Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Stronghold Financial, LLC CRD: 170908 | - | 0 | 0 | - | Unknown |
| Stronghold Resource Partners CRD: 289466 | - | 0 | 1 | - | Unknown |
| Stronghold Wealth Management L.L.C. CRD: 161194 | - | 0 | 3 | - | Unknown |
| Strongpoint Institutional Investment Advisors LLC CRD: 281953 | - | 0 | 0 | - | Unknown |
| Strongtower Financial, Inc. CRD: 35504 | - | 1 | 0 | B | INACTIVE |
| Strongvest Global Advisors, LLC CRD: 285192 | - | 0 | 0 | - | Unknown |
| Strouse, Greenberg Realty Investments, Inc. CRD: 7675 | - | 0 | 0 | A | INACTIVE |
| Structura Group, Ltd. CRD: 158189 | - | 0 | 0 | A | INACTIVE |
| Structural Capital Management Company II, LP CRD: 284310 | - | 0 | 1 | - | Unknown |
| Structural Capital Management Company, LP CRD: 171987 | - | 0 | 0 | - | Unknown |
| Structural Management LLC CRD: 298860 | - | 0 | 0 | - | Unknown |
| Structural Solutions LLC CRD: 319155 | - | 0 | 1 | - | Unknown |
| Structure X Capital Management, LLC CRD: 226603 | - | 0 | 0 | - | Unknown |
| Structured Asset Investors, LLC CRD: 131539 | - | 0 | 0 | - | Unknown |
| Structured Capital Designs, Inc. CRD: 120494 | - | 0 | 0 | - | Unknown |
| Structured Capital Resources Corporation CRD: 120426 | - | 1 | 0 | B | INACTIVE |
| Structured Finance LLC CRD: 336805 | - | 0 | 1 | - | Unknown |
| Structured Portfolio Management, L.L.C CRD: 108756 | - | 0 | 0 | - | Unknown |
| Structured Portfolio Solutions, LLC CRD: 145978 | - | 0 | 1 | - | Unknown |
| Structured Portfolio, Inc. CRD: 121052 | - | 0 | 0 | - | Unknown |
| Structured Shelters Securities, Inc. CRD: 10307 | - | 0 | 0 | A | INACTIVE |
| Structured Wealth Management, Inc. CRD: 146611 | - | 0 | 2 | - | Unknown |
| Strudwick Wealth Strategies Inc CRD: 108483 | - | 0 | 0 | - | Unknown |
| Strycker View Capital, LLC CRD: 281423 | - | 0 | 0 | - | Unknown |
| Stryker Financial CRD: 146273 | - | 0 | 1 | - | Unknown |
| STS Capital Group LLC CRD: 311598 | - | 0 | 0 | - | Unknown |
| STS Wealth Management, Inc. CRD: 164497 | - | 0 | 1 | - | Unknown |
| STT Capital Advisors, LLC CRD: 335628 | - | 0 | 1 | - | Unknown |
| STU Hawver, CFA, MBA, LLC CRD: 128027 | - | 0 | 3 | - | Unknown |
| STU Options CRD: 40545 | - | 0 | 0 | A | INACTIVE |
| Stuart a. Ditsky CPA PC CRD: 127031 | - | 0 | 0 | - | Unknown |
| Stuart Brothers CRD: 12980 | - | 0 | 0 | A | INACTIVE |
| Stuart ChaussÉE & Associates, Inc. CRD: 112105 | - | 0 | 0 | - | Unknown |
| Stuart D Goldner, Inc. CRD: 104246 | - | 0 | 0 | A | INACTIVE |
| Stuart D. Goldner CRD: 41531 | - | 0 | 0 | A | INACTIVE |
| Stuart I. Goldman, LLC CRD: 139631 | - | 0 | 0 | - | Unknown |
| Stuart Investment Advisors, Inc. CRD: 109995 | - | 0 | 1 | - | Unknown |
| Stuart Investments CRD: 130052 | - | 0 | 0 | - | Unknown |
| Stuart J. Greenberg, Co. CRD: 15638 | - | 0 | 0 | A | INACTIVE |
| Stuart Portfolio Consultants, L.P. CRD: 44487 | NY | 1 | 2 | B | Active |
| Stuart Securities Corp. CRD: 47076 | - | 2 | 0 | B | INACTIVE |
| Stuart Stone & Co., LLC CRD: 18190 | - | 0 | 0 | A | INACTIVE |
| Stuart Weiss CPA/PFS, LLC CRD: 165519 | - | 0 | 0 | - | Unknown |
| Stuart, Coleman & Co., Inc. CRD: 8642 | - | 0 | 0 | A | INACTIVE |
| Stuart, Scotto, Cella Company CRD: 32774 | - | 2 | 0 | B | INACTIVE |
| Stubbs Investments, LLC CRD: 300781 | - | 0 | 1 | - | Unknown |
| Stuckey LLC. CRD: 119608 | - | 1 | 0 | B | INACTIVE |
| Studdard Financial, LLC CRD: 161145 | - | 0 | 2 | - | Unknown |
| Studeman Securities, Incorporated CRD: 11827 | - | 0 | 0 | A | INACTIVE |
| Student Options, LLC CRD: 31626 | - | 25 | 0 | F | INACTIVE |