd.
CRD: 158151
 - 0 0 - Unknown
Sterling Financial Investment Group, Inc.
CRD: 41506
 - 12 0 D INACTIVE
Sterling Financial Services Inc.
CRD: 13219
 - 0 0 A INACTIVE
Sterling Foster & Company, Inc.
CRD: 36052
 - 0 0 A INACTIVE
Sterling Fund Management, LLC
CRD: 160338
 - 0 1 - Unknown
Sterling Futures
CRD: 122436
 - 0 2 - Unknown
Sterling Global Strategies, LLC
CRD: 172404
 - 0 0 - Unknown
Sterling Group Investments, Inc.
CRD: 13480
 - 0 0 A INACTIVE
Sterling Growth Investments, LLC
CRD: 150009
 - 0 1 - Unknown
Sterling Hawthorne Wealth Management LLC
CRD: 307306
 - 0 0 - Unknown
Sterling Hennessey Management Group, LLC
CRD: 168861
 - 0 0 - Unknown
Sterling IMC
CRD: 107706
 - 0 1 - Unknown
Sterling Investment Associates, Inc.
CRD: 16845
 - 0 0 A INACTIVE
Sterling Investment Management, Inc
CRD: 117285
 - 0 0 - Unknown
Sterling Investment Partners Advisers, LLC
CRD: 156946
 - 0 1 - Unknown
Sterling Investments Inc.
CRD: 13529
 - 0 0 A INACTIVE
Sterling Investors LP
CRD: 311318
 - 0 1 - Unknown
Sterling Keystone Securities,Inc.
CRD: 11035
 - 0 0 A INACTIVE
Sterling Markets Group LLC
CRD: 169657
 - 0 0 - Unknown
Sterling Newton, Inc.
CRD: 139772
 - 0 0 - Unknown
Sterling OAK Advisors
CRD: 152267
 - 0 1 - Unknown
Sterling Pacific Securities, Inc.
CRD: 13794
 - 0 0 A INACTIVE
Sterling Partners Equity Advisors LLC
CRD: 287497
 - 0 0 - Unknown
Sterling Partners Quantitative Investments LLC
CRD: 299372
 - 0 0 - Unknown
Sterling Payot Company
CRD: 24944
 - 0 0 A INACTIVE
Sterling Range Financial Management, LLC
CRD: 164893
 - 0 1 - Unknown
Sterling Retirement Group of Sacramento
CRD: 168397
 - 0 1 - Unknown
Sterling Road
CRD: 321070
 - 0 1 - Unknown
Page 1347 of 1601 (80,028 total)
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