Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Steven L. Falk & Associates Inc.
CRD: 14297
 - 7 0 D INACTIVE
Steven Marquard Investments and Economics
CRD: 175140
 - 0 0 - Unknown
Steven Nordlinger Inc.
CRD: 126526
 - 0 0 - Unknown
Steven P. Siegel, Ltd.
CRD: 172308
 - 0 2 - Unknown
Steven R. Jacobson, B/D
CRD: 25937
 - 0 0 A INACTIVE
Steven Robert Jakowchik
CRD: 136550
 - 0 2 - Unknown
Steven V. Berman Inc.
CRD: 132217
 - 1 0 B INACTIVE
Steven William Sherman
CRD: 134043
 - 0 1 - Unknown
Steven Young Financial Planning
CRD: 117280
 - 0 0 - Unknown
Stevens Anstine Investments, Inc.
CRD: 10726
 - 0 0 A INACTIVE
Stevens Capital Partners
CRD: 317517
 - 0 4 - Unknown
Stevens Court Capital Corporation
CRD: 11037
 - 0 0 A INACTIVE
Stevens Financial Services
CRD: 114349
 - 0 0 - Unknown
Stevens Foster Financial Advisors
CRD: 115752
 - 0 2 - Unknown
Stevens Group Wealth Coaches, Inc. D/B/a Alaska Ad…
CRD: 309344
 - 0 2 - Unknown
Stevens Trading L.L.C.
CRD: 119015
 - 0 0 A INACTIVE
Stevens Wealth Management LLC
CRD: 123043
 - 0 0 - Unknown
Stevens, Alan BEN
CRD: 37776
 - 0 0 A INACTIVE
Stevenson Advisors, LLC
CRD: 151874
 - 0 0 - Unknown
Stevenson Advisors, LLC
CRD: 284943
 - 0 1 - Unknown
Stevenson Advisory Services & Investments
CRD: 317925
 - 0 1 - Unknown
Stevenson Investment Management, Inc
CRD: 117373
 - 0 0 - Unknown
Stevenson, Roberts & Gray Securities, Inc.
CRD: 13063
 - 0 0 A INACTIVE
Steward Advisors Group, LLC
CRD: 321846
 - 0 7 - Unknown
Steward Advisors, LLC
CRD: 156331
 - 0 1 - Unknown
Steward Capital LLC.
CRD: 283480
 - 0 1 - Unknown
Steward Family Office, Inc.
CRD: 173846
 - 0 1 - Unknown
Steward Financial Services, LLC
CRD: 153609
 - 0 1 - Unknown
Steward Inc.
CRD: 314340
 - 0 2 - Unknown
Steward Partners Investment Advisory, LLC
CRD: 283004
 - 0 733 - Unknown
Steward Partners Investment Solutions, LLC
CRD: 1254
 OR 14 89 C Active
Steward Wealth Management
CRD: 143513
 - 0 0 - Unknown
Steward's Progress, LLC
CRD: 163694
 - 0 0 - Unknown
Stewardright
CRD: 287644
 - 0 2 - Unknown
Stewards Advisory Services
CRD: 295694
 - 0 2 - Unknown
Stewards Wealth Planning, LLC
CRD: 166307
 - 0 2 - Unknown
Stewardship Advisory Group, LLC
CRD: 165710
 - 0 1 - Unknown
Stewardship Capital
CRD: 110944
 - 0 1 - Unknown
Stewardship Capital Management, LLC
CRD: 170831
 - 0 0 - Unknown
Stewardship Concepts Financial Services LLC
CRD: 330611
 - 0 2 - Unknown
Stewardship Concepts Financial Services, LLC
CRD: 116679
 - 0 0 - Unknown
Stewardship Edge Capital, LLC
CRD: 300576
 - 0 1 - Unknown
Stewardship Financial
CRD: 281386
 - 0 1 - Unknown
Stewardship Financial Advisors, LLC
CRD: 125724
 - 0 0 - Unknown
Stewardship Financial Services
CRD: 169559
 - 0 0 - Unknown
Stewardship Investment Services LLC
CRD: 318026
 - 0 1 - Unknown
Stewardship Matters
CRD: 156797
 - 0 1 - Unknown
Stewardship Partners Investment Counsel, Inc.
CRD: 115340
 - 0 3 - Unknown
Stewardship Trust Advisors
CRD: 121348
 - 0 2 - Unknown
Stewardship Wealth Advisors
CRD: 202512
 - 0 1 - Unknown
Page 1349 of 1601 (80,028 total)
← Prev Next →