CRD #328918 · FINRA BrokerCheck + SEC IAPD

Stonebridge Capital Partners LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Stonebridge Capital Partners LLC ranks #17,827 of 20,055 by disclosure count (most disclosures first). Among firms registered in CA, it ranks #243 of 279 on the same disclosure sort used on the state browse page. Stonebridge Capital Partners LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 2 branch offices, earning a Grade A.

Grade A
Safety grade
2
branch offices
0
disclosures
#17,827 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 328918 Stonebridge Capital Partners LLC

Stonebridge Capital Partners LLC · Grade A · 0 disc · 0.00/office · Small firm

  • CRD 328918
  • GRADE A
  • DISC 0
  • REG 0
  • ARB 0
  • CIV 0
  • BRANCH 2
  • PER-OFF 0.00
  • RANK #17,827 of 20,055
  • BOOK Small firm

Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)

1031 Securities Inc.0.0016 Points LLC0.001851 Securities, Inc0.00Stonebridge Capital… (this)0.00
Disclosures per office among small firm peers (lower is cleaner)

Stonebridge Capital Partners LLC ranks #17,827 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

2 offices

FINRA: Small firm

Total disclosures

0 events

On FINRA BrokerCheck

Regulatory events

0 actions

On FINRA BrokerCheck

Disclosures per office

0.00 per office

0 ÷ 2 offices

Clean disclosure surface

Stonebridge Capital Partners LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 2 branch offices (Grade A). Verify on FINRA BrokerCheck ↗

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Newport Beach, CA
CRD Number
328918

Clean BrokerCheck surface

Stonebridge Capital Partners LLC's clean BrokerCheck surface

Stonebridge Capital Partners LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 2 branch offices (Grade A).

Stonebridge Capital Partners LLC shows zero reportable disclosures across 2 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Stonebridge Capital Partners LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.

California cohort · 0.00× state average

Stonebridge Capital Partners LLC sits below the California disclosure average

Stonebridge Capital Partners LLC reports 0 BrokerCheck disclosures, 0.00× the California average of 2.1, lighter than most of the 279 graded firms filed there.

In California, 189 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the California state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Stonebridge Capital Partners LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Stonebridge Capital Partners LLC ranks #17,827 of 20,055 by disclosure count (most disclosures first). Among firms registered in CA, it ranks #243 of 279 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Stonebridge Capital Partners LLC?
A grade of A means Stonebridge Capital Partners LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Stonebridge Capital Partners LLC have?
Stonebridge Capital Partners LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Stonebridge Capital Partners LLC?
Stonebridge Capital Partners LLC operates 2 branch offices and is classified by FINRA as a small firm, registered in CA (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Stonebridge Capital Partners LLC's disciplinary record?
You can verify Stonebridge Capital Partners LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 328918. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Stonebridge Capital Partners LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.

Read with this firm

  • 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Stonebridge Capital Partners LLC's 0.00
  • 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Stonebridge Capital Partners LLC's 0.00
  • 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Stonebridge Capital Partners LLC's 0.00
  • Firms in CA - state roster that includes Stonebridge Capital Partners LLC's registration home.
  • How to Vet a Financial Advisor - Use Stonebridge Capital Partners LLC's clean BrokerCheck surface as the baseline when you compare other firms.
  • Reading BrokerCheck Reports - What a Grade A page like Stonebridge Capital Partners LLC's does and does not prove.
  • Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Stonebridge Capital Partners LLC.
  • Compare firms - put Stonebridge Capital Partners LLC next to peers on grade and footprint.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.

Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.