Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Stewardship Wealth Management Solutions CRD: 322851 | - | 0 | 1 | - | Unknown |
| Stewardwell LLC CRD: 342950 | - | 0 | 3 | - | Unknown |
| Stewart & Patten Co LLC CRD: 109235 | - | 0 | 0 | - | Unknown |
| Stewart Advisory Services, Inc. CRD: 166562 | - | 0 | 0 | - | Unknown |
| Stewart Advisory Services, LLC CRD: 143636 | - | 0 | 0 | - | Unknown |
| Stewart Asset Management, LLC CRD: 170575 | - | 0 | 0 | - | Unknown |
| Stewart Dell LLC CRD: 289289 | - | 0 | 0 | - | Unknown |
| Stewart Financial Services LLC. CRD: 168690 | - | 0 | 0 | - | Unknown |
| Stewart H. Mcnairy & Co., Inc. CRD: 16382 | - | 0 | 0 | A | INACTIVE |
| Stewart Investment Advisers CRD: 110474 | - | 0 | 0 | - | Unknown |
| Stewart Wealth Management, Inc. CRD: 143425 | - | 0 | 4 | - | Unknown |
| Stewart Wealth Management, LLC CRD: 334077 | - | 0 | 3 | - | Unknown |
| STF Advisory Inc CRD: 339084 | - | 0 | 1 | - | Unknown |
| STF Management LP CRD: 173690 | - | 0 | 1 | - | Unknown |
| STFG Manager, LLC CRD: 309830 | - | 0 | 1 | - | Unknown |
| STG Futures CRD: 13878 | - | 0 | 0 | A | INACTIVE |
| STG Partners, LLC CRD: 291048 | - | 0 | 1 | - | Unknown |
| STG Secure Trading Group, Inc. CRD: 41216 | - | 10 | 0 | D | INACTIVE |
| STG Secure Trading Group, LLC. CRD: 125956 | - | 2 | 0 | B | INACTIVE |
| STG Securities, LLC CRD: 322438 | NY | 0 | 2 | A | Active |
| STI Classic Fund Services, Inc CRD: 35746 | - | 1 | 0 | B | INACTIVE |
| Stiassni Capital, LLC CRD: 158362 | - | 0 | 0 | - | Unknown |
| Stickney Private Client Group, Inc. CRD: 160082 | - | 0 | 0 | - | Unknown |
| Stier Global RE Advisors LLC CRD: 307744 | - | 0 | 0 | - | Unknown |
| Stifel Research Advisory, LLC CRD: 327588 | - | 0 | 1 | - | Unknown |
| Stifel Strategie Consulting Partners Ltd. CRD: 335333 | - | 0 | 1 | - | Unknown |
| Stifel Wealth Tracker CRD: 291897 | - | 0 | 1 | - | Unknown |
| Stifel, Nicolaus & Company, Incorporated CRD: 793 | MO | 251 | 757 | C | Active |
| Stiles Financial Services, Inc. CRD: 117023 | - | 0 | 2 | - | Unknown |
| Stiles, William Farquhar CRD: 43147 | - | 0 | 0 | A | INACTIVE |
| Still Lake Capital, LLC CRD: 287469 | - | 0 | 1 | - | Unknown |
| Still Point Partners CRD: 340987 | - | 0 | 1 | - | Unknown |
| Still River Financial Planning CRD: 317254 | - | 0 | 1 | - | Unknown |
| Still Waters Investment Strategies LLC CRD: 337727 | - | 0 | 1 | - | Unknown |
| Stillman, Maynard & Co. CRD: 3515 | - | 0 | 0 | A | INACTIVE |
| Stillmark Management LLC CRD: 305462 | - | 0 | 1 | - | Unknown |
| Stillpoint Capital CRD: 152079 | - | 0 | 1 | - | Unknown |
| Stillpoint Capital, LLC CRD: 133146 | FL | 0 | 2 | A | Active |
| Stillpoint Wealth CRD: 341336 | - | 0 | 1 | - | Unknown |
| Stillpoint Wealth Management, LLC CRD: 119154 | - | 1 | 0 | B | INACTIVE |
| Stillwater Capital, LLC CRD: 287931 | - | 0 | 0 | - | Unknown |
| Stillwater Financial CRD: 311084 | - | 0 | 1 | - | Unknown |
| Stillwater Investing CRD: 307511 | - | 0 | 4 | - | Unknown |
| Stillwater Investments CRD: 155411 | - | 0 | 1 | - | Unknown |
| Stillwater ONE CRD: 325486 | - | 0 | 1 | - | Unknown |
| Stillwater Private Wealth CRD: 339794 | - | 0 | 4 | - | Unknown |
| Stillwater Woods LLC CRD: 300275 | - | 0 | 0 | - | Unknown |
| Stillwell and Co. CRD: 7067 | - | 0 | 0 | A | INACTIVE |
| Stilwell Value LLC CRD: 160697 | - | 0 | 1 | - | Unknown |
| Stinnett Wealth Planning, LLC CRD: 329922 | - | 0 | 0 | - | Unknown |