Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Syndic Investments, Inc. CRD: 14217 | - | 0 | 0 | A | INACTIVE |
| Syndicated Capital, Inc. CRD: 29037 | CA | 5 | 15 | B | Active |
| Syndicated Investment Resources Corporation CRD: 15077 | - | 0 | 0 | A | INACTIVE |
| Syndicated Investments, Inc. of Raleigh CRD: 13567 | - | 0 | 0 | A | INACTIVE |
| Syndicus, Inc. CRD: 10653 | - | 0 | 0 | A | INACTIVE |
| Synergist Private Wealth LLC CRD: 312555 | - | 0 | 1 | - | Unknown |
| Synergistic Group LLC CRD: 158699 | - | 0 | 0 | - | Unknown |
| Synergistic Investments, Inc. CRD: 10054 | - | 0 | 0 | A | INACTIVE |
| Synergos Advisory CRD: 304021 | - | 0 | 1 | - | Unknown |
| Synergos Capital Management CRD: 315583 | - | 0 | 1 | - | Unknown |
| Synergy Advisors, LLC CRD: 128264 | CA | 0 | 2 | A | Active |
| Synergy Asset Management, LLC CRD: 117201 | - | 0 | 6 | - | Unknown |
| Synergy Asset Strategies, Inc. CRD: 169557 | - | 0 | 0 | - | Unknown |
| Synergy Brokerage CRD: 127367 | - | 0 | 0 | - | Unknown |
| Synergy Capital CRD: 334117 | - | 0 | 2 | - | Unknown |
| Synergy Capital I, LLC CRD: 47965 | NY | 0 | 3 | A | Active |
| Synergy Capital, Inc. CRD: 115919 | - | 0 | 0 | - | Unknown |
| Synergy Divorce Solutions CRD: 306124 | - | 0 | 2 | - | Unknown |
| Synergy FG CRD: 309961 | - | 0 | 3 | - | Unknown |
| Synergy Financial CRD: 136679 | - | 0 | 0 | - | Unknown |
| Synergy Financial Group of Arizona, LLC CRD: 153675 | - | 0 | 0 | - | Unknown |
| Synergy Financial LLC CRD: 281639 | - | 0 | 0 | - | Unknown |
| Synergy Financial Strategies, LLC CRD: 145412 | - | 0 | 0 | - | Unknown |
| Synergy Investing CRD: 312431 | - | 0 | 0 | - | Unknown |
| Synergy Investment Group, LLC CRD: 46035 | - | 9 | 2 | C | INACTIVE |
| Synergy Investment Management LLC CRD: 305961 | - | 0 | 17 | - | Unknown |
| Synergy Networks Capital Partners, LLC CRD: 336275 | - | 0 | 1 | - | Unknown |
| Synergy Securities, Inc. CRD: 10283 | - | 0 | 0 | A | INACTIVE |
| Synergy Ventures Advisors III, L.L.C. CRD: 213520 | - | 0 | 1 | - | Unknown |
| Synergy Wealth Advisors CRD: 149774 | - | 0 | 0 | - | Unknown |
| Synergy Wealth Advisors, LLC CRD: 150155 | - | 0 | 1 | - | Unknown |
| Synergy Wealth Management CRD: 336819 | - | 0 | 1 | - | Unknown |
| Synergy Wealth Management, LLC CRD: 165113 | - | 0 | 0 | - | Unknown |
| Synergy Wealth Management, LLC CRD: 174633 | - | 0 | 1 | - | Unknown |
| Synergy Wealthcare Solutions, LLC CRD: 300135 | - | 0 | 0 | - | Unknown |
| Syno Infinity Ltd CRD: 337844 | - | 0 | 1 | - | Unknown |
| Synobis Advisors, Inc. CRD: 281488 | - | 0 | 0 | - | Unknown |
| Synouvo Wealth Management, LLC CRD: 171123 | - | 0 | 1 | - | Unknown |
| Synova LLP CRD: 173443 | - | 0 | 0 | - | Unknown |
| Synovus Securities, Inc. CRD: 14023 | GA | 12 | 103 | B | Active |
| Syntagma Capital Management SA CRD: 325437 | - | 0 | 0 | - | Unknown |
| Syntax Advisors, LLC CRD: 286573 | - | 0 | 0 | - | Unknown |
| Syntax Research, Inc. CRD: 151948 | - | 0 | 1 | - | Unknown |
| Synthesis Advisors, Inc. CRD: 109025 | - | 0 | 1 | - | Unknown |
| Synthesis Capital (Formerly Advent Healthcare Vent… CRD: 163902 | - | 0 | 0 | - | Unknown |
| Synthesis Capital Group CRD: 312144 | - | 0 | 2 | - | Unknown |
| Synthesis Capital LLP CRD: 319758 | - | 0 | 0 | - | Unknown |
| Syntheticfi LLC CRD: 330200 | - | 0 | 5 | - | Unknown |
| Syntrinsic Investment Counsel, LLC. CRD: 147978 | - | 0 | 0 | - | Unknown |
| Syntrinsic LLC CRD: 327054 | - | 0 | 0 | - | Unknown |