Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| TEO, LEE Yeow David CRD: 328683 | - | 0 | 1 | - | Unknown |
| Teocalli Securities and Real Estate Inc. CRD: 13437 | - | 0 | 0 | A | INACTIVE |
| TEP Financial Solutions LLC CRD: 324653 | - | 0 | 1 | - | Unknown |
| Tepayac LLC CRD: 45075 | - | 0 | 0 | A | INACTIVE |
| Tepedino, Russell CRD: 133121 | - | 0 | 0 | A | INACTIVE |
| Tephra Digital LLC CRD: 319569 | - | 0 | 1 | - | Unknown |
| Teplin Financial Services, LLC CRD: 289353 | - | 0 | 0 | - | Unknown |
| Teplitz Financial Group LLC CRD: 122038 | - | 0 | 1 | - | Unknown |
| Tepp Wealth Management CRD: 283899 | - | 0 | 2 | - | Unknown |
| Tepper Capital Management CRD: 129534 | - | 0 | 1 | - | Unknown |
| Tepper Company CRD: 5843 | - | 0 | 0 | A | INACTIVE |
| Teradime Financial LLC CRD: 283401 | - | 0 | 2 | - | Unknown |
| Teramo Advisors, LLC CRD: 291574 | - | 0 | 1 | - | Unknown |
| Tercel Securities, Inc. CRD: 13595 | - | 0 | 0 | A | INACTIVE |
| Tercel Securities, Inc. CRD: 25995 | - | 0 | 0 | A | INACTIVE |
| Terces Capital, Inc. CRD: 146789 | - | 0 | 0 | A | INACTIVE |
| Terence Hayden & Co. CRD: 109665 | - | 0 | 0 | A | INACTIVE |
| Terminal CRD: 339681 | - | 0 | 1 | - | Unknown |
| Terminus Securities, LLC CRD: 148031 | - | 2 | 0 | B | INACTIVE |
| Terminus, LLC CRD: 154150 | - | 0 | 0 | - | Unknown |
| Ternary Fund Management Private Limited CRD: 324830 | - | 0 | 0 | - | Unknown |
| Terpsi Capital LP CRD: 332340 | - | 0 | 1 | - | Unknown |
| Terra Alpha Investments LLC CRD: 288690 | - | 0 | 1 | - | Unknown |
| Terra Capital Markets LLC CRD: 123762 | - | 1 | 0 | B | INACTIVE |
| Terra Firma Asset Management CRD: 306765 | - | 0 | 1 | - | Unknown |
| Terra Firma Capital Corporation CRD: 323270 | - | 0 | 0 | - | Unknown |
| Terra Firma Capital Partners Limited CRD: 162505 | - | 0 | 0 | - | Unknown |
| Terra Firma Financial LLC CRD: 153262 | - | 0 | 0 | - | Unknown |
| Terra Fund Advisors, LLC CRD: 290570 | - | 0 | 0 | - | Unknown |
| Terra Global Asset Management LLC CRD: 300038 | - | 0 | 0 | - | Unknown |
| Terra Global Investment Management, LLC CRD: 316181 | - | 0 | 1 | - | Unknown |
| Terra Income Advisors, LLC CRD: 172518 | - | 0 | 0 | - | Unknown |
| Terra Luna Capital LLC CRD: 319084 | - | 0 | 0 | - | Unknown |
| Terra Nova Asset Management LLC CRD: 111676 | - | 0 | 1 | - | Unknown |
| Terra Nova Capital Advisors LLC CRD: 341122 | - | 0 | 1 | - | Unknown |
| Terra Nova Financial, LLC CRD: 37761 | - | 28 | 0 | F | INACTIVE |
| Terra Partners Asset Management CRD: 166117 | - | 0 | 0 | - | Unknown |
| Terra Reit Advisors, LLC CRD: 290571 | - | 0 | 1 | - | Unknown |
| Terra WAY Capital, Inc. CRD: 285448 | - | 0 | 0 | - | Unknown |
| Terra Wealth CRD: 320643 | - | 0 | 33 | - | Unknown |
| Terracap Management LLC CRD: 169695 | - | 0 | 1 | - | Unknown |
| Terrace Wealth CRD: 336506 | - | 0 | 0 | - | Unknown |
| Terracotta Industries, LLC CRD: 166726 | - | 0 | 0 | - | Unknown |
| Terrafirma Wealth Partners CRD: 331568 | - | 0 | 1 | - | Unknown |
| Terraform Capital Europa Fund GP, LLC CRD: 318802 | - | 0 | 0 | - | Unknown |
| Terraform Capital, LLC CRD: 314870 | - | 0 | 1 | - | Unknown |
| Terraform Wealth, LLC CRD: 325530 | - | 0 | 1 | - | Unknown |
| Terrafort Capital LLC CRD: 316148 | - | 0 | 1 | - | Unknown |
| Terrain Capital Management, LLC CRD: 333460 | - | 0 | 1 | - | Unknown |
| Terralynn Walters Associates CRD: 22107 | - | 0 | 0 | A | INACTIVE |