Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Teamwork Financial Advisors, LLC CRD: 165237 | - | 0 | 12 | - | Unknown |
| Teamworthy Group LLC CRD: 289766 | - | 0 | 1 | - | Unknown |
| Tebuah Capital Management LLC CRD: 311322 | - | 0 | 1 | - | Unknown |
| TEC Capital Management, LLC CRD: 129721 | - | 0 | 0 | - | Unknown |
| Teca Partners, LP CRD: 298106 | - | 0 | 1 | - | Unknown |
| Tech City Global Advisors CRD: 287992 | - | 0 | 0 | - | Unknown |
| Tech Council Ventures LLC CRD: 293614 | - | 0 | 1 | - | Unknown |
| Tech FP CRD: 321834 | - | 0 | 1 | - | Unknown |
| Tech Pioneers Management LLC CRD: 313716 | - | 0 | 1 | - | Unknown |
| Tech Square Trading CRD: 283757 | - | 0 | 0 | - | Unknown |
| Tech Square Ventures CRD: 310303 | - | 0 | 1 | - | Unknown |
| Tech Wealth, LLC CRD: 311267 | - | 0 | 1 | - | Unknown |
| Tech World Trading, Inc. CRD: 103905 | - | 0 | 0 | A | INACTIVE |
| Tech-Trade Capital LLC CRD: 45529 | - | 0 | 0 | A | INACTIVE |
| Techaviv Management Co. CRD: 315246 | - | 0 | 0 | - | Unknown |
| Techcap Advisors, Inc. CRD: 120517 | - | 0 | 0 | A | INACTIVE |
| Techfarms Capital Management, LLC CRD: 336218 | - | 0 | 1 | - | Unknown |
| Techfellows Management, LLC CRD: 166099 | - | 0 | 1 | - | Unknown |
| Techgen Financial CRD: 151021 | - | 0 | 1 | - | Unknown |
| Technexus Holdings LLC CRD: 312195 | - | 0 | 0 | - | Unknown |
| Technexus LLC CRD: 338101 | - | 0 | 1 | - | Unknown |
| Technical Analysis Consultants LLC CRD: 291995 | - | 0 | 0 | - | Unknown |
| Technical Disciplines CRD: 117532 | - | 0 | 0 | - | Unknown |
| Technical Equities Financial Services, Inc. CRD: 15215 | - | 0 | 0 | A | INACTIVE |
| Technical Management Group, Inc. CRD: 148540 | - | 0 | 0 | - | Unknown |
| Technologies ABX CRD: 337681 | - | 0 | 2 | - | Unknown |
| Technology Capital Management, LLC CRD: 104231 | - | 0 | 0 | A | INACTIVE |
| Technology Funding Securities CRD: 43494 | - | 0 | 0 | A | INACTIVE |
| Technology Funding Securities Corporation CRD: 15074 | - | 0 | 0 | A | INACTIVE |
| Technology Opportunity Ventures, LLC CRD: 162338 | - | 0 | 1 | - | Unknown |
| Technology Partners CRD: 160362 | - | 0 | 0 | - | Unknown |
| Technology Partners CRD: 32061 | - | 1 | 0 | B | INACTIVE |
| Technology Venture Partners, LLC CRD: 162716 | - | 0 | 0 | - | Unknown |
| Technomart RGA Inc CRD: 107891 | - | 0 | 1 | - | Unknown |
| Technovision Management LLC CRD: 285828 | - | 0 | 2 | - | Unknown |
| Techoperators, LLC CRD: 162661 | - | 0 | 1 | - | Unknown |
| Techquity Capital Management CRD: 162322 | - | 0 | 1 | - | Unknown |
| Techspeed Clearing LLC CRD: 313766 | TX | 0 | 3 | A | Active |
| Techstars CRD: 162948 | - | 0 | 1 | - | Unknown |
| Techstars Ventures CRD: 162961 | - | 0 | 0 | - | Unknown |
| Techu Angels Management, Inc. CRD: 271036 | - | 0 | 0 | - | Unknown |
| Techview Wealth Advisors LLC CRD: 290930 | - | 0 | 2 | - | Unknown |
| Teckmeyer Financial Services, L.L.C. CRD: 39000 | NE | 1 | 6 | B | Active |
| Tecp LLC CRD: 322799 | - | 0 | 0 | - | Unknown |
| Tectonic Advisors LLC CRD: 139713 | - | 0 | 1 | - | Unknown |
| Tectonic Capital CRD: 308342 | - | 0 | 0 | - | Unknown |
| Tectonic Capital Advisors, LLC CRD: 339604 | - | 0 | 1 | - | Unknown |
| Tectonic MGMT, LLC CRD: 311523 | - | 0 | 0 | - | Unknown |
| Tectonic Securities, LLC CRD: 281623 | - | 0 | 0 | A | INACTIVE |
| Tectonic Ventures Management, LLC CRD: 288208 | - | 0 | 1 | - | Unknown |