Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Suncoast Securities & Real Estate Investments, Inc… CRD: 10405 | - | 0 | 0 | A | INACTIVE |
| Suncoast Ventures Management, LLC CRD: 322625 | - | 0 | 1 | - | Unknown |
| Sundance Advisors CRD: 139741 | - | 0 | 0 | - | Unknown |
| Sundance Associates CRD: 113933 | - | 0 | 0 | - | Unknown |
| Sundance BAY CRD: 301868 | - | 0 | 1 | - | Unknown |
| Sundance Equities Co. CRD: 14999 | - | 0 | 0 | A | INACTIVE |
| Sundance Wealth Management CRD: 114938 | - | 0 | 1 | - | Unknown |
| Sundance Wealth Management Group L.L.C. CRD: 140740 | - | 0 | 0 | - | Unknown |
| Sunday Planning LLC CRD: 313315 | - | 0 | 0 | - | Unknown |
| Sunday Ventures LLC CRD: 332252 | - | 0 | 1 | - | Unknown |
| Sundial Group, LLC CRD: 158367 | FL | 0 | 2 | A | Active |
| Sundial Securities Corporation CRD: 11040 | - | 0 | 0 | A | INACTIVE |
| Sundial Wealth LLC CRD: 321900 | - | 0 | 1 | - | Unknown |
| Sundvold Financial CRD: 108176 | - | 0 | 3 | - | Unknown |
| Sunesis Advisors, LLC CRD: 159114 | - | 0 | 1 | - | Unknown |
| Sunflower Ventures Management, LLC CRD: 324736 | - | 0 | 0 | - | Unknown |
| Sunflower Wealth Advisors LLC CRD: 269963 | - | 0 | 4 | - | Unknown |
| Sungard Brokerage & Securities Services LLC CRD: 153409 | - | 0 | 0 | A | INACTIVE |
| Sungard Global Execution Services LLC CRD: 43934 | - | 2 | 0 | B | INACTIVE |
| Sungard Institutional Brokerage Inc. CRD: 8509 | - | 3 | 0 | C | INACTIVE |
| Sungarden Fund Management CRD: 283809 | - | 0 | 0 | - | Unknown |
| Sunglow Wealth Advisory LLC CRD: 304101 | - | 0 | 1 | - | Unknown |
| Sungrowth Securities Corporation CRD: 14006 | - | 0 | 0 | A | INACTIVE |
| Sunier Advisors LLC CRD: 317222 | - | 0 | 0 | - | Unknown |
| Sunkyong Securities America Inc. CRD: 42642 | - | 0 | 0 | A | INACTIVE |
| Sunlake Investment Management CRD: 125888 | - | 0 | 0 | - | Unknown |
| Sunlight Investments CRD: 292139 | - | 0 | 2 | - | Unknown |
| Sunlight Partners PTY Ltd CRD: 342216 | - | 0 | 0 | - | Unknown |
| Sunlight Peaks Financial Partners, LLC CRD: 315251 | - | 0 | 3 | - | Unknown |
| Sunlin Consulting Investment Advisory Services, LL… CRD: 123953 | - | 0 | 0 | - | Unknown |
| Sunlogic Securities, Inc. CRD: 38054 | - | 0 | 0 | A | INACTIVE |
| Sunmark Investments and Securities, Inc. CRD: 10287 | - | 0 | 0 | A | INACTIVE |
| Sunnybay Investments CRD: 167453 | - | 0 | 0 | - | Unknown |
| Sunnybranch Wealth LLC CRD: 323075 | - | 0 | 2 | - | Unknown |
| Sunpath Financial CRD: 312343 | - | 0 | 1 | - | Unknown |
| Sunpoint Securities, Inc. CRD: 25442 | - | 26 | 0 | F | INACTIVE |
| Sunpointe Investments CRD: 282505 | - | 0 | 6 | - | Unknown |
| Sunridge Partners (UK) LLP CRD: 298975 | - | 0 | 0 | - | Unknown |
| Sunrise Advisors CRD: 111953 | - | 0 | 0 | - | Unknown |
| Sunrise Brokers LLC CRD: 151012 | - | 0 | 0 | A | INACTIVE |
| Sunrise Capital Corp. CRD: 4283 | - | 0 | 0 | A | INACTIVE |
| Sunrise Capital Investment Advisers CRD: 289515 | - | 0 | 0 | - | Unknown |
| Sunrise Financial Advisors CRD: 289459 | - | 0 | 0 | - | Unknown |
| Sunrise Financial Advisory LLC CRD: 284973 | - | 0 | 0 | - | Unknown |
| Sunrise Financial Services LLC CRD: 325955 | - | 0 | 1 | - | Unknown |
| Sunrise Investment Advisers LLC CRD: 143989 | - | 0 | 0 | - | Unknown |
| Sunrise Investment Services, Inc. CRD: 116655 | - | 0 | 0 | - | Unknown |
| Sunrise Investments Holdings Limited CRD: 309074 | - | 0 | 0 | - | Unknown |
| Sunrise Manager LLC CRD: 330704 | - | 0 | 1 | - | Unknown |
| Sunrise Personal Finance CRD: 322716 | - | 0 | 0 | - | Unknown |