Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Terramar Capital Advisors, L.P. CRD: 342513 | - | 0 | 1 | - | Unknown |
| Terramont Infrastructure Management LLC CRD: 317282 | - | 0 | 1 | - | Unknown |
| Terran Securities, Inc. CRD: 17783 | - | 0 | 0 | A | INACTIVE |
| Terrance P Davis CPA/PFS CRD: 118598 | - | 0 | 1 | - | Unknown |
| Terranomics Securities Corporation CRD: 15972 | - | 0 | 0 | A | INACTIVE |
| Terranorth Investment Management LLC CRD: 330500 | - | 0 | 1 | - | Unknown |
| Terranova Capital Equities, Inc CRD: 45097 | NY | 4 | 2 | B | Active |
| Terranova, Thomas CRD: 133172 | - | 0 | 0 | A | INACTIVE |
| Terrapene Capital CRD: 335491 | - | 0 | 1 | - | Unknown |
| Terrapin Asset Management, LLC CRD: 134855 | - | 0 | 0 | - | Unknown |
| Terrapin Trading Group L.L.C CRD: 41930 | - | 0 | 0 | A | INACTIVE |
| Terrapin Trading, LLC CRD: 126043 | - | 0 | 0 | A | INACTIVE |
| Terrasys Innovation LLC CRD: 342406 | - | 0 | 1 | - | Unknown |
| Terravina Management, LLC CRD: 281845 | - | 0 | 0 | - | Unknown |
| Terre South Investments, Inc. CRD: 15775 | - | 0 | 0 | A | INACTIVE |
| Terre Verte Capital, LLP CRD: 289170 | - | 0 | 0 | - | Unknown |
| Terrell Financial Group CRD: 148425 | - | 0 | 1 | - | Unknown |
| Terrence P. Murphy & Assoc. CRD: 113732 | - | 0 | 0 | - | Unknown |
| Terrenon, Inc. CRD: 269986 | - | 0 | 0 | - | Unknown |
| Terril & Company CRD: 110422 | - | 0 | 1 | - | Unknown |
| Terrion Advisors, Inc. CRD: 145254 | - | 0 | 2 | - | Unknown |
| Terroir Capital CRD: 201513 | - | 0 | 0 | - | Unknown |
| Terry Asset Management, LLC CRD: 116155 | - | 0 | 0 | - | Unknown |
| Terry Mcdaniel & Company CRD: 104732 | - | 0 | 4 | - | Unknown |
| Terry Peschl & Associates, Inc. CRD: 117524 | - | 0 | 2 | - | Unknown |
| Terry Trading LLC CRD: 124385 | - | 1 | 0 | B | INACTIVE |
| Terwin Capital, LLC CRD: 122463 | - | 1 | 0 | B | INACTIVE |
| Terwin Money Management LLC CRD: 163464 | - | 0 | 0 | - | Unknown |
| Tesar Financial, LLC CRD: 124019 | - | 0 | 0 | - | Unknown |
| Tesfaye O'neill Financial CRD: 322859 | - | 0 | 2 | - | Unknown |
| Teslaex Global Inc CRD: 338846 | - | 0 | 1 | - | Unknown |
| Tesoro Capital LLC CRD: 340824 | - | 0 | 1 | - | Unknown |
| Tesoro Wealth Management CRD: 156982 | - | 0 | 0 | - | Unknown |
| Tessara Financial Advisors, Inc. CRD: 113010 | - | 0 | 0 | - | Unknown |
| Tessara Wealth CRD: 283295 | - | 0 | 4 | - | Unknown |
| Tessellis Capital Management LP CRD: 333921 | - | 0 | 0 | - | Unknown |
| Tessera, LLC CRD: 155790 | - | 0 | 0 | - | Unknown |
| Tesseract Partners CRD: 111811 | - | 0 | 2 | - | Unknown |
| Tesserakt Ventures, LLC CRD: 324163 | - | 0 | 0 | - | Unknown |
| Test Kitchen Capital LLC CRD: 297094 | - | 0 | 0 | - | Unknown |
| Testa Financial Management, Inc. CRD: 142290 | - | 0 | 0 | - | Unknown |
| Testament Capital, LLC CRD: 306698 | - | 0 | 0 | - | Unknown |
| Testament Wealth Management CRD: 340823 | - | 0 | 1 | - | Unknown |
| Tetelestai Capital CRD: 313534 | - | 0 | 1 | - | Unknown |
| Tetley Investments, LLC CRD: 164130 | - | 0 | 1 | - | Unknown |
| Teton Advisors, LLC CRD: 105963 | - | 0 | 1 | - | Unknown |
| Teton Alpha Management, LLC CRD: 318016 | - | 0 | 1 | - | Unknown |
| Teton Crest Wealth Planning CRD: 330009 | - | 0 | 1 | - | Unknown |
| Teton Equity Advisors, LLC CRD: 298598 | - | 0 | 1 | - | Unknown |
| Teton Equity Management, LLC CRD: 271031 | - | 0 | 1 | - | Unknown |