Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Syon Capital LLC CRD: 322776 | - | 0 | 2 | - | Unknown |
| Syphon LLC CRD: 47565 | - | 0 | 0 | A | INACTIVE |
| Syren Capital Advisors CRD: 283665 | - | 0 | 0 | - | Unknown |
| Syringa Securities Company, Inc. CRD: 10551 | - | 0 | 0 | A | INACTIVE |
| Syrios Wealth Management Group CRD: 332139 | - | 0 | 2 | - | Unknown |
| Systelligence, LLC CRD: 283582 | - | 0 | 2 | - | Unknown |
| System 2 Advisors, L.P. CRD: 164189 | - | 0 | 1 | - | Unknown |
| System 2 Capital LLP CRD: 321192 | - | 0 | 0 | - | Unknown |
| System Research, LLC CRD: 155311 | - | 0 | 1 | - | Unknown |
| Systematic Investors, Inc. CRD: 13615 | - | 0 | 0 | A | INACTIVE |
| Systematic Management AB CRD: 312239 | - | 0 | 0 | - | Unknown |
| Systematic Portfolios LLC CRD: 323132 | - | 0 | 0 | - | Unknown |
| Systematica Investments Singapore PTE. Ltd CRD: 289335 | - | 0 | 0 | - | Unknown |
| Systematica Investments UK LLP CRD: 289336 | - | 0 | 0 | - | Unknown |
| Systematized Benefits Administrators, Inc. CRD: 19242 | - | 1 | 0 | B | INACTIVE |
| Systemic Bliss Crypto Index Fund I, LLC CRD: 309382 | - | 0 | 0 | - | Unknown |
| Systems Financial CRD: 284744 | - | 0 | 0 | - | Unknown |
| Systems Securities, Inc. CRD: 14038 | - | 0 | 0 | A | INACTIVE |
| Systima Capital Management CRD: 168318 | - | 0 | 1 | - | Unknown |
| SYSTM Wealth Solutions CRD: 321267 | - | 0 | 0 | - | Unknown |
| Sytek Securities Corp. CRD: 39879 | - | 0 | 0 | A | INACTIVE |
| Syverson Strege CRD: 109228 | - | 0 | 2 | - | Unknown |
| SYZYGY Financial LLC CRD: 154896 | - | 0 | 1 | - | Unknown |
| Szop Multistrat Management LLC CRD: 317689 | - | 0 | 1 | - | Unknown |
| SÃO Pedro Capital Investimentos S.A. CRD: 296814 | - | 0 | 0 | - | Unknown |
| T & G Capital Management CRD: 31516 | - | 0 | 0 | A | INACTIVE |
| T & M Financial Inc. CRD: 144295 | - | 0 | 0 | - | Unknown |
| T & M Financial Inc. CRD: 291786 | - | 0 | 1 | - | Unknown |
| T & N Financial Inc. CRD: 14228 | - | 0 | 0 | A | INACTIVE |
| T & T Brokerage Co.,Inc. CRD: 14984 | - | 0 | 0 | A | INACTIVE |
| T Capital Funding, LLC CRD: 128179 | FL | 0 | 2 | A | Active |
| T Capital Partners CRD: 312681 | - | 0 | 0 | - | Unknown |
| T Dibernardo Consulting Inc. CRD: 291634 | - | 0 | 0 | - | Unknown |
| T Green Wealth Advisors LLC CRD: 292162 | - | 0 | 1 | - | Unknown |
| T K Securities,LLC CRD: 38443 | - | 0 | 0 | A | INACTIVE |
| T Ventures Management Co, Ltd. CRD: 296775 | - | 0 | 0 | - | Unknown |
| T&L Investment, LLC CRD: 283603 | - | 0 | 0 | - | Unknown |
| T&R Advisors LLC CRD: 306268 | - | 0 | 1 | - | Unknown |
| T&R Wealth Management CRD: 288722 | - | 0 | 0 | - | Unknown |
| T&T Capital Management CRD: 158407 | - | 0 | 5 | - | Unknown |
| T&T Capital Management, LLC CRD: 334022 | - | 0 | 1 | - | Unknown |
| T-H Brokerage Services, LLC CRD: 137905 | - | 0 | 0 | A | INACTIVE |
| T-REX Securities, LLC CRD: 174831 | - | 0 | 0 | A | INACTIVE |
| T-Street Capital, LLC CRD: 304431 | - | 0 | 0 | - | Unknown |
| T. a. Berthel Advisory Services CRD: 124549 | - | 0 | 0 | - | Unknown |
| T. a. Bradford & Co. CRD: 5605 | - | 0 | 0 | A | INACTIVE |
| T. Anton Investment House, Inc. CRD: 174970 | - | 0 | 2 | - | Unknown |
| T. BOB Investments, Inc. CRD: 7757 | - | 0 | 0 | A | INACTIVE |
| T. Clark & Associates CRD: 283684 | - | 0 | 0 | - | Unknown |
| T. E. Desmond Co. CRD: 7603 | - | 0 | 0 | A | INACTIVE |