Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Strategic Advisers LLC
CRD: 104555
 - 0 32,567 - Unknown
Strategic Advisors of Illinois
CRD: 113906
 - 0 1 - Unknown
Strategic Advisors, Inc.
CRD: 126045
 - 0 1 - Unknown
Strategic Advisory Partners
CRD: 314842
 - 0 1 - Unknown
Strategic Advisory Services
CRD: 287984
 - 0 2 - Unknown
Strategic Advisory Services LLC
CRD: 306054
 - 0 0 - Unknown
Strategic Advisory Services, L.L.C.
CRD: 108706
 - 0 1 - Unknown
Strategic Advocates, LLC
CRD: 316858
 - 0 4 - Unknown
Strategic Alpha Investment Advisors, Inc
CRD: 287826
 - 0 0 - Unknown
Strategic Asset Alliance
CRD: 148763
 - 0 4 - Unknown
Strategic Asset Management
CRD: 117549
 - 0 2 - Unknown
Strategic Asset Management Group Advisors
CRD: 135832
 - 0 2 - Unknown
Strategic Asset Management LLC.
CRD: 306384
 - 0 8 - Unknown
Strategic Asset Planning
CRD: 304415
 - 0 1 - Unknown
Strategic Assets Inc.
CRD: 37590
 - 8 0 D INACTIVE
Strategic Assets Investment Advisors, Inc.
CRD: 129574
 - 0 0 - Unknown
Strategic Balance, LLC
CRD: 126749
 - 0 0 - Unknown
Strategic Benefit Solutions, Inc.
CRD: 147666
 - 0 0 - Unknown
Strategic Blueprint, LLC
CRD: 284840
 - 0 61 - Unknown
Strategic Business & Wealth Solutions, Inc.
CRD: 174747
 - 0 0 - Unknown
Strategic Capital Allocation Group, L.L.C.
CRD: 114922
 - 0 2 - Unknown
Strategic Capital Corporation
CRD: 16623
 - 0 0 A INACTIVE
Strategic Capital Investment Advisors Inc
CRD: 107772
 - 0 1 - Unknown
Strategic Capital, Inc.
CRD: 291025
 - 0 0 - Unknown
Strategic Development Investments, LLC
CRD: 143295
 - 0 0 - Unknown
Strategic Distributors, Inc.
CRD: 6296
 - 0 0 A INACTIVE
Strategic Edge Wealth Management, LLC
CRD: 254787
 - 0 0 - Unknown
Strategic Equities Corporation
CRD: 21883
 - 0 0 A INACTIVE
Strategic Family Wealth Counselors, L.L.C.
CRD: 128199
 - 0 2 - Unknown
Strategic Finance Inc.
CRD: 328828
 - 0 1 - Unknown
Strategic Financial
CRD: 111475
 - 0 0 - Unknown
Strategic Financial
CRD: 127924
 - 0 2 - Unknown
Strategic Financial
CRD: 122397
 - 0 3 - Unknown
Strategic Financial Advisors, Inc.
CRD: 120644
 - 0 0 - Unknown
Strategic Financial Advisory Services
CRD: 123746
 - 0 0 - Unknown
Strategic Financial Concepts, LLC
CRD: 141849
 - 0 33 - Unknown
Strategic Financial Designs, Inc.
CRD: 122898
 - 0 0 - Unknown
Strategic Financial Group
CRD: 123877
 - 0 2 - Unknown
Strategic Financial Group, L.L.C.
CRD: 316512
 - 0 1 - Unknown
Strategic Financial Group, PLC
CRD: 175153
 - 0 1 - Unknown
Strategic Financial Inc.
CRD: 147215
 - 0 1 - Unknown
Strategic Financial LLC
CRD: 341077
 - 0 1 - Unknown
Strategic Financial Services
CRD: 109677
 - 0 7 - Unknown
Strategic Financial Solutions, Inc.
CRD: 120598
 - 0 0 - Unknown
Strategic Financial, LLC
CRD: 122437
 - 0 3 - Unknown
Strategic Fund Investments
CRD: 281888
 - 0 0 - Unknown
Strategic Global Advisors, LLC
CRD: 139309
 - 0 0 - Unknown
Strategic Global Advisors, LLC
CRD: 286019
 - 0 1 - Unknown
Strategic Global Investments LLC
CRD: 148057
 - 0 0 - Unknown
Strategic Income Advisors
CRD: 157843
 - 0 1 - Unknown
Page 1357 of 1601 (80,028 total)
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