CRD #8348 · FINRA BrokerCheck + SEC IAPD

T. Rowe Price Investment Services, Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, T. Rowe Price Investment Services, Inc. ranks #1,908 of 20,055 by disclosure count (most disclosures first). Among firms registered in MD, it ranks #5 of 24 on the same disclosure sort used on the state browse page. T. Rowe Price Investment Services, Inc. carries 4 BrokerCheck disclosures across 39 branch offices - light load for a mid-sized firm, earning a Grade C.

Verify on FINRA BrokerCheck → Browse all firms
Grade C
Safety grade
39
branch offices
4
disclosures
#1,908 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 8348 T. Rowe Price Investment Services, Inc.

T. Rowe Price Investment Services, Inc. · Grade C · 4 disc · 0.10/office · Mid-sized firm

  • CRD 8348
  • GRADE C
  • DISC 4
  • REG 1
  • ARB 3
  • CIV 0
  • BRANCH 39
  • PER-OFF 0.10
  • RANK #1,908 of 20,055
  • BOOK Mid-sized firm

Intensity peers

Nearest same-size peer: Level Four Financial, LLC (0.10 disc/office)

Level Four Financial, LLC0.10ST. Bernard Financial S…0.11Arete Wealth Management…0.10T. Rowe Price Inves… (this)0.10
Disclosures per office among mid-sized firm peers (lower is cleaner)

T. Rowe Price Investment Services, Inc. ranks #1,908 of 20,055 by disclosure count among graded broker-dealers; light load at 0.10 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 3/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

39 offices

FINRA: Large firm

Total disclosures

4 events

On FINRA BrokerCheck

Regulatory events

1 action

25% of all disclosures

Disclosures per office

0.10 per office

4 ÷ 39 offices

T. Rowe Price Investment Services, Inc. vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 87% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 1
Arbitrations 3
Civil Events 0
Total 4

Counts for T. Rowe Price Investment Services, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 1 Arbitration 3 Civil 0

Firm Details

Firm Size
Large
Scope
ACTIVE
Location
Baltimore, MD
CRD Number
8348

Lower disclosures per office

T. Rowe Price Investment Services, Inc. in the heavier-disclosure third

T. Rowe Price Investment Services, Inc. carries 4 BrokerCheck disclosures across 39 branch offices - a heavier-third raw book among graded firms (#1,908 of 20,055). Customer-facing events dominate: 3 arbitration and 0 civil versus 1 regulatory (25% regulator share).

T. Rowe Price Investment Services, Inc. runs 0.10 disclosures per branch office (cleaner than 87% of disclosing multi-office firms). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of T. Rowe Price Investment Services, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Maryland cohort · 2.53× state average

T. Rowe Price Investment Services, Inc. sits above the Maryland disclosure average

T. Rowe Price Investment Services, Inc. reports 4 BrokerCheck disclosures, 2.53× the Maryland average of 1.6 across 24 graded firms with a principal-office state on file.

In Maryland, 16 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Maryland state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does T. Rowe Price Investment Services, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, T. Rowe Price Investment Services, Inc. ranks #1,908 of 20,055 by disclosure count (most disclosures first). Among firms registered in MD, it ranks #5 of 24 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of C mean for T. Rowe Price Investment Services, Inc.?
A grade of C reflects T. Rowe Price Investment Services, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (mid-sized firm). It carries 4 total disclosures across 39 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does T. Rowe Price Investment Services, Inc. have?
T. Rowe Price Investment Services, Inc. has 4 total FINRA disclosures, including 1 regulatory event, 3 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is T. Rowe Price Investment Services, Inc.?
T. Rowe Price Investment Services, Inc. operates 39 branch offices and is classified by FINRA as a large firm, registered in MD (Mid-sized firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify T. Rowe Price Investment Services, Inc.'s disciplinary record?
You can verify T. Rowe Price Investment Services, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 8348. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's record, including regulatory actions, customer complaints, arbitration proceedings, and civil court events. Disclosures are part of the public record maintained by FINRA and do not necessarily indicate wrongdoing or proven violations.
Should I avoid T. Rowe Price Investment Services, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. T. Rowe Price Investment Services, Inc. carries 4 disclosures across 39 branch offices (about 0.10 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for T. Rowe Price Investment Services, Inc., both outside MD so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • Level Four Financial, LLC (TX) - 0.10 disclosures/office, nearest mid-sized firm peer to T. Rowe Price Investment Services, Inc.'s 0.10
  • ST. Bernard Financial Services, Inc. (AR) - 0.11 disclosures/office, nearest mid-sized firm peer to T. Rowe Price Investment Services, Inc.'s 0.10
  • Arete Wealth Management, LLC (IL) - 0.10 disclosures/office, nearest mid-sized firm peer to T. Rowe Price Investment Services, Inc.'s 0.10
  • Firms in MD - state roster that includes T. Rowe Price Investment Services, Inc.'s registration home.
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade C firm like T. Rowe Price Investment Services, Inc..
  • Reading BrokerCheck Reports - How T. Rowe Price Investment Services, Inc.'s 0.10 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to T. Rowe Price Investment Services, Inc..
  • Compare firms - put T. Rowe Price Investment Services, Inc. next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.