Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Tenasi Capital Advisers, Inc. CRD: 289370 | - | 0 | 0 | - | Unknown |
| Tenaska Capital Management, LLC CRD: 160221 | - | 0 | 0 | - | Unknown |
| Tenaya Capital CRD: 162804 | - | 0 | 1 | - | Unknown |
| Tenbridge Partners LLC CRD: 159378 | - | 0 | 2 | - | Unknown |
| Tencap Wealth Coaching CRD: 166130 | - | 0 | 5 | - | Unknown |
| Tencore Partners, LP CRD: 299327 | - | 0 | 1 | - | Unknown |
| Tend Wealth CRD: 329513 | - | 0 | 0 | - | Unknown |
| Tender Wealth CRD: 341165 | - | 0 | 1 | - | Unknown |
| Tendful Wealth Planning CRD: 341332 | - | 0 | 1 | - | Unknown |
| Tene Growth Capital 3 Funds Management Company Ltd CRD: 172234 | - | 0 | 0 | - | Unknown |
| Teneca, LLC CRD: 142940 | - | 0 | 0 | A | INACTIVE |
| Teneo Capital Management, LLC CRD: 309009 | - | 0 | 0 | - | Unknown |
| Teneo Securities LLC CRD: 151256 | NY | 1 | 2 | B | Active |
| Tenere Capital, LLC CRD: 312441 | - | 0 | 1 | - | Unknown |
| Tenere Financial CRD: 171808 | - | 0 | 1 | - | Unknown |
| Tenet Portfolio Management CRD: 339025 | - | 0 | 1 | - | Unknown |
| Tenet Retirement Services LLC CRD: 321650 | - | 0 | 2 | - | Unknown |
| Tenet Wealth Partners, LLC CRD: 339818 | - | 0 | 1 | - | Unknown |
| Tenex Capital Management, L.P. CRD: 157077 | - | 0 | 1 | - | Unknown |
| Tenexplo Financial Corporation CRD: 13522 | - | 0 | 0 | A | INACTIVE |
| Tenfold Capital Management, LLC CRD: 135086 | - | 0 | 0 | - | Unknown |
| Tenfore Holdings CRD: 167988 | - | 0 | 1 | - | Unknown |
| Teng YUE Partners, L.P. CRD: 162895 | - | 0 | 1 | - | Unknown |
| Tengram Capital Partners CRD: 166930 | - | 0 | 1 | - | Unknown |
| Tenma Limited I, LLC CRD: 299563 | - | 0 | 0 | - | Unknown |
| Tenma Management Company, LLC CRD: 322553 | - | 0 | 1 | - | Unknown |
| Tennant Capital Management, Inc. CRD: 118699 | - | 0 | 0 | - | Unknown |
| Tennenbaum Capital Partners, LLC CRD: 113203 | - | 0 | 1 | - | Unknown |
| Tennenbaum Securities, LLC CRD: 43381 | - | 0 | 0 | A | INACTIVE |
| Tennessee Equity Securities Company, Inc. CRD: 16094 | - | 0 | 0 | A | INACTIVE |
| Tennessee Securities, Inc. CRD: 920 | - | 0 | 0 | A | INACTIVE |
| Tennessee Valley Investment Management CRD: 305228 | - | 0 | 1 | - | Unknown |
| Tennessee Wealth Management CRD: 148273 | - | 0 | 2 | - | Unknown |
| Tennext LLC CRD: 337549 | - | 0 | 2 | - | Unknown |
| Tenoaks Energy Advisors, LLC CRD: 173696 | TX | 0 | 2 | A | Active |
| Tenon Financial CRD: 305581 | - | 0 | 3 | - | Unknown |
| Tenon Ventures, LLC CRD: 328944 | - | 0 | 1 | - | Unknown |
| Tenoneten CRD: 198513 | - | 0 | 1 | - | Unknown |
| Tenor Capital Management Company, L.P. CRD: 153277 | - | 0 | 1 | - | Unknown |
| Tensai Holding Company, LLC CRD: 331487 | - | 0 | 0 | - | Unknown |
| Tensaw Legacy Wealth CRD: 323766 | - | 0 | 0 | - | Unknown |
| Tensile Capital Management LP CRD: 164161 | - | 0 | 1 | - | Unknown |
| Tensility Venture Partners LLC CRD: 285242 | - | 0 | 1 | - | Unknown |
| Tensor Edge Capital, LLC CRD: 335633 | - | 0 | 1 | - | Unknown |
| Tenviz CRD: 317459 | - | 0 | 2 | - | Unknown |
| Tenzing Capital Group LLC CRD: 306162 | - | 0 | 1 | - | Unknown |
| Tenzing Financial LLC CRD: 335259 | - | 0 | 1 | - | Unknown |
| Tenzing Global CRD: 159696 | - | 0 | 1 | - | Unknown |
| Tenzing Private Equity LLP CRD: 287673 | - | 0 | 0 | - | Unknown |
| Tenzio Partners, LLC CRD: 167096 | - | 0 | 0 | - | Unknown |