Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Stinson Financial Planning CRD: 121272 | - | 0 | 2 | - | Unknown |
| Stinson Securities, LLC CRD: 113004 | - | 0 | 0 | A | INACTIVE |
| Stipek Securities, LLC CRD: 100940 | - | 8 | 0 | D | INACTIVE |
| Stipple Ventures Management, LLC CRD: 299678 | - | 0 | 1 | - | Unknown |
| Stira Capital Markets Group, LLC CRD: 141277 | - | 0 | 0 | A | INACTIVE |
| Stires & Co., Inc. CRD: 6813 | - | 7 | 0 | D | INACTIVE |
| Stirling Bridge Wealth Partners, LLC CRD: 174122 | - | 0 | 1 | - | Unknown |
| Stirling Capital Management CRD: 152348 | - | 0 | 0 | - | Unknown |
| Stirling Financial Group CRD: 327004 | - | 0 | 2 | - | Unknown |
| Stirling Heights CRD: 332724 | - | 0 | 1 | - | Unknown |
| Stirling Square Capital Partners CRD: 161081 | - | 0 | 0 | - | Unknown |
| Stirling Wealth Advisors LLC CRD: 281761 | - | 0 | 0 | - | Unknown |
| Stirlingshire Investments CRD: 327779 | - | 0 | 22 | - | Unknown |
| Stiteler Investments, Inc. CRD: 7593 | - | 0 | 0 | A | INACTIVE |
| Stites Financial Consulting CRD: 293058 | - | 0 | 1 | - | Unknown |
| Stivers Wealth Management CRD: 336300 | - | 0 | 1 | - | Unknown |
| Stivers Wealth Management LLC CRD: 322557 | - | 0 | 0 | - | Unknown |
| STJ Ventures, LLC CRD: 288740 | - | 0 | 1 | - | Unknown |
| STM Asset Management LLC CRD: 150213 | - | 0 | 2 | - | Unknown |
| Stobba Financial Planning CRD: 113101 | - | 0 | 0 | - | Unknown |
| Stock & Trade Inc. CRD: 10689 | - | 0 | 0 | A | INACTIVE |
| Stock Circles Inc. CRD: 289275 | - | 0 | 0 | - | Unknown |
| Stock Farm Partners LLC CRD: 300060 | - | 0 | 1 | - | Unknown |
| Stock Finance Ltd CRD: 338959 | - | 0 | 1 | - | Unknown |
| Stock Financial and Retirement Solutions CRD: 338595 | - | 0 | 1 | - | Unknown |
| Stock Fund Management, Inc. CRD: 16982 | - | 0 | 0 | A | INACTIVE |
| Stock Investment Management Inc. CRD: 121590 | - | 0 | 0 | - | Unknown |
| Stock Management LLC CRD: 113902 | - | 0 | 4 | - | Unknown |
| Stock Mark3T CRD: 322933 | - | 0 | 0 | - | Unknown |
| Stock Market Trim Tabs, Inc. CRD: 36506 | - | 0 | 0 | A | INACTIVE |
| Stock Markets Institute CRD: 138190 | - | 0 | 0 | - | Unknown |
| Stock Options DAD LLC CRD: 315586 | - | 0 | 0 | - | Unknown |
| Stock Plan Advisory Group LLC CRD: 314680 | - | 0 | 1 | - | Unknown |
| Stock PRO CRD: 285362 | - | 0 | 1 | - | Unknown |
| Stock Securities LLC CRD: 32244 | CT | 2 | 3 | B | Active |
| Stock Snips, Inc. CRD: 322544 | - | 0 | 2 | - | Unknown |
| Stock Traders CRD: 37711 | CA | 0 | 3 | A | Active |
| Stock UP NOW Investment Advisors, Inc. CRD: 116301 | - | 0 | 0 | - | Unknown |
| Stock USA, Inc. CRD: 40687 | - | 2 | 0 | B | INACTIVE |
| Stockade Investment Advisors CRD: 125602 | - | 0 | 0 | - | Unknown |
| Stockblock Securities CRD: 307304 | NY | 0 | 3 | A | Active |
| Stockbridge Capital Group, LLC CRD: 149002 | - | 0 | 1 | - | Unknown |
| Stockbridge Investors CRD: 160674 | - | 0 | 1 | - | Unknown |
| Stockbridge Wealth Partners CRD: 293465 | - | 0 | 2 | - | Unknown |
| Stockcross Financial Services, Inc. CRD: 6670 | - | 22 | 0 | F | INACTIVE |
| Stockexec CRD: 282839 | - | 0 | 0 | - | Unknown |
| Stockflare CRD: 242787 | - | 0 | 0 | - | Unknown |
| Stockgift Corporation CRD: 47267 | - | 0 | 0 | A | INACTIVE |
| Stocking Securities Corp CRD: 35401 | - | 0 | 0 | A | INACTIVE |
| Stockkings Capital LLC CRD: 164445 | NY | 2 | 1 | B | Active |