Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Stone Creek Group, LLC CRD: 182512 | - | 0 | 1 | - | Unknown |
| Stone Financial CRD: 226690 | - | 0 | 1 | - | Unknown |
| Stone Financial Advisor LLC CRD: 322262 | - | 0 | 0 | - | Unknown |
| Stone Forest Capital, LLC CRD: 291821 | - | 0 | 0 | - | Unknown |
| Stone Fortress Wealth Strategies CRD: 331873 | - | 0 | 2 | - | Unknown |
| Stone Harbor Financial Services, LLC CRD: 102320 | - | 0 | 0 | A | INACTIVE |
| Stone Harbor Investment Partners, LLC CRD: 138960 | - | 0 | 0 | - | Unknown |
| Stone Hatcher Financial CRD: 292406 | - | 0 | 0 | - | Unknown |
| Stone Hill Fiduciary Management, LLC CRD: 164981 | - | 0 | 1 | - | Unknown |
| Stone Hill Wealth Management, LLC CRD: 282930 | - | 0 | 2 | - | Unknown |
| Stone House Investment Management, LLC CRD: 139410 | - | 0 | 4 | - | Unknown |
| Stone House Partners CRD: 167094 | - | 0 | 1 | - | Unknown |
| Stone Island Financial Planning CRD: 146765 | - | 0 | 3 | - | Unknown |
| Stone KEY Securities LLC CRD: 152341 | CT | 0 | 2 | A | Active |
| Stone Lake Wealth Management, LLC CRD: 283554 | - | 0 | 1 | - | Unknown |
| Stone Legacy Capital LLC CRD: 334218 | - | 0 | 1 | - | Unknown |
| Stone Lion L.P. CRD: 157391 | - | 0 | 0 | - | Unknown |
| Stone Loft Wealth Management LLC CRD: 337410 | - | 0 | 1 | - | Unknown |
| Stone Mill Securities Corp. CRD: 13307 | - | 0 | 0 | A | INACTIVE |
| Stone Milliner Asset Management AG CRD: 163246 | - | 0 | 0 | - | Unknown |
| Stone Milliner Asset Management, LLP CRD: 162633 | - | 0 | 0 | - | Unknown |
| Stone Mountain Ventures Management Company, LLC CRD: 315619 | - | 0 | 1 | - | Unknown |
| Stone OAK Capital CRD: 340458 | - | 0 | 1 | - | Unknown |
| Stone OAK Capital LLC CRD: 341363 | - | 0 | 1 | - | Unknown |
| Stone OAK Capital, LLC CRD: 289105 | - | 0 | 2 | - | Unknown |
| Stone OAK Wealth Management, LLC CRD: 288217 | - | 0 | 2 | - | Unknown |
| Stone Pine Financial Partners CRD: 175287 | - | 0 | 2 | - | Unknown |
| Stone Point Capital LLC CRD: 156521 | - | 0 | 1 | - | Unknown |
| Stone Ridge Advisors CRD: 327875 | - | 0 | 1 | - | Unknown |
| Stone Ridge Asset Management LLC CRD: 165598 | - | 0 | 1 | - | Unknown |
| Stone Ridge Financial Services, Inc. CRD: 21909 | - | 0 | 0 | A | INACTIVE |
| Stone Ridge Partners LLC CRD: 114497 | - | 0 | 0 | A | INACTIVE |
| Stone RUN Capital, LLC CRD: 152078 | - | 0 | 0 | - | Unknown |
| Stone Securities Corporation CRD: 29476 | - | 0 | 0 | A | INACTIVE |
| Stone Securities Inc. CRD: 162909 | - | 0 | 1 | - | Unknown |
| Stone Spring Global, LLC CRD: 315497 | - | 0 | 1 | - | Unknown |
| Stone Steps Financial, LLC CRD: 175289 | - | 0 | 2 | - | Unknown |
| Stone Summit Wealth LLC CRD: 315438 | - | 0 | 1 | - | Unknown |
| Stone Temple Partners LLC CRD: 332833 | - | 0 | 2 | - | Unknown |
| Stone Toro Investment Advisers CRD: 164925 | - | 0 | 0 | - | Unknown |
| Stone Tower Wealth Advisors CRD: 341898 | - | 0 | 1 | - | Unknown |
| Stone Wall Financial CRD: 327726 | - | 0 | 2 | - | Unknown |
| Stone Wall Money Management LLC CRD: 331409 | - | 0 | 1 | - | Unknown |
| Stone Wealth Partners LLC CRD: 308429 | - | 0 | 2 | - | Unknown |
| Stone Wealth Strategies CRD: 297961 | - | 0 | 4 | - | Unknown |
| Stone, Joel J. CRD: 104043 | - | 0 | 0 | A | INACTIVE |
| Stone, Stephen B. CRD: 141180 | - | 0 | 0 | - | Unknown |
| Stone-Goff Partners CRD: 281205 | - | 0 | 1 | - | Unknown |
| Stone-Hecht Wealth Management, Inc. CRD: 158349 | - | 0 | 0 | - | Unknown |
| Stonebriar Securities, Inc. CRD: 19193 | - | 4 | 0 | C | INACTIVE |