Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Student Quarters Blue SKY LP CRD: 287475 | - | 0 | 0 | - | Unknown |
| Studio Investment Management CRD: 158489 | - | 0 | 3 | - | Unknown |
| Studio Ventures and Capital Advisors, LLC CRD: 172093 | - | 0 | 1 | - | Unknown |
| Studioi, LLC CRD: 332785 | - | 0 | 2 | - | Unknown |
| Studness Research, Inc. CRD: 15277 | - | 0 | 0 | A | INACTIVE |
| Stulpin Trading L.L.C. CRD: 131492 | - | 0 | 0 | A | INACTIVE |
| Stulpin Trading L.L.C. CRD: 120927 | - | 0 | 0 | A | INACTIVE |
| Sturbridge Capital LLC CRD: 160327 | - | 0 | 1 | - | Unknown |
| Sturdivant & Co. Inc CRD: 24583 | NJ | 2 | 4 | B | Active |
| Sturgeon Ventures LLP CRD: 167026 | - | 0 | 0 | - | Unknown |
| Sturman Wealth Advisors CRD: 331560 | - | 0 | 2 | - | Unknown |
| Sturner Siderow Securities Inc. CRD: 7055 | - | 0 | 0 | A | INACTIVE |
| Sturniolo Joseph S & Associates Inc CRD: 107609 | - | 0 | 0 | - | Unknown |
| Stutland Equities,LLC CRD: 121941 | - | 2 | 0 | B | INACTIVE |
| Stuyvesant Capital Management Corporation CRD: 111998 | - | 0 | 2 | - | Unknown |
| Stuyvesant Securities Corporation CRD: 8065 | - | 0 | 0 | A | INACTIVE |
| Stuyvesant Square Advisors, Inc. CRD: 148491 | CT | 0 | 3 | A | Active |
| Stuyvesant Trading Group, L.L.C. CRD: 41718 | - | 1 | 0 | B | INACTIVE |
| STW Associates CRD: 106196 | - | 0 | 1 | - | Unknown |
| STYBR & Associates CRD: 122957 | - | 0 | 3 | - | Unknown |
| Styled Wealth CRD: 326784 | - | 0 | 1 | - | Unknown |
| Styles & Co. Securities CRD: 14672 | - | 0 | 0 | A | INACTIVE |
| Styletrack Investment Advisors CRD: 127271 | - | 0 | 0 | - | Unknown |
| Stylus Capital LLC CRD: 282156 | - | 0 | 0 | - | Unknown |
| Styra Wealth Management CRD: 338008 | - | 0 | 1 | - | Unknown |
| Styrax Capital LP CRD: 318435 | - | 0 | 1 | - | Unknown |
| Styre Wealth CRD: 289276 | - | 0 | 1 | - | Unknown |
| SUB-Sahara Capital Management LP CRD: 174398 | - | 0 | 0 | - | Unknown |
| Subfolio LLC CRD: 304833 | - | 0 | 0 | - | Unknown |
| Subnani Investment Research, LLC CRD: 290044 | - | 0 | 1 | - | Unknown |
| Suburban Financial Services, LLC CRD: 120789 | - | 0 | 0 | A | INACTIVE |
| Suburban Securities, Inc. CRD: 8543 | - | 0 | 0 | A | INACTIVE |
| Success Discount Brokerage,Inc. CRD: 13536 | - | 0 | 0 | A | INACTIVE |
| Success Trade Securities, Inc. CRD: 46027 | - | 14 | 0 | D | INACTIVE |
| Successful Money Strategies Inc CRD: 109829 | - | 0 | 1 | - | Unknown |
| Successful Portfolios LLC CRD: 152429 | - | 0 | 1 | - | Unknown |
| Successful Resource Management, Ltd. CRD: 110317 | - | 0 | 1 | - | Unknown |
| Successful Wealth Strategies, LLC CRD: 286563 | - | 0 | 2 | - | Unknown |
| Succession Financial, Inc CRD: 336434 | - | 0 | 3 | - | Unknown |
| Succession Planning International, Inc. CRD: 42134 | - | 0 | 0 | A | INACTIVE |
| Successvp LLC CRD: 327131 | - | 0 | 1 | - | Unknown |
| Sucre'-Vail Wealth Advisors CRD: 114679 | - | 0 | 2 | - | Unknown |
| Sudan Ventures, LLC CRD: 324075 | - | 0 | 0 | - | Unknown |
| Sudo SU, LLC CRD: 319426 | - | 0 | 0 | - | Unknown |
| Sueing Investments, LLC CRD: 139154 | - | 0 | 3 | - | Unknown |
| Suffolk Technologies Fund Management, L.L.C. CRD: 323776 | - | 0 | 1 | - | Unknown |
| Sugar Capital CRD: 311347 | - | 0 | 1 | - | Unknown |
| Sugar Creek Consulting CRD: 288187 | - | 0 | 1 | - | Unknown |
| Sugar Free Capital Management Company, LLC CRD: 336192 | - | 0 | 1 | - | Unknown |
| Sugar Hill Advisors, LLC CRD: 301342 | - | 0 | 1 | - | Unknown |