Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Tecum Capital Management, Inc. CRD: 167303 | - | 0 | 0 | - | Unknown |
| Tecum Capital Management, LLC CRD: 315487 | - | 0 | 1 | - | Unknown |
| Tecumseh Alternatives, LLC CRD: 316680 | - | 0 | 1 | - | Unknown |
| Tecumseh Investments, L. P. CRD: 107555 | - | 0 | 0 | A | INACTIVE |
| TED a. Fried, Inc. CRD: 38135 | - | 0 | 0 | A | INACTIVE |
| TED Bajer & Assoc. CRD: 133393 | - | 0 | 0 | - | Unknown |
| TED Buchan & Company CRD: 140722 | - | 0 | 1 | - | Unknown |
| TED C. Earle CRD: 116672 | - | 0 | 1 | - | Unknown |
| Teddy Capital Management LLC CRD: 339244 | - | 0 | 1 | - | Unknown |
| Tedeschi Capital Markets L.L.C. CRD: 127702 | - | 0 | 0 | A | INACTIVE |
| Tedstrom Wealth Advisors, Inc. CRD: 127708 | - | 0 | 0 | - | Unknown |
| Teec Angel Fund CRD: 166858 | - | 0 | 1 | - | Unknown |
| Teec Angel Fund III, LLC CRD: 174902 | - | 0 | 1 | - | Unknown |
| Teeple Snyder Newsome Wealth & TAX Management CRD: 147676 | - | 0 | 7 | - | Unknown |
| Teevan & Co., Inc. CRD: 30839 | - | 0 | 0 | A | INACTIVE |
| Teewinot Capital Advisers, L.L.C. CRD: 138757 | - | 0 | 1 | - | Unknown |
| TEF Advisors, LLC CRD: 161219 | - | 0 | 0 | - | Unknown |
| TEF Capital, LLC CRD: 317055 | - | 0 | 1 | - | Unknown |
| Tega Advisors CRD: 307756 | - | 0 | 0 | - | Unknown |
| Tegean Capital Management, LLC CRD: 156764 | - | 0 | 0 | - | Unknown |
| Tegeler Advisory Services, LLC CRD: 149244 | - | 0 | 0 | - | Unknown |
| Tegesta Capital, LLC CRD: 156086 | - | 0 | 1 | - | Unknown |
| Tehrani Wealth Management, LLC CRD: 155802 | - | 0 | 2 | - | Unknown |
| Teichberg Securities Inc. CRD: 17888 | - | 0 | 0 | A | INACTIVE |
| Teichman Securities CRD: 17444 | - | 0 | 0 | A | INACTIVE |
| Teixeira Partners LLC CRD: 333734 | - | 0 | 1 | - | Unknown |
| Teixeira Wealth Management LLC CRD: 283906 | - | 0 | 1 | - | Unknown |
| Tejara Capital Limited CRD: 322838 | - | 0 | 0 | - | Unknown |
| Tejas Municipal Securities Corporation CRD: 33820 | - | 0 | 0 | A | INACTIVE |
| Tejas Securities Group, Inc. CRD: 36705 | - | 18 | 0 | F | INACTIVE |
| Tejas Securities, Inc. CRD: 16728 | - | 0 | 0 | A | INACTIVE |
| Tejo Financial Advisory CRD: 322815 | - | 0 | 0 | - | Unknown |
| Teka Capital PEF I, Inc CRD: 163898 | - | 0 | 0 | - | Unknown |
| Tekla Capital Management LLC CRD: 119626 | - | 0 | 0 | - | Unknown |
| Tekmen Wells LLC CRD: 168431 | - | 0 | 1 | - | Unknown |
| Tekne Capital Management, LLC CRD: 164648 | - | 0 | 1 | - | Unknown |
| Teknik Innovation Norden Fonder AB CRD: 313073 | - | 0 | 0 | - | Unknown |
| Tekos Investments CRD: 328118 | - | 0 | 0 | - | Unknown |
| Tekton Wealth Advisors CRD: 333039 | - | 0 | 1 | - | Unknown |
| Telacu Barreto Financial Services, Inc. CRD: 40694 | - | 0 | 0 | A | INACTIVE |
| Telamon Capital LLP CRD: 290443 | - | 0 | 0 | - | Unknown |
| Telaro Securities, Inc. CRD: 26983 | - | 1 | 0 | B | INACTIVE |
| Telarray, LLC CRD: 135391 | - | 0 | 0 | - | Unknown |
| Tele-Quote Securities Corporation CRD: 19174 | - | 0 | 0 | A | INACTIVE |
| Telecom Regulatory Source Associates, LLC CRD: 128119 | - | 0 | 0 | A | INACTIVE |
| Telegraph Equity Partners Limited CRD: 171068 | - | 0 | 1 | - | Unknown |
| Telegraph Hill BD LLC CRD: 297701 | CA | 0 | 2 | A | Active |
| Telegraph Hill Partners CRD: 160448 | - | 0 | 1 | - | Unknown |
| Telegraph Hill Placements CRD: 18177 | - | 0 | 0 | A | INACTIVE |
| Teleios Capital Partners LLC CRD: 282532 | - | 0 | 0 | - | Unknown |