Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| TDC Fund Manager, L.P. CRD: 282603 | - | 0 | 0 | - | Unknown |
| Tdcfo CRD: 283442 | - | 0 | 0 | - | Unknown |
| TDG CP LLC CRD: 338974 | - | 0 | 1 | - | Unknown |
| TDI Investment Corp CRD: 15097 | - | 0 | 0 | A | INACTIVE |
| TDI Real Estate Holdings LLC CRD: 162078 | - | 0 | 0 | - | Unknown |
| TDI, Incorporated CRD: 30629 | - | 8 | 0 | D | INACTIVE |
| Tdirection Asset Management CRD: 285730 | - | 0 | 1 | - | Unknown |
| TDK Ventures Inc. CRD: 327245 | - | 0 | 1 | - | Unknown |
| TDL Managing Partners, LLC CRD: 311701 | - | 0 | 1 | - | Unknown |
| TDM Trust CRD: 285751 | - | 0 | 0 | - | Unknown |
| TDO Wealth Management, L.L.C. CRD: 299527 | - | 0 | 0 | - | Unknown |
| TDR Capital LLP CRD: 161428 | - | 0 | 0 | - | Unknown |
| TDT Financial Inc CRD: 310877 | - | 0 | 1 | - | Unknown |
| TDW Financial Strategies CRD: 289350 | - | 0 | 0 | - | Unknown |
| TE Advisors LLC CRD: 336139 | - | 0 | 1 | - | Unknown |
| Teach Wealth Management Inc. CRD: 150507 | - | 0 | 1 | - | Unknown |
| Teacher Advisors, LLC CRD: 309763 | - | 0 | 0 | - | Unknown |
| Teacher Wealth CRD: 309400 | - | 0 | 1 | - | Unknown |
| Teachers Advisors, LLC CRD: 107157 | - | 0 | 1 | - | Unknown |
| Teachers Financial Investment Corporation CRD: 143307 | - | 0 | 0 | A | INACTIVE |
| Teachers Personal Investors Services, Inc. CRD: 36130 | - | 0 | 0 | A | INACTIVE |
| Teak Financial LLC CRD: 299960 | - | 0 | 2 | - | Unknown |
| Teak Tree Capital Management, LLC CRD: 149474 | - | 0 | 0 | - | Unknown |
| Teakwood Capital CRD: 161876 | - | 0 | 0 | - | Unknown |
| Teakwood Financial Advisors, Inc. CRD: 114298 | - | 0 | 0 | - | Unknown |
| Teall Capital Partners, LLC CRD: 299332 | - | 0 | 1 | - | Unknown |
| Tealwood Asset Management CRD: 105245 | - | 0 | 2 | - | Unknown |
| Team Brokerage, Inc. CRD: 17671 | - | 0 | 0 | A | INACTIVE |
| Team Builder Ventures MC, LLC CRD: 168842 | - | 0 | 1 | - | Unknown |
| Team Covert, LLC CRD: 331269 | - | 0 | 1 | - | Unknown |
| Team Elevated Asset Management CRD: 321979 | - | 0 | 1 | - | Unknown |
| Team Financial LLC CRD: 166343 | - | 0 | 0 | - | Unknown |
| Team Financial Planning CRD: 327256 | - | 0 | 1 | - | Unknown |
| Team Financial Planning,Inc. CRD: 118576 | - | 0 | 0 | - | Unknown |
| Team Financial Resources, Inc. CRD: 116838 | - | 0 | 0 | - | Unknown |
| Team Financial Strategies CRD: 134104 | - | 0 | 2 | - | Unknown |
| Team Hewins, LLC CRD: 291194 | - | 0 | 9 | - | Unknown |
| Team Ignite Management, LLC CRD: 324647 | - | 0 | 0 | - | Unknown |
| Team Ignite Ventures, LLC CRD: 321263 | - | 0 | 1 | - | Unknown |
| Team Nelson Securities Corp. CRD: 10294 | - | 0 | 0 | A | INACTIVE |
| Team Private Wealth Management CRD: 320719 | - | 0 | 0 | - | Unknown |
| Team Securities Corporation CRD: 17713 | - | 3 | 0 | C | INACTIVE |
| Team Strategy Inc CRD: 113469 | - | 0 | 0 | - | Unknown |
| Team Velu Horizon Holding Manager CRD: 335514 | - | 0 | 1 | - | Unknown |
| Team Wealth & TAX Advisors CRD: 309411 | - | 0 | 1 | - | Unknown |
| Team Wealth Planning and Management, Inc. CRD: 129807 | - | 0 | 0 | - | Unknown |
| Team8 CRD: 297626 | - | 0 | 0 | - | Unknown |
| Team8 Ventures Management Company Ltd CRD: 309017 | - | 0 | 0 | - | Unknown |
| Teamco Advisers LLC CRD: 142049 | - | 0 | 0 | - | Unknown |
| Teamfund FM, LLC CRD: 341128 | - | 0 | 1 | - | Unknown |