Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| SWS Partners, LLC CRD: 281838 | - | 0 | 2 | - | Unknown |
| SWVP Fund 24 GP LLC CRD: 332806 | - | 0 | 1 | - | Unknown |
| SWVP Fund XIV GP, LLC CRD: 310454 | - | 0 | 1 | - | Unknown |
| SWVP Fund XIX GP LLC CRD: 292772 | - | 0 | 0 | - | Unknown |
| SWVP Fund XV GP, LLC CRD: 294633 | - | 0 | 0 | - | Unknown |
| SWVP Fund XVI GP, LLC CRD: 294638 | - | 0 | 0 | - | Unknown |
| SWVP Fund Xvii GP, LLC CRD: 294640 | - | 0 | 0 | - | Unknown |
| SWVP Fund Xviii GP LLC CRD: 288354 | - | 0 | 0 | - | Unknown |
| SWVP Fund XX GP LLC CRD: 305423 | - | 0 | 1 | - | Unknown |
| SWVP Fund XXI GP LLC CRD: 309968 | - | 0 | 1 | - | Unknown |
| SWVP Fund Xxii GP LLC CRD: 321848 | - | 0 | 1 | - | Unknown |
| SWVP Fund Xxiii GP LLC CRD: 324682 | - | 0 | 1 | - | Unknown |
| SY Jacobs CFP LLC CRD: 289767 | - | 0 | 0 | - | Unknown |
| Sybedon Equities Corp CRD: 11359 | - | 0 | 0 | A | INACTIVE |
| Sycale Advisors CRD: 168204 | - | 0 | 1 | - | Unknown |
| Sycamore Ventures CRD: 159683 | - | 0 | 0 | - | Unknown |
| Sycamore Financial Advisors, Inc. CRD: 108628 | - | 0 | 4 | - | Unknown |
| Sycamore Financial Group CRD: 14143 | IN | 1 | 6 | B | Active |
| Sycamore Investment Consulting Services, LLC CRD: 125081 | - | 0 | 2 | - | Unknown |
| Sycamore Partners CRD: 161050 | - | 0 | 0 | - | Unknown |
| Sycamore Partners CRD: 284346 | - | 0 | 1 | - | Unknown |
| Sycamore Pictures, LLC CRD: 170594 | - | 0 | 0 | - | Unknown |
| Sycamore Tree Capital Partners, L.P. CRD: 311555 | - | 0 | 1 | - | Unknown |
| Sycamore Tree CLO Advisors, L.P. CRD: 314626 | - | 0 | 0 | - | Unknown |
| Sycamore Wealth Planning CRD: 284595 | - | 0 | 0 | - | Unknown |
| Sycee Capital, LLC CRD: 167092 | - | 0 | 0 | - | Unknown |
| Sycolin Creek Capital LLC CRD: 282432 | - | 0 | 0 | - | Unknown |
| Sycomore Financial CRD: 287543 | - | 0 | 1 | - | Unknown |
| Sydan CRD: 32051 | - | 2 | 0 | B | INACTIVE |
| Sydney Prevor and Co. Inc. CRD: 17639 | - | 0 | 0 | A | INACTIVE |
| Sydney Quantitative PTY Ltd. CRD: 335244 | - | 0 | 0 | - | Unknown |
| Sygnus Capital Limted CRD: 333428 | - | 0 | 0 | - | Unknown |
| Sygnus Capital PR LLC CRD: 283447 | - | 0 | 1 | - | Unknown |
| Sygnus Capital SL Limited CRD: 333426 | - | 0 | 0 | - | Unknown |
| Sygnus Wealth PR LLC CRD: 325576 | - | 0 | 1 | - | Unknown |
| Sykes Financial Services CRD: 155354 | - | 0 | 1 | - | Unknown |
| Sykes Financial Services LLC CRD: 131593 | - | 0 | 0 | A | INACTIVE |
| Sykon Capital LLC CRD: 326728 | - | 0 | 3 | - | Unknown |
| Sylebra Capital Limited CRD: 160597 | - | 0 | 0 | - | Unknown |
| Sylebra Capital LLC CRD: 316856 | - | 0 | 1 | - | Unknown |
| Syllabus Capital CRD: 302120 | - | 0 | 0 | - | Unknown |
| Sylo Planning CRD: 330193 | - | 0 | 1 | - | Unknown |
| Sylva International CRD: 285146 | - | 0 | 1 | - | Unknown |
| Sylvan Gustin CRD: 313357 | - | 0 | 0 | - | Unknown |
| Sylvan Securities, Inc. CRD: 16258 | - | 0 | 0 | A | INACTIVE |
| Sylvester, Edward J JR. CRD: 34266 | - | 0 | 0 | A | INACTIVE |
| Sylvester, Phillip John CRD: 32428 | - | 2 | 0 | B | INACTIVE |
| SYM Financial Advisors CRD: 107517 | - | 0 | 28 | - | Unknown |
| Syman-Degler Group, LLC CRD: 295679 | - | 0 | 2 | - | Unknown |
| Symbiome Equity Management, LLC CRD: 338157 | - | 0 | 1 | - | Unknown |