Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Story & Company, Inc. CRD: 13534 | - | 0 | 0 | A | INACTIVE |
| Story Financial Planning CRD: 327763 | - | 0 | 0 | - | Unknown |
| Story Ventures CRD: 305329 | - | 0 | 1 | - | Unknown |
| Story3 Advisors LLC CRD: 289456 | CA | 0 | 2 | A | Active |
| Storybook Financial CRD: 305117 | - | 0 | 1 | - | Unknown |
| Storyhouse Ventures, LLC CRD: 337386 | - | 0 | 1 | - | Unknown |
| Storyone Family Office CRD: 331394 | - | 0 | 1 | - | Unknown |
| Stout Bowman CRD: 130631 | - | 0 | 1 | - | Unknown |
| Stout Capital, LLC CRD: 127302 | MI | 0 | 5 | A | Active |
| Stovell AI Systems CRD: 304699 | - | 0 | 3 | - | Unknown |
| Stover Haley Burns, Inc. CRD: 31993 | - | 0 | 0 | A | INACTIVE |
| Stowe Financial Planning, L.L.C. CRD: 116084 | - | 0 | 0 | - | Unknown |
| Stowe Investment Company CRD: 8528 | - | 0 | 0 | A | INACTIVE |
| Stowick, Michael Thomas CRD: 122862 | - | 0 | 0 | A | INACTIVE |
| STP Investment Partners, LLC CRD: 306086 | - | 0 | 0 | - | Unknown |
| STQ Capital CRD: 340239 | - | 0 | 1 | - | Unknown |
| STR Specialists L.L.C. CRD: 131104 | - | 1 | 0 | B | INACTIVE |
| STR Trading Partners L.L.C. CRD: 41826 | - | 1 | 0 | B | INACTIVE |
| Strabo Global Management LLC CRD: 322825 | - | 0 | 1 | - | Unknown |
| Strada Financial Group LLC CRD: 316987 | - | 0 | 1 | - | Unknown |
| Straderhallett PS CRD: 315960 | - | 0 | 0 | - | Unknown |
| Strahan Advisors, Inc. CRD: 297096 | - | 0 | 0 | - | Unknown |
| Strahsmeier Securities Co. CRD: 7397 | - | 0 | 0 | A | INACTIVE |
| Straight Line Investment Group, LLC CRD: 167598 | - | 0 | 1 | - | Unknown |
| Straight Talk Financial Advisors CRD: 131644 | - | 0 | 0 | - | Unknown |
| Straightline CRD: 127401 | - | 0 | 6 | - | Unknown |
| Straightway Financial LLC CRD: 309029 | - | 0 | 2 | - | Unknown |
| Strait & Sound CRD: 309306 | - | 0 | 10 | - | Unknown |
| Strait Direction Wealth Management CRD: 314742 | - | 0 | 2 | - | Unknown |
| Strait Financial Advice CRD: 148886 | - | 0 | 0 | - | Unknown |
| Straitgate Financial L.L.C. CRD: 124798 | - | 0 | 1 | - | Unknown |
| Straiton Capital Ltd CRD: 342661 | - | 0 | 1 | - | Unknown |
| Stranberg Capital LLC CRD: 114581 | - | 0 | 1 | - | Unknown |
| Strand Financial Services Group, LLC CRD: 133091 | - | 0 | 0 | - | Unknown |
| Strandview Capital, LLC CRD: 284289 | - | 0 | 1 | - | Unknown |
| Strange Ventures CRD: 338153 | - | 0 | 1 | - | Unknown |
| Strasbaugh Financial Advisory, Inc. CRD: 111672 | - | 0 | 0 | - | Unknown |
| Strasbourger Pearson Tulcin Wolff Incorporated CRD: 5133 | - | 8 | 0 | D | INACTIVE |
| Straser, Erik CRD: 304400 | - | 0 | 0 | - | Unknown |
| Strata Capital Partners CRD: 342885 | - | 0 | 1 | - | Unknown |
| Strata Capital, Inc. CRD: 134677 | - | 0 | 0 | A | INACTIVE |
| Strata Fund, LLC CRD: 117433 | - | 0 | 0 | A | INACTIVE |
| Strata Securities Corporation CRD: 13535 | - | 0 | 0 | A | INACTIVE |
| Strata Wealth Advisors, LLC CRD: 285973 | - | 0 | 10 | - | Unknown |
| Stratacore Capital Management, LLC. CRD: 171163 | - | 0 | 1 | - | Unknown |
| Stratcap Securities, LLC CRD: 151152 | NY | 1 | 2 | B | Active |
| Stratedge Quant Investors LLC CRD: 172007 | - | 0 | 0 | - | Unknown |
| Strategas Securities, LLC DBA Strategas Research P… CRD: 149326 | NY | 0 | 4 | A | Active |
| Strategent Financial, LLC CRD: 148173 | - | 0 | 2 | - | Unknown |
| Strategian CRD: 296856 | - | 0 | 0 | - | Unknown |