Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| T. E. Laird Securities, LLC CRD: 169734 | MN | 0 | 1 | A | Active |
| T. E. Spencer and Co., Inc. CRD: 5682 | - | 0 | 0 | A | INACTIVE |
| T. Fenn Financial Planning, LLC CRD: 155410 | - | 0 | 2 | - | Unknown |
| T. G. Crowley & Co., Inc. CRD: 117291 | - | 0 | 0 | - | Unknown |
| T. H. Fitzgerald & Co. CRD: 806 | - | 0 | 0 | A | INACTIVE |
| T. I. Investments, Inc. CRD: 6844 | - | 0 | 0 | A | INACTIVE |
| T. J. Raney & Sons, Inc. CRD: 3128 | - | 0 | 0 | A | INACTIVE |
| T. J. Raney & Sons, Inc. - BD CRD: 19243 | - | 2 | 0 | B | INACTIVE |
| T. Kenny & Co., Inc. CRD: 30969 | - | 0 | 0 | A | INACTIVE |
| T. Mann Financial CRD: 332461 | - | 0 | 2 | - | Unknown |
| T. N. Tiemeyer Company (the) CRD: 11052 | - | 0 | 0 | A | INACTIVE |
| T. Rose & Associates, Inc. CRD: 115253 | - | 0 | 2 | - | Unknown |
| T. Rowe Price (Canada), Inc. CRD: 107290 | - | 0 | 1 | - | Unknown |
| T. Rowe Price Advisory Services, Inc. CRD: 108958 | - | 0 | 450 | - | Unknown |
| T. Rowe Price Associates, Inc. CRD: 105496 | - | 0 | 221 | - | Unknown |
| T. Rowe Price Australia Limited CRD: 290594 | - | 0 | 0 | - | Unknown |
| T. Rowe Price International Ltd CRD: 126032 | - | 0 | 0 | - | Unknown |
| T. Rowe Price Investment Services, Inc. CRD: 8348 | MD | 4 | 39 | C | Active |
| T. Rowe Price Japan, Inc. CRD: 290585 | - | 0 | 0 | - | Unknown |
| T. Rowe Price Singapore Private Ltd CRD: 155831 | - | 0 | 0 | - | Unknown |
| T. Sharp Wealth Management CRD: 326734 | - | 0 | 1 | - | Unknown |
| T. T. Securities, Inc. CRD: 8117 | - | 0 | 0 | A | INACTIVE |
| T. U. Crumpton & Co. CRD: 7135 | - | 0 | 0 | A | INACTIVE |
| T.A. Mckay & Co, Inc CRD: 160682 | - | 0 | 0 | - | Unknown |
| T.A. Salomon Asset Management PLLC CRD: 167546 | - | 0 | 1 | - | Unknown |
| T.B. Securities, Inc. CRD: 14507 | - | 0 | 0 | A | INACTIVE |
| T.C. Driscoll & Co., Inc. CRD: 1681 | - | 0 | 0 | A | INACTIVE |
| T.C. Schwab Financial Planning, LLC CRD: 144382 | - | 0 | 1 | - | Unknown |
| T.E. Zimmerman, Investment Services CRD: 146822 | - | 0 | 2 | - | Unknown |
| T.F. King & Associates CRD: 115508 | - | 0 | 0 | - | Unknown |
| T.F.CHIMERI and Company CRD: 14856 | - | 0 | 0 | A | INACTIVE |
| T.G. Crowley and Company, Inc. CRD: 10814 | - | 0 | 0 | A | INACTIVE |
| T.H. Construction, Inc. CRD: 167409 | - | 0 | 0 | - | Unknown |
| T.H. Lehman Securities Corporation CRD: 16283 | - | 0 | 0 | A | INACTIVE |
| T.H. O'shea & Co., Inc. CRD: 39286 | - | 0 | 0 | A | INACTIVE |
| T.H. Rapko & Company, LLC CRD: 165874 | - | 0 | 1 | - | Unknown |
| T.H.E. Financial Group, Ltd CRD: 14720 | - | 6 | 0 | D | INACTIVE |
| T.H.FITZGERALD & Co., L.L.C. CRD: 104641 | - | 0 | 0 | - | Unknown |
| T.I.M. Corp. CRD: 25703 | - | 0 | 0 | A | INACTIVE |
| T.I.P.S. 4 Reps CRD: 145659 | - | 0 | 0 | - | Unknown |
| T.I.P.S. 4 Reps CRD: 291568 | - | 0 | 1 | - | Unknown |
| T.J. Hogue Company, Inc. CRD: 10884 | - | 0 | 0 | A | INACTIVE |
| T.J. Sullivan & Co., Inc. CRD: 10233 | - | 0 | 0 | A | INACTIVE |
| T.J. Thompson & Associates, Inc. CRD: 28265 | - | 0 | 0 | A | INACTIVE |
| T.K.M. Financial Services, LLC CRD: 289872 | - | 0 | 1 | - | Unknown |
| T.L. Eddy Financial Services, Inc. CRD: 141563 | - | 0 | 1 | - | Unknown |
| T.L. Group, Inc. CRD: 22097 | - | 0 | 0 | A | INACTIVE |
| T.L. Hill Securities, Inc. CRD: 14718 | - | 0 | 0 | A | INACTIVE |
| T.L. Reed Securities, Inc. CRD: 19875 | - | 0 | 0 | A | INACTIVE |
| T.L. Smith Securities CRD: 17978 | - | 0 | 0 | A | INACTIVE |