Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Sunrise Securities,Inc. CRD: 14657 | - | 0 | 0 | A | INACTIVE |
| Sunrise Wealth Management, Inc. CRD: 153296 | - | 0 | 0 | - | Unknown |
| Sunrise Wealth Management, LLC CRD: 120385 | - | 0 | 1 | - | Unknown |
| Sunrise Wealth Management, LLC CRD: 159409 | - | 0 | 1 | - | Unknown |
| Sunriver Capital Inc CRD: 284584 | - | 0 | 0 | - | Unknown |
| Sunriver Capital Partners, LLC CRD: 330049 | - | 0 | 1 | - | Unknown |
| Sunriver Management LLC CRD: 281277 | - | 0 | 1 | - | Unknown |
| Sunsego LLC CRD: 309066 | - | 0 | 0 | - | Unknown |
| Sunset Advisers, LLC CRD: 334116 | - | 0 | 0 | - | Unknown |
| Sunset Aspire Manager LLC CRD: 330776 | - | 0 | 1 | - | Unknown |
| Sunset BLVD Capital CRD: 173320 | - | 0 | 0 | - | Unknown |
| Sunset Financial Services, Inc. CRD: 3538 | MO | 11 | 2 | C | Active |
| Sunset MED Center Manager LLC CRD: 333061 | - | 0 | 1 | - | Unknown |
| Sunset Retirement Advisors LLC CRD: 333226 | - | 0 | 2 | - | Unknown |
| Sunset Securities, L.L.C. CRD: 122983 | - | 1 | 0 | B | INACTIVE |
| Sunset Securities,Inc. CRD: 14293 | - | 0 | 0 | A | INACTIVE |
| Sunset Strategic Financial Advisors, LLC CRD: 161606 | - | 0 | 1 | - | Unknown |
| Sunset Venture Partners, LLC CRD: 324100 | - | 0 | 1 | - | Unknown |
| Sunset Vizcaya Manager LLC CRD: 340579 | - | 0 | 1 | - | Unknown |
| Sunset Wealth Management CRD: 304357 | - | 0 | 0 | - | Unknown |
| Sunset Wealth Management CRD: 277136 | - | 0 | 0 | - | Unknown |
| Sunshine Kapital CRD: 330662 | - | 0 | 1 | - | Unknown |
| Sunstate Equity Trading CRD: 43571 | - | 6 | 0 | D | INACTIVE |
| Sunstone Advisors, LLC CRD: 324002 | - | 0 | 1 | - | Unknown |
| Sunstone Financial CRD: 312894 | - | 0 | 1 | - | Unknown |
| Sunstone Partners CRD: 281970 | - | 0 | 0 | - | Unknown |
| Sunstone Partners CRD: 305064 | - | 0 | 1 | - | Unknown |
| Sunstrand Securities Corporation, Inc. CRD: 8374 | - | 0 | 0 | A | INACTIVE |
| Sunstreet Securities, LLC CRD: 143211 | AZ | 0 | 10 | A | Active |
| Suntax Advisors LLC CRD: 338144 | - | 0 | 1 | - | Unknown |
| Sunthay GRX LLC CRD: 314554 | NY | 0 | 2 | A | Active |
| Suntx Capital Management Corp. CRD: 161332 | - | 0 | 1 | - | Unknown |
| Sunu Ventures CRD: 333021 | - | 0 | 0 | - | Unknown |
| Sunvest Securities, Inc. CRD: 16738 | - | 0 | 0 | A | INACTIVE |
| Sunwealth Securities Corporation CRD: 10920 | - | 0 | 0 | A | INACTIVE |
| Supena-Nyman Investment Corporation CRD: 8067 | - | 0 | 0 | A | INACTIVE |
| Super Angel Fund CRD: 311602 | - | 0 | 1 | - | Unknown |
| Super Fund Securities Corp. CRD: 18811 | - | 0 | 0 | A | INACTIVE |
| Superbloom Partners CRD: 330218 | - | 0 | 1 | - | Unknown |
| Superbloom Partners, LLC CRD: 318636 | - | 0 | 0 | - | Unknown |
| Superfund Advisors, Inc. CRD: 167104 | - | 0 | 0 | - | Unknown |
| Superfund Asset Management Inc. CRD: 112246 | - | 0 | 0 | A | INACTIVE |
| Superfund USA, LLC CRD: 147069 | - | 0 | 0 | A | INACTIVE |
| Superior Equities, Inc. CRD: 8535 | - | 0 | 0 | A | INACTIVE |
| Superior Financial Group, Inc. CRD: 35529 | - | 0 | 0 | A | INACTIVE |
| Superior Financial Services,Inc. CRD: 104165 | WI | 1 | 15 | B | Active |
| Superior Financial, LLC CRD: 148326 | - | 0 | 1 | - | Unknown |
| Superior Planning Wealth Management & Family Offic… CRD: 130711 | - | 0 | 1 | - | Unknown |
| Superior Retirement Strategies, LLC CRD: 158152 | - | 0 | 0 | - | Unknown |
| Superior Street Capital Markets, LLC CRD: 43609 | - | 0 | 0 | A | INACTIVE |