Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Temple Capital, LLC CRD: 299061 | - | 0 | 0 | - | Unknown |
| Temple Securities Corporation CRD: 8038 | - | 0 | 0 | A | INACTIVE |
| Temple Securities, Inc. CRD: 27822 | - | 0 | 0 | A | INACTIVE |
| Templeman Wealth Management Inc. CRD: 312839 | - | 0 | 1 | - | Unknown |
| Templer Wealth Management, LLC CRD: 305972 | - | 0 | 1 | - | Unknown |
| Templeton & Phillips Capital Management, LLC CRD: 149101 | - | 0 | 1 | - | Unknown |
| Templeton Asset Management Ltd. CRD: 111382 | - | 0 | 0 | - | Unknown |
| Templeton Financial Planning CRD: 132271 | - | 0 | 1 | - | Unknown |
| Templeton Financial Services Inc. CRD: 128240 | - | 0 | 2 | - | Unknown |
| Templeton Funds Distributor, Inc. CRD: 3329 | - | 0 | 0 | A | INACTIVE |
| Templeton Global Advisors Limited CRD: 111383 | - | 0 | 0 | - | Unknown |
| Templeton Investment Counsel, LLC CRD: 111370 | - | 0 | 1 | - | Unknown |
| Templeton Management, LLC CRD: 309969 | - | 0 | 1 | - | Unknown |
| Templeton/Franklin Investment Services,Inc. CRD: 27884 | - | 1 | 0 | B | INACTIVE |
| Templum Capital CRD: 340352 | - | 0 | 1 | - | Unknown |
| Templum Markets LLC CRD: 102840 | NY | 0 | 2 | A | Active |
| Tempo Capital CRD: 165184 | - | 0 | 0 | - | Unknown |
| Tempo Capital Corporation CRD: 117092 | - | 0 | 0 | A | INACTIVE |
| Tempo Capital Partners LLP CRD: 161676 | - | 0 | 0 | - | Unknown |
| Tempo Financial Advisors, LLC CRD: 147122 | - | 0 | 0 | - | Unknown |
| Tempo Investment Advisors, Inc. CRD: 123326 | - | 0 | 0 | - | Unknown |
| Tempo Securities Corporation CRD: 18175 | - | 1 | 0 | B | INACTIVE |
| Tempo Wealth CRD: 336316 | - | 0 | 1 | - | Unknown |
| Temporal Capital Management CRD: 328730 | - | 0 | 0 | - | Unknown |
| Temporis Capital Limited CRD: 173941 | - | 0 | 0 | - | Unknown |
| Temporis Capital Limited CRD: 329113 | - | 0 | 0 | - | Unknown |
| Tempus Asset Management CRD: 148289 | - | 0 | 0 | - | Unknown |
| Tempus Pecunia CRD: 300566 | - | 0 | 1 | - | Unknown |
| Tempus Wealth Partners CRD: 339567 | - | 0 | 3 | - | Unknown |
| Tempus Wealth Planning, LLC CRD: 285349 | - | 0 | 2 | - | Unknown |
| TEN Bridge Capital, LLC CRD: 339882 | - | 0 | 1 | - | Unknown |
| TEN Capital Advisors LLC CRD: 173301 | - | 0 | 0 | - | Unknown |
| TEN Capital Wealth Advisors, LLC CRD: 159802 | - | 0 | 0 | - | Unknown |
| TEN Coves Capital, LP CRD: 311121 | - | 0 | 1 | - | Unknown |
| TEN Eleven Ventures, LLC CRD: 269893 | - | 0 | 1 | - | Unknown |
| TEN Elms Financial, LLC CRD: 163723 | - | 0 | 0 | - | Unknown |
| TEN Five Capital Management, Ltd. CRD: 169143 | - | 0 | 0 | - | Unknown |
| TEN Peaks Partners L.L.C. CRD: 169364 | - | 0 | 1 | - | Unknown |
| TEN Point Wealth Management, LLC CRD: 323454 | - | 0 | 0 | - | Unknown |
| TEN Seven Capital CRD: 338193 | - | 0 | 3 | - | Unknown |
| TEN Talents Asset Management CRD: 313387 | - | 0 | 1 | - | Unknown |
| TEN Talents Financial Planning LLC CRD: 297195 | - | 0 | 1 | - | Unknown |
| TEN Talents Management LLC CRD: 285118 | - | 0 | 0 | - | Unknown |
| TEN VC Management, LLC CRD: 318932 | - | 0 | 1 | - | Unknown |
| Tenac Asset Management, LLC CRD: 310868 | - | 0 | 0 | - | Unknown |
| Tenacity Capital Management LLC CRD: 338825 | - | 0 | 1 | - | Unknown |
| Tenacity Capital, LLC CRD: 339721 | - | 0 | 1 | - | Unknown |
| Tenacity Private Wealth CRD: 332884 | - | 0 | 1 | - | Unknown |
| Tenacity Venture Capital Fund I Management, L.L.C. CRD: 316989 | - | 0 | 1 | - | Unknown |
| Tenaron Capital Management LP CRD: 283249 | - | 0 | 1 | - | Unknown |