Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Stratos Technologies Capital Management LLC CRD: 311846 | - | 0 | 0 | - | Unknown |
| Stratos Wealth Advisors LLC CRD: 283816 | - | 0 | 81 | - | Unknown |
| Stratos Wealth Partners, Ltd CRD: 153184 | - | 0 | 630 | - | Unknown |
| Stratos Wealth Securities, LLC CRD: 290230 | OH | 0 | 2 | A | Active |
| Stratstone Securities, LLC CRD: 149690 | - | 0 | 0 | A | INACTIVE |
| Strattner Capital Management LLC CRD: 304817 | - | 0 | 0 | - | Unknown |
| Strattners CRD: 343235 | - | 0 | 0 | - | Unknown |
| Stratton & Co. Retirement Investment Strategies, L… CRD: 174948 | - | 0 | 0 | - | Unknown |
| Stratton Advisors CRD: 138431 | - | 0 | 0 | - | Unknown |
| Stratton Financial and Estate Planning CRD: 142773 | - | 0 | 0 | - | Unknown |
| Stratton Lamb Advisors LLC CRD: 119650 | - | 0 | 1 | - | Unknown |
| Stratton Oakmont Inc. CRD: 18692 | - | 0 | 0 | A | INACTIVE |
| Stratton Securities, Inc. CRD: 11658 | - | 0 | 0 | A | INACTIVE |
| Stratum Fund Management, LLC CRD: 334885 | - | 0 | 1 | - | Unknown |
| Stratum JMA Management, LLC CRD: 318363 | - | 0 | 1 | - | Unknown |
| Stratus Advisory Group, Inc. CRD: 167448 | - | 0 | 1 | - | Unknown |
| Stratus Capital Partners III S. GP LP CRD: 302079 | - | 0 | 0 | - | Unknown |
| Stratus Capital, L.L.C. CRD: 43669 | - | 0 | 0 | A | INACTIVE |
| Stratus GestÃO DE Carteiras Ltda. CRD: 281371 | - | 0 | 0 | - | Unknown |
| Stratxai CRD: 325625 | - | 0 | 0 | - | Unknown |
| Straus Capital, LLC CRD: 136093 | NJ | 0 | 2 | A | Active |
| Strauss Capital LLC CRD: 332342 | - | 0 | 1 | - | Unknown |
| Strauss Financial Group CRD: 310512 | - | 0 | 1 | - | Unknown |
| Strauss Financial Group, Inc. CRD: 109586 | - | 0 | 0 | - | Unknown |
| Strava Financial, LLC CRD: 304263 | - | 0 | 1 | - | Unknown |
| Strava Wealth CRD: 121300 | - | 0 | 0 | - | Unknown |
| Stravasos CRD: 337531 | - | 0 | 1 | - | Unknown |
| Stravic Advisors LLC CRD: 298190 | - | 0 | 0 | - | Unknown |
| Stravida Wealth LLC CRD: 335465 | - | 0 | 1 | - | Unknown |
| Strawberry Creek Capital Group LLC CRD: 132011 | - | 0 | 0 | A | INACTIVE |
| Stream Financial Planning CRD: 293642 | - | 0 | 0 | - | Unknown |
| Streamline Advisory CRD: 335789 | - | 0 | 1 | - | Unknown |
| Streamline Financial Strategies Ltd CRD: 336181 | - | 0 | 1 | - | Unknown |
| Streamlined Ventures CRD: 168844 | - | 0 | 1 | - | Unknown |
| Streams Capital RIA, LLC CRD: 287847 | - | 0 | 0 | - | Unknown |
| Streamsong Advisors, LLC CRD: 168250 | - | 0 | 1 | - | Unknown |
| Street Light Wealth Management, LLC CRD: 312577 | - | 0 | 1 | - | Unknown |
| Street Smart Financial, LLC CRD: 146422 | - | 0 | 1 | - | Unknown |
| Streetbeat LLC CRD: 315893 | - | 0 | 1 | - | Unknown |
| Streetcapital, Inc CRD: 104034 | - | 0 | 0 | A | INACTIVE |
| Streetedge Capital, Inc. CRD: 104251 | - | 0 | 0 | A | INACTIVE |
| Streetone CRD: 285156 | - | 0 | 0 | - | Unknown |
| Streetwise Capital CRD: 301817 | - | 0 | 1 | - | Unknown |
| Streff Wealth Management CRD: 293123 | - | 0 | 0 | - | Unknown |
| Strelov Management CRD: 323790 | - | 0 | 0 | - | Unknown |
| Strenta Investment Management Services, LLC CRD: 169667 | - | 0 | 1 | - | Unknown |
| Stretford END CRD: 313250 | - | 0 | 1 | - | Unknown |
| Stretford END Capital Management, LLC CRD: 331166 | - | 0 | 1 | - | Unknown |
| Streuli Investments, LLC CRD: 31281 | - | 0 | 0 | A | INACTIVE |
| STRF Advisors CRD: 283769 | - | 0 | 0 | - | Unknown |