Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Strickland Davis Advisors LLC CRD: 126538 | - | 0 | 2 | - | Unknown |
| Strickler Investment Services, LLC CRD: 332778 | - | 0 | 3 | - | Unknown |
| Strickoff Financial Services, LLC CRD: 122673 | - | 0 | 0 | - | Unknown |
| Stride Capital Group, LP CRD: 162560 | - | 0 | 0 | - | Unknown |
| Stride Consumer CRD: 311501 | - | 0 | 1 | - | Unknown |
| Stride Exchange Inc CRD: 335268 | - | 0 | 1 | - | Unknown |
| Stride Financial Planning CRD: 322401 | - | 0 | 1 | - | Unknown |
| Stride Investments, LLC CRD: 167037 | - | 0 | 1 | - | Unknown |
| Stride TAX and Wealth Advisors, LLC CRD: 339078 | - | 0 | 1 | - | Unknown |
| STRIDE.VC LLP CRD: 308005 | - | 0 | 0 | - | Unknown |
| Strider Capital, LLC CRD: 310923 | - | 0 | 2 | - | Unknown |
| Strike Bridge Advisors CRD: 293822 | - | 0 | 0 | - | Unknown |
| Strike Capital CRD: 318562 | - | 0 | 1 | - | Unknown |
| Striker Management, LLC CRD: 339234 | - | 0 | 1 | - | Unknown |
| Striker Securities, Inc. CRD: 30028 | - | 0 | 0 | A | INACTIVE |
| Stringer Securities, Inc. CRD: 35159 | - | 0 | 0 | A | INACTIVE |
| Stringer Securities, Incorporated CRD: 16584 | - | 0 | 0 | A | INACTIVE |
| Stringer, Wyatt & Williams Securities, Inc. CRD: 13136 | - | 0 | 0 | A | INACTIVE |
| Stripes, LLC CRD: 157553 | - | 0 | 1 | - | Unknown |
| Stripper Financial Planning CRD: 317578 | - | 0 | 0 | - | Unknown |
| Strive Advisory, LLC CRD: 323937 | - | 0 | 0 | - | Unknown |
| Strive Asset Management CRD: 322039 | - | 0 | 1 | - | Unknown |
| Strive Financial Group, LLC CRD: 333298 | - | 0 | 5 | - | Unknown |
| Strive Retirement Group CRD: 334443 | - | 0 | 4 | - | Unknown |
| Strivent Financial CRD: 299009 | - | 0 | 1 | - | Unknown |
| Strivevest CRD: 304057 | - | 0 | 0 | - | Unknown |
| Strivus Wealth Partners LLC CRD: 173580 | - | 0 | 2 | - | Unknown |
| Strix Capital, LLC CRD: 165077 | - | 0 | 0 | - | Unknown |
| Strix Leviathan I, LLC CRD: 304814 | - | 0 | 0 | - | Unknown |
| Strix Leviathan LLC CRD: 304821 | - | 0 | 0 | - | Unknown |
| Strlex CRD: 339210 | - | 0 | 1 | - | Unknown |
| Strmski & Associates, Cpa's CRD: 120733 | - | 0 | 0 | - | Unknown |
| Strobe Ventures CRD: 334227 | - | 0 | 1 | - | Unknown |
| Strobus Capital LLC CRD: 290189 | - | 0 | 0 | - | Unknown |
| Strome Securities, L.P. CRD: 29682 | - | 3 | 0 | C | INACTIVE |
| Strong Bridge Advisors LLC CRD: 315520 | - | 0 | 2 | - | Unknown |
| Strong Financial Services CRD: 168792 | - | 0 | 2 | - | Unknown |
| Strong Investments CRD: 322782 | - | 0 | 0 | - | Unknown |
| Strong Investments, Inc. CRD: 15658 | - | 5 | 0 | C | INACTIVE |
| Strong OAK Financial LLC CRD: 283452 | - | 0 | 0 | - | Unknown |
| Strong Retirement Solutions CRD: 335968 | - | 0 | 5 | - | Unknown |
| Strong Tower Advisory Services CRD: 315106 | - | 0 | 1 | - | Unknown |
| Strong Ventures, LLC CRD: 166019 | - | 0 | 1 | - | Unknown |
| Strong Wealth CRD: 316950 | - | 0 | 2 | - | Unknown |
| Strong Wealth Advisors, LLC CRD: 332447 | - | 0 | 4 | - | Unknown |
| Strong Wealth Management CRD: 152229 | - | 0 | 0 | - | Unknown |
| Strongbox Advisors, LLC CRD: 283817 | - | 0 | 0 | - | Unknown |
| Strongbox Wealth, LLC CRD: 304952 | - | 0 | 1 | - | Unknown |
| Stronghaven Capital LLC CRD: 331659 | - | 0 | 1 | - | Unknown |
| Stronghold CRD: 337710 | - | 0 | 1 | - | Unknown |