Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Strategic Wealth Advisors, LLC CRD: 137421 | - | 0 | 0 | - | Unknown |
| Strategic Wealth Advisors, LLC CRD: 122906 | - | 0 | 0 | - | Unknown |
| Strategic Wealth Advisors, LLC CRD: 114167 | - | 0 | 4 | - | Unknown |
| Strategic Wealth Capital CRD: 326299 | - | 0 | 1 | - | Unknown |
| Strategic Wealth Group CRD: 284430 | - | 0 | 12 | - | Unknown |
| Strategic Wealth Investment Group, LLC CRD: 165474 | - | 0 | 27 | - | Unknown |
| Strategic Wealth Management Group, LLC CRD: 116285 | - | 0 | 0 | - | Unknown |
| Strategic Wealth Management Solutions LLC CRD: 321229 | - | 0 | 0 | - | Unknown |
| Strategic Wealth Management Solutions, LLC CRD: 150728 | - | 0 | 1 | - | Unknown |
| Strategic Wealth Partners CRD: 174052 | - | 0 | 0 | - | Unknown |
| Strategic Wealth Partners Inc. CRD: 158483 | - | 0 | 1 | - | Unknown |
| Strategic Wealth Partners LLC CRD: 336564 | - | 0 | 3 | - | Unknown |
| Strategic Wealth Partners, LLC CRD: 156670 | - | 0 | 1 | - | Unknown |
| Strategic Wealth Partners, Ltd. CRD: 148586 | - | 0 | 9 | - | Unknown |
| Strategic Wealth Planning CRD: 149134 | - | 0 | 1 | - | Unknown |
| Strategic Wealth Solutions LLC CRD: 314589 | - | 0 | 1 | - | Unknown |
| Strategic Wealth Solutions, Inc CRD: 165209 | - | 0 | 0 | - | Unknown |
| Strategic Wealth Strategies CRD: 305276 | - | 0 | 0 | - | Unknown |
| Strategic Wealth, LLC CRD: 174608 | - | 0 | 0 | - | Unknown |
| Strategiccapital CRD: 281271 | - | 0 | 0 | - | Unknown |
| Strategicglobal Insight, LLC CRD: 121071 | - | 0 | 1 | - | Unknown |
| Strategies Capital Management CRD: 114035 | - | 0 | 0 | - | Unknown |
| Strategiq Financial Group, LLC CRD: 144287 | - | 0 | 0 | - | Unknown |
| Strategiq Funds, Inc. CRD: 338557 | - | 0 | 1 | - | Unknown |
| Strategis Financial Group, Inc CRD: 104861 | - | 0 | 0 | - | Unknown |
| Strategy Asset Managers L.L.C. CRD: 109939 | - | 0 | 7 | - | Unknown |
| Strategy CAP, LLC CRD: 323391 | - | 0 | 1 | - | Unknown |
| Strategy Capital Group LLC CRD: 104119 | - | 0 | 0 | A | INACTIVE |
| Strategy Capital LLC CRD: 169007 | - | 0 | 1 | - | Unknown |
| Strategy Financial Group CRD: 164531 | - | 0 | 2 | - | Unknown |
| Strategy ONE Wealth Management LLC CRD: 288317 | - | 0 | 0 | - | Unknown |
| Strateon Intelligent Wealth LLC CRD: 309062 | - | 0 | 2 | - | Unknown |
| Stratesis CRD: 304724 | - | 0 | 0 | - | Unknown |
| Stratesis Technologies, LLC CRD: 315249 | - | 0 | 1 | - | Unknown |
| Stratfi CRD: 164744 | - | 0 | 1 | - | Unknown |
| Stratfinx Wealth CRD: 339309 | - | 0 | 1 | - | Unknown |
| Stratford Advisors, Inc. CRD: 132413 | - | 0 | 0 | - | Unknown |
| Stratford Investment Advisory Group, Inc. CRD: 111363 | - | 0 | 2 | - | Unknown |
| Stratford Investment Group, Inc. CRD: 13468 | - | 0 | 0 | A | INACTIVE |
| Stratford Partners CRD: 164954 | - | 5 | 0 | C | INACTIVE |
| Stratford Securities Corp. CRD: 16102 | - | 0 | 0 | A | INACTIVE |
| Stratford Securities, Inc. CRD: 22385 | - | 0 | 0 | A | INACTIVE |
| Strathaven Financial LLC CRD: 331331 | - | 0 | 1 | - | Unknown |
| Strathmore Group LLC CRD: 306089 | NY | 0 | 2 | A | Active |
| Stratia Wealth Management, LLC CRD: 334749 | - | 0 | 1 | - | Unknown |
| Stratifi, LLC CRD: 149862 | - | 0 | 0 | - | Unknown |
| Stratigraphic Resources, Inc. CRD: 7639 | - | 0 | 0 | A | INACTIVE |
| Stratim Partners LLC CRD: 171201 | - | 0 | 1 | - | Unknown |
| Stratis Capital, LLC CRD: 300130 | - | 0 | 1 | - | Unknown |
| Stratminds VC CRD: 300945 | - | 0 | 1 | - | Unknown |