Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Telemark Asset Management, LLC CRD: 156770 | - | 0 | 1 | - | Unknown |
| Telemetry Investments, LLC CRD: 162043 | - | 0 | 0 | - | Unknown |
| Telemetry Securities, L.L.C. CRD: 47042 | - | 0 | 0 | A | INACTIVE |
| Telemus Capital, LLC CRD: 168794 | - | 0 | 0 | - | Unknown |
| Telemus Investment Brokers, LLC CRD: 133957 | - | 2 | 0 | B | INACTIVE |
| Teleo Capital Management LLC CRD: 307203 | - | 0 | 1 | - | Unknown |
| Telescope Partners LLC CRD: 286637 | - | 0 | 1 | - | Unknown |
| Telescope Peak Risk Management, LLC CRD: 166232 | - | 0 | 0 | - | Unknown |
| Telese & Company CRD: 18815 | - | 0 | 0 | A | INACTIVE |
| Telesis Securities LLC CRD: 338007 | FL | 0 | 1 | A | Active |
| Telesoft Management Services, L.L.C. CRD: 163592 | - | 0 | 0 | - | Unknown |
| Teliac Capital Management, LLC CRD: 159685 | - | 0 | 0 | - | Unknown |
| Telikos Investment Management, LLC CRD: 300863 | - | 0 | 0 | - | Unknown |
| Telis Group Capital Management LLC CRD: 329167 | - | 0 | 1 | - | Unknown |
| Telligent Investment Management, LLC CRD: 118798 | - | 0 | 0 | - | Unknown |
| Telling Investments LLC CRD: 168657 | - | 0 | 0 | - | Unknown |
| Tellone Management Group Inc CRD: 111051 | - | 0 | 0 | - | Unknown |
| Tellson Securities CRD: 286665 | - | 1 | 0 | B | INACTIVE |
| Telos Capital Management, Inc. CRD: 149108 | - | 0 | 5 | - | Unknown |
| Telos Capital Partners CRD: 331293 | - | 0 | 1 | - | Unknown |
| Telos North CRD: 340036 | - | 0 | 1 | - | Unknown |
| Telos Partners LLC CRD: 340922 | - | 0 | 3 | - | Unknown |
| Telos Solutions CRD: 165154 | - | 0 | 1 | - | Unknown |
| Telos Wealth CRD: 327439 | - | 0 | 1 | - | Unknown |
| Telos Wealth Advisors CRD: 328209 | - | 0 | 3 | - | Unknown |
| Telperion Manager LLC CRD: 333012 | - | 0 | 1 | - | Unknown |
| Telsey Advisory Group LLC CRD: 148234 | NY | 0 | 5 | A | Active |
| Telsey Consumer Fund Management LP CRD: 312514 | - | 0 | 1 | - | Unknown |
| Telsey Holdings LLC CRD: 140014 | - | 0 | 0 | - | Unknown |
| TEM Partners LLC CRD: 337685 | - | 0 | 1 | - | Unknown |
| Tema Etfs LLC CRD: 332224 | - | 0 | 1 | - | Unknown |
| Tema Global Limited CRD: 315449 | - | 0 | 0 | - | Unknown |
| Tembion Capital Management, LLC CRD: 160788 | - | 0 | 0 | - | Unknown |
| Tembo Capital Management Ltd CRD: 282782 | - | 0 | 0 | - | Unknown |
| Tembo Capital Mining GP LP CRD: 282947 | - | 0 | 0 | - | Unknown |
| Tembo Wealth CRD: 314198 | - | 0 | 0 | - | Unknown |
| Temecula Valley Stock Exchange CRD: 310286 | - | 0 | 1 | - | Unknown |
| Temenos Advisory, Inc. CRD: 108458 | - | 0 | 0 | - | Unknown |
| Temerity Strategic Partners CRD: 333815 | - | 0 | 1 | - | Unknown |
| Temescal Canyon Partners LP CRD: 166624 | - | 0 | 0 | - | Unknown |
| Temper of the Times Investor Services, Inc. CRD: 39753 | - | 8 | 0 | D | INACTIVE |
| Temperance Wealth Management CRD: 334004 | - | 0 | 2 | - | Unknown |
| Tempered Investment Management Ltd. CRD: 158837 | - | 0 | 0 | - | Unknown |
| Tempest Capital Management, LLC CRD: 326017 | - | 0 | 1 | - | Unknown |
| Tempest Peak Management, LLC CRD: 324233 | - | 0 | 1 | - | Unknown |
| Tempest Trading Partners, Inc. CRD: 36297 | - | 0 | 0 | A | INACTIVE |
| Tempest Wealth Management CRD: 282272 | - | 0 | 0 | - | Unknown |
| Templar Securites LLC CRD: 118384 | - | 0 | 0 | A | INACTIVE |
| Templar Securities, LLC CRD: 148255 | - | 0 | 0 | A | INACTIVE |
| Temple Capital Management, LLC CRD: 298820 | - | 0 | 0 | - | Unknown |