Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Stocklift CRD: 335050 | - | 0 | 2 | - | Unknown |
| Stockpile Investment Advisors, Inc. CRD: 332799 | - | 0 | 0 | - | Unknown |
| Stockpile Investments, Inc. CRD: 156170 | CA | 1 | 2 | B | Active |
| Stockpower Online Capital, Inc. CRD: 104305 | - | 0 | 0 | A | INACTIVE |
| Stockroller CRD: 154867 | - | 0 | 0 | - | Unknown |
| Stocks 4 Less, Inc. CRD: 42666 | - | 17 | 0 | F | INACTIVE |
| Stockshield, LLC CRD: 147109 | - | 0 | 0 | A | INACTIVE |
| Stocktix Ltd. CRD: 334337 | - | 0 | 1 | - | Unknown |
| Stockton Capital Management Securities, Inc. CRD: 24627 | - | 0 | 0 | A | INACTIVE |
| Stockton Equities Group CRD: 18262 | - | 3 | 0 | C | INACTIVE |
| Stockton, Hart, Johnston, Wichert & Company CRD: 25327 | - | 0 | 0 | A | INACTIVE |
| STOCKVALU.COM LLC CRD: 306655 | - | 0 | 0 | - | Unknown |
| STOCKWALK.COM, Inc. CRD: 40692 | - | 0 | 0 | A | INACTIVE |
| Stockwell Ventures, LLC CRD: 323092 | - | 0 | 0 | - | Unknown |
| Stoddard Management Company CRD: 120263 | - | 0 | 0 | - | Unknown |
| Stodin Management & Research LLC CRD: 318922 | - | 0 | 0 | - | Unknown |
| Stoecker Financial, Inc. CRD: 119796 | - | 0 | 2 | - | Unknown |
| Stoeckler Financial Advisory Services, LLC CRD: 143669 | - | 0 | 0 | - | Unknown |
| Stoever, Glass & Company Inc. CRD: 7031 | - | 20 | 0 | F | INACTIVE |
| Stoffel Financial Advisor's, LLC CRD: 297529 | - | 0 | 1 | - | Unknown |
| Stoffer Wealth Advisors CRD: 146538 | - | 0 | 0 | - | Unknown |
| Stoffler Crowley Securities CRD: 20637 | - | 0 | 0 | A | INACTIVE |
| Stoic Strategies LLC CRD: 317685 | - | 0 | 0 | - | Unknown |
| Stoic Trading L.L.C. CRD: 115348 | - | 0 | 0 | A | INACTIVE |
| Stoiclane Manager LP CRD: 315158 | - | 0 | 0 | - | Unknown |
| Stoke Capital CRD: 135560 | - | 0 | 2 | - | Unknown |
| Stoked Capital LLC CRD: 315656 | - | 0 | 0 | - | Unknown |
| Stoken Asset Management LLC CRD: 167515 | - | 0 | 1 | - | Unknown |
| Stoker Ostler, a Part of BMO Financial Group CRD: 111320 | - | 0 | 4 | - | Unknown |
| Stokes & Hubbell Capital Management, LLC CRD: 172937 | - | 0 | 0 | - | Unknown |
| Stokes 388 Real Estate Ventures, LLC CRD: 326693 | - | 0 | 0 | - | Unknown |
| Stokes Family Office LLC CRD: 300899 | - | 0 | 2 | - | Unknown |
| Stokes Investment Group, LLC CRD: 127164 | - | 0 | 0 | - | Unknown |
| Stokhos Capital CRD: 329793 | - | 0 | 0 | - | Unknown |
| Stoliar, Scott Nelson CRD: 35343 | - | 0 | 0 | A | INACTIVE |
| Stoloff Investment Advisory Services, LLC CRD: 139422 | - | 0 | 0 | - | Unknown |
| Stolper & Co., Inc. CRD: 6911 | - | 0 | 1 | A | INACTIVE |
| Stolz & Associates, PS CRD: 117216 | - | 0 | 1 | - | Unknown |
| Stolzer Rothschild Levy LLC CRD: 169817 | - | 0 | 1 | - | Unknown |
| Stolzman, Alan L CRD: 102660 | - | 0 | 0 | A | INACTIVE |
| Stone & Newhouse Wealth Advisory CRD: 331044 | - | 0 | 1 | - | Unknown |
| Stone & Youngberg LLC CRD: 795 | - | 11 | 0 | D | INACTIVE |
| Stone Arch Capital, LLC CRD: 156186 | - | 0 | 0 | - | Unknown |
| Stone Arch Wealth Advisors, LLC CRD: 284536 | - | 0 | 0 | - | Unknown |
| Stone Beach Investment Management, LLC CRD: 163163 | - | 0 | 0 | - | Unknown |
| Stone Blue Capital LLC CRD: 334535 | - | 0 | 1 | - | Unknown |
| Stone Bridge Asset Management, LLC CRD: 159334 | - | 0 | 3 | - | Unknown |
| Stone Bridge Investment Partners LLC CRD: 288149 | - | 0 | 0 | - | Unknown |
| Stone Capital Partners, LLC CRD: 311973 | - | 0 | 1 | - | Unknown |
| Stone Creek Capital Management LLC CRD: 284775 | - | 0 | 0 | - | Unknown |