Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Superlative Films, LLC CRD: 286124 | - | 0 | 0 | - | Unknown |
| Superlayer Labs Management, LLC CRD: 317975 | - | 0 | 1 | - | Unknown |
| Supernatural Ventures Fund Management, LLC CRD: 338197 | - | 0 | 1 | - | Unknown |
| Supernova Asset Strategies CRD: 222526 | - | 0 | 0 | - | Unknown |
| Superorganism Ventures, LLC CRD: 326071 | - | 0 | 1 | - | Unknown |
| Superposition Venture Partners LLC CRD: 321119 | - | 0 | 1 | - | Unknown |
| Superstate Advisers LLC CRD: 336188 | - | 0 | 1 | - | Unknown |
| Superstate Inc. CRD: 327562 | - | 0 | 0 | - | Unknown |
| Supertrade Securities, Inc. CRD: 46960 | - | 4 | 0 | C | INACTIVE |
| Supervised Financial Services, Inc. CRD: 7859 | - | 0 | 0 | A | INACTIVE |
| Supervision Partners LLC CRD: 300528 | NY | 0 | 2 | A | Active |
| Super{SET} CRD: 304847 | - | 0 | 1 | - | Unknown |
| Suplee, Reed & Co., Inc. CRD: 23926 | - | 0 | 0 | A | INACTIVE |
| Suppes Securities, Inc. CRD: 13722 | - | 0 | 0 | A | INACTIVE |
| Supply Change Capital Management LLC CRD: 315172 | - | 0 | 1 | - | Unknown |
| Supplysci, LLC CRD: 336526 | - | 0 | 1 | - | Unknown |
| Supporting Your Choices Inc. CRD: 125367 | - | 0 | 2 | - | Unknown |
| Supportive Financial, LLC CRD: 329195 | - | 0 | 1 | - | Unknown |
| Supreme Alliance LLC CRD: 45348 | NC | 6 | 20 | B | Active |
| Sure Dividend Asset Management LLC CRD: 305232 | - | 0 | 0 | - | Unknown |
| Sure Ventures CRD: 319104 | - | 0 | 1 | - | Unknown |
| Sure Ventures GP LLC CRD: 293120 | - | 0 | 0 | - | Unknown |
| Surefire Capital CRD: 311861 | - | 0 | 0 | - | Unknown |
| Surepath Financial Services, LLC CRD: 289576 | - | 0 | 2 | - | Unknown |
| Surepath Wealth Management CRD: 283458 | - | 0 | 0 | - | Unknown |
| Suretrade Inc. CRD: 43625 | - | 3 | 0 | B | INACTIVE |
| Surety Financial Services Inc. CRD: 18344 | - | 2 | 0 | B | INACTIVE |
| Surety Investment Services CRD: 135295 | - | 0 | 2 | - | Unknown |
| Surevest Private Wealth CRD: 306872 | - | 0 | 0 | - | Unknown |
| Surevest Wealth Management CRD: 122369 | - | 0 | 0 | - | Unknown |
| Surex Securities, Corporation CRD: 16779 | - | 0 | 0 | A | INACTIVE |
| Surf Club VC, LLC CRD: 321198 | - | 0 | 1 | - | Unknown |
| Surface Financial LLC CRD: 222514 | - | 0 | 0 | - | Unknown |
| Surface Venture Management, LLC CRD: 311788 | - | 0 | 1 | - | Unknown |
| Surface Vision Capital LP CRD: 334185 | - | 0 | 1 | - | Unknown |
| Surge Capital LLC CRD: 328397 | - | 0 | 1 | - | Unknown |
| Surge Trading Inc. CRD: 126963 | - | 0 | 0 | A | INACTIVE |
| Surgepoint Capital LLC CRD: 334621 | - | 0 | 1 | - | Unknown |
| Surgical Frontiers CRD: 172853 | - | 0 | 0 | - | Unknown |
| Surgocap Partners LP CRD: 323078 | - | 0 | 1 | - | Unknown |
| Surience Private Wealth LLC CRD: 313055 | - | 0 | 1 | - | Unknown |
| Surmount Ventures Management LLC CRD: 341568 | - | 0 | 1 | - | Unknown |
| Surrey Brown Co. Inc. CRD: 3539 | - | 0 | 0 | A | INACTIVE |
| Sursum Financial LLC CRD: 317529 | - | 0 | 1 | - | Unknown |
| Surya Capital, LLC CRD: 161105 | - | 0 | 1 | - | Unknown |
| Surya Capitale Securities LLC CRD: 159173 | NY | 0 | 2 | A | Active |
| Susa Fund Management LLP CRD: 166880 | - | 0 | 0 | - | Unknown |
| Susa Ventures Management, LLC CRD: 172760 | - | 0 | 1 | - | Unknown |
| Susan Burns DBA Snug Harbor Financial Planning CRD: 132213 | - | 0 | 0 | - | Unknown |
| Susan Carlisle CRD: 134752 | - | 0 | 2 | - | Unknown |