Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Stonebriar Wealth, LLC CRD: 327618 | - | 0 | 3 | - | Unknown |
| Stonebridge Advisors CRD: 289443 | - | 0 | 0 | - | Unknown |
| Stonebridge Capital Management NW, LLC CRD: 147392 | - | 0 | 3 | - | Unknown |
| Stonebridge Capital Management VI, L.L.C. CRD: 147385 | - | 0 | 0 | - | Unknown |
| Stonebridge Capital Partners LLC CRD: 328918 | CA | 0 | 2 | A | Active |
| Stonebridge Capital, LLC CRD: 47180 | - | 0 | 0 | A | INACTIVE |
| Stonebridge Financial Group CRD: 166251 | - | 0 | 1 | - | Unknown |
| Stonebridge Financial Group CRD: 340200 | - | 0 | 1 | - | Unknown |
| Stonebridge Financial Group, LLC CRD: 327529 | - | 0 | 8 | - | Unknown |
| Stonebridge Financial Group, LLC CRD: 337972 | - | 0 | 1 | - | Unknown |
| Stonebridge Financial Solutions, Inc CRD: 139911 | - | 0 | 1 | - | Unknown |
| Stonebridge Partners LLC CRD: 160018 | - | 0 | 1 | - | Unknown |
| Stonebridge Securities LLC CRD: 47659 | WA | 0 | 2 | A | Active |
| Stonebridge Securities, Inc. CRD: 38602 | - | 0 | 0 | A | INACTIVE |
| Stonebridge Securities,Ltd. CRD: 13651 | - | 0 | 0 | A | INACTIVE |
| Stonebridge Value Capital, LLC CRD: 298319 | - | 0 | 0 | - | Unknown |
| Stonebridge Wealth Management CRD: 122477 | - | 0 | 0 | - | Unknown |
| Stonebridge Wealth Management LLC CRD: 285693 | - | 0 | 1 | - | Unknown |
| Stonebridge Wealth Management, LLC CRD: 146775 | - | 0 | 2 | - | Unknown |
| Stonebridge Wealth Systems LLC CRD: 327894 | - | 0 | 8 | - | Unknown |
| Stonebrook Private LLC CRD: 325434 | - | 0 | 1 | - | Unknown |
| Stonecastle Securities, LLC CRD: 131211 | NY | 0 | 3 | A | Active |
| Stonecourt Capital LP CRD: 286234 | - | 0 | 1 | - | Unknown |
| Stonecreek Private Wealth, LLC CRD: 323473 | - | 0 | 1 | - | Unknown |
| Stonecreek Wealth Advisors CRD: 155300 | - | 0 | 1 | - | Unknown |
| Stonecroft Securities LLC CRD: 148159 | - | 0 | 0 | A | INACTIVE |
| Stonecrop Wealth Advisors, LLC CRD: 306486 | - | 0 | 1 | - | Unknown |
| Stonecutter Capital Advisors LLC CRD: 311191 | - | 0 | 0 | - | Unknown |
| Stonecutter Ventures LLC CRD: 298590 | - | 0 | 0 | - | Unknown |
| Stonecutter Ventures LLC CRD: 340090 | - | 0 | 1 | - | Unknown |
| Stonefield Capital Ltd. CRD: 333786 | - | 0 | 1 | - | Unknown |
| Stonefield Investment Advisory, Inc. CRD: 113802 | - | 0 | 2 | - | Unknown |
| Stonefly Investments CRD: 297432 | - | 0 | 0 | - | Unknown |
| Stonegate Investment Group, LLC CRD: 314889 | - | 0 | 0 | - | Unknown |
| Stonegate Partners, LLC CRD: 43034 | - | 2 | 0 | B | INACTIVE |
| Stonehage Fleming CRD: 313913 | - | 0 | 0 | - | Unknown |
| Stonehage Fleming Private Equity Limited CRD: 162110 | - | 0 | 0 | - | Unknown |
| Stoneharbor Investment Group, LLC CRD: 119982 | - | 0 | 0 | - | Unknown |
| Stonehaven Wealth & TAX Solutions CRD: 332731 | - | 0 | 1 | - | Unknown |
| Stonehaven, LLC CRD: 118913 | NY | 1 | 3 | C | Active |
| Stonehearth Capital Management CRD: 128866 | - | 0 | 1 | - | Unknown |
| Stonehedge Securities, LLC CRD: 103200 | - | 0 | 0 | A | INACTIVE |
| Stonehenge Partners, Corp. CRD: 333491 | - | 0 | 1 | - | Unknown |
| Stonehenge Retirement Planners CRD: 292489 | - | 0 | 2 | - | Unknown |
| Stonehenge Securities Corporation CRD: 13514 | - | 0 | 0 | A | INACTIVE |
| Stonehenge Securities, Inc. CRD: 133352 | - | 0 | 0 | A | INACTIVE |
| Stonehill Capital CRD: 311965 | - | 0 | 0 | - | Unknown |
| Stoneholt Wealth CRD: 340321 | - | 0 | 1 | - | Unknown |
| Stonehurst Securities, Inc. CRD: 138218 | - | 3 | 0 | C | INACTIVE |
| Stonekimbro CRD: 317356 | - | 0 | 0 | - | Unknown |