Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Stoneliving Securities, LLC CRD: 153565 | FL | 0 | 2 | A | Active |
| Stonemark Wealth Management CRD: 158413 | - | 0 | 2 | - | Unknown |
| Stonepath Wealth Management CRD: 328977 | - | 0 | 3 | - | Unknown |
| Stonepeak CRD: 159699 | - | 0 | 1 | - | Unknown |
| Stonepeak Securities LLC CRD: 316392 | NY | 0 | 3 | A | Active |
| Stonepine Advisors, LLC CRD: 154217 | CO | 0 | 2 | A | Active |
| Stonepoint Capital, LLC CRD: 174838 | - | 0 | 0 | - | Unknown |
| Stoneprime US LLC CRD: 333661 | - | 0 | 1 | - | Unknown |
| Stoneridge Capital Group, LLC CRD: 136211 | - | 0 | 0 | A | INACTIVE |
| Stoneridge Investments, Inc. CRD: 13990 | - | 0 | 0 | A | INACTIVE |
| Stoneridge PMG Advisors, LLC CRD: 107662 | - | 0 | 1 | - | Unknown |
| Stoneridge Securities, Inc. CRD: 13855 | - | 0 | 0 | A | INACTIVE |
| Stoneridge Wealth Advisors, LLC CRD: 140469 | - | 0 | 2 | - | Unknown |
| Stoneshield Investments, S.L. CRD: 320942 | - | 0 | 0 | - | Unknown |
| Stonestreet Financial, Inc. CRD: 288005 | - | 0 | 1 | - | Unknown |
| Stonetampa, LLC CRD: 171700 | - | 0 | 0 | - | Unknown |
| Stonetree Investment Partners LLC CRD: 318477 | - | 0 | 1 | - | Unknown |
| Stonewall Asset MGMT., Inc. CRD: 125703 | - | 0 | 2 | - | Unknown |
| Stonewall Capital Management, L.L.C. CRD: 298067 | - | 0 | 0 | - | Unknown |
| Stonewall Equities, Ltd. CRD: 130015 | - | 0 | 1 | - | Unknown |
| Stonewall Robb, Inc. CRD: 307614 | - | 0 | 1 | - | Unknown |
| Stonewall Securities Inc. CRD: 22480 | - | 1 | 0 | B | INACTIVE |
| Stonex Advisors Inc. CRD: 174182 | - | 0 | 245 | - | Unknown |
| Stonex Financial Inc. CRD: 45993 | FL | 76 | 28 | D | Active |
| Stonex International Advisors Inc CRD: 153799 | - | 0 | 5 | - | Unknown |
| Stonex International Securities Inc. CRD: 146667 | FL | 0 | 4 | A | Active |
| Stonex Outsourced Services LLC CRD: 30773 | - | 0 | 0 | A | INACTIVE |
| Stonex Securities Inc. CRD: 18456 | AL | 13 | 309 | B | Active |
| Stonington Corporation CRD: 35917 | NY | 4 | 1 | C | Active |
| Stonington Drive Securities LLC CRD: 287876 | NJ | 0 | 2 | A | Active |
| Stonnington Group, LLC CRD: 131221 | - | 0 | 0 | A | INACTIVE |
| Stono River Wealth Management LLC CRD: 335804 | - | 0 | 1 | - | Unknown |
| Stony Lonesome Advisors LLC CRD: 313648 | - | 0 | 1 | - | Unknown |
| Stony Point Capital CRD: 283066 | - | 0 | 1 | - | Unknown |
| Stonyrock Partners LP CRD: 304538 | - | 0 | 0 | - | Unknown |
| Storehouse Advisory Group CRD: 147449 | - | 0 | 1 | - | Unknown |
| Storehouse Financial CRD: 148683 | - | 0 | 0 | - | Unknown |
| Storehouse Financial LLC CRD: 140738 | - | 0 | 1 | - | Unknown |
| Storen Financial CRD: 339197 | - | 0 | 1 | - | Unknown |
| Storey & Associates CRD: 150673 | - | 0 | 0 | - | Unknown |
| Storgate, LLC CRD: 334632 | - | 0 | 2 | - | Unknown |
| Storge CRD: 305395 | - | 0 | 3 | - | Unknown |
| Storm Ventures CRD: 162545 | - | 0 | 1 | - | Unknown |
| Stormbreaker Financial LLC CRD: 339890 | - | 0 | 1 | - | Unknown |
| Stormbreaker Venture Group, Inc. CRD: 329875 | - | 0 | 1 | - | Unknown |
| Stormbreaker Venture Group, LLC CRD: 310999 | - | 0 | 0 | - | Unknown |
| Stormfield Capital, LLC CRD: 285486 | - | 0 | 1 | - | Unknown |
| Stormharbour Securities LP CRD: 35997 | - | 3 | 0 | C | INACTIVE |
| Storms & Rowdon Financial Services, Inc. CRD: 334690 | - | 0 | 1 | - | Unknown |
| Storr Group CRD: 324212 | - | 0 | 1 | - | Unknown |