Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Symbiotic Capital CRD: 325844 | - | 0 | 1 | - | Unknown |
| Symbiotic Wealth Management, LLC CRD: 168893 | - | 0 | 0 | - | Unknown |
| Symbol Capital, LLC CRD: 163105 | - | 0 | 1 | - | Unknown |
| Symbol Fund Management Ltd CRD: 319023 | - | 0 | 0 | - | Unknown |
| Symbridge Capital LLC CRD: 307430 | - | 0 | 0 | A | INACTIVE |
| Symetra Securities, Inc. CRD: 739 | WA | 3 | 3 | C | Active |
| Symfonie Capital CRD: 310010 | - | 0 | 0 | - | Unknown |
| Symfonie Capital / Symfonie Investment Advisors CRD: 164566 | - | 0 | 0 | - | Unknown |
| Symfonie Capital / Symfonie Investment Advisors CRD: 164567 | - | 0 | 0 | - | Unknown |
| Symington Financial Corp. CRD: 19852 | - | 0 | 0 | A | INACTIVE |
| Symmetric Advisors Inc CRD: 110105 | - | 0 | 1 | - | Unknown |
| Symmetric Capital, LLC CRD: 160936 | - | 0 | 0 | - | Unknown |
| Symmetric Investments, Inc. CRD: 31195 | - | 2 | 0 | B | INACTIVE |
| Symmetry Investment Advisors, Inc. CRD: 161776 | - | 0 | 0 | - | Unknown |
| Symmetry Investments (Hong Kong) Limited CRD: 171483 | - | 0 | 0 | - | Unknown |
| Symmetry Investments Jersey Limited CRD: 314983 | - | 0 | 0 | - | Unknown |
| Symmetry Investments Singapore Private Limited CRD: 299056 | - | 0 | 0 | - | Unknown |
| Symmetry Investments UK LLP CRD: 171476 | - | 0 | 0 | - | Unknown |
| Symmetry Investments US LLC CRD: 317755 | - | 0 | 1 | - | Unknown |
| Symmetry Partners CRD: 120982 | - | 0 | 12 | - | Unknown |
| Symmetry Partners LLC CRD: 141169 | - | 0 | 0 | A | INACTIVE |
| Symmetry Partners, L.L.C. CRD: 43019 | - | 1 | 0 | B | INACTIVE |
| Symmone Wealth Management LLC CRD: 168381 | - | 0 | 0 | - | Unknown |
| Symon Group, Ltd. CRD: 7355 | - | 0 | 0 | A | INACTIVE |
| Symons Capital Management Inc CRD: 104817 | - | 0 | 0 | - | Unknown |
| Sympheron CRD: 167421 | - | 1 | 0 | B | INACTIVE |
| Symphonic Capital CRD: 325084 | - | 0 | 1 | - | Unknown |
| Symphonic Securities LLC CRD: 139512 | - | 0 | 0 | A | INACTIVE |
| Symphony Capital LLC CRD: 162181 | - | 0 | 0 | - | Unknown |
| Symphony Financial Partners (Singapore) PTE. Ltd. CRD: 170667 | - | 0 | 0 | - | Unknown |
| Symphony Financial Services, Inc. CRD: 125058 | - | 0 | 4 | - | Unknown |
| Symphony Financial Team CRD: 288715 | - | 0 | 1 | - | Unknown |
| Symphony Financial, Ltd. Co. CRD: 171816 | - | 0 | 19 | - | Unknown |
| Symphony ONE Capital Management, LLC CRD: 329568 | - | 0 | 3 | - | Unknown |
| Symphony Retirement Partners LLC CRD: 300990 | - | 0 | 4 | - | Unknown |
| Symphony Technology Group, LLC CRD: 160676 | - | 0 | 1 | - | Unknown |
| Symphony Wealth Management CRD: 283794 | - | 0 | 1 | - | Unknown |
| Symplectic Capital LLC CRD: 283186 | - | 0 | 2 | - | Unknown |
| SYN Ventures Management LLC CRD: 315560 | - | 0 | 1 | - | Unknown |
| SYN Ventures Seed Management LLC CRD: 328931 | - | 0 | 1 | - | Unknown |
| Synanthem Partners CRD: 333523 | - | 0 | 0 | - | Unknown |
| Synapse Brokerage LLC CRD: 137662 | - | 4 | 0 | C | INACTIVE |
| Synaptic Capital Group L.L.C. CRD: 164768 | - | 0 | 0 | - | Unknown |
| Syncal Securities Corporation CRD: 14912 | - | 0 | 0 | A | INACTIVE |
| Synchronicity CRD: 288025 | - | 0 | 0 | - | Unknown |
| Synchronized Investments Inc CRD: 150379 | - | 0 | 0 | - | Unknown |
| Synchrony Capital, LLC CRD: 167322 | - | 0 | 0 | - | Unknown |
| Syncom Venture Management Company, LLC CRD: 161873 | - | 0 | 0 | - | Unknown |
| Syncracy Operational Management LLC CRD: 319424 | - | 0 | 0 | - | Unknown |
| Syndex Securities Corporation CRD: 15099 | - | 0 | 0 | A | INACTIVE |