Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Teton Fund Management LLC CRD: 167492 | - | 0 | 0 | - | Unknown |
| Teton Investment Partners, LLC CRD: 122569 | - | 0 | 0 | A | INACTIVE |
| Teton Legacy Capital LLC CRD: 300924 | - | 0 | 0 | - | Unknown |
| Teton Partners, L.L.C. CRD: 33627 | - | 1 | 0 | B | INACTIVE |
| Teton Peaks Advisors LLC CRD: 312502 | - | 0 | 0 | - | Unknown |
| Teton Peaks Management, LLC CRD: 304575 | - | 0 | 1 | - | Unknown |
| Teton Ridge Advisors, LLC CRD: 168735 | - | 0 | 0 | - | Unknown |
| Teton Wealth Group LLC CRD: 311230 | - | 0 | 1 | - | Unknown |
| Teton Wealth Management, Inc. CRD: 138520 | - | 0 | 1 | - | Unknown |
| Tetra Impact Partners, LLC CRD: 313566 | - | 0 | 0 | - | Unknown |
| Tetra Wealth Management CRD: 329050 | - | 0 | 1 | - | Unknown |
| Tetrad Capital LLC CRD: 160168 | - | 0 | 0 | - | Unknown |
| Tetragon Financial Management LP CRD: 156041 | - | 0 | 1 | - | Unknown |
| Tetragon Partners L.P. CRD: 156040 | - | 0 | 1 | - | Unknown |
| Tetrahedron Capital Management LLC CRD: 298840 | - | 0 | 0 | - | Unknown |
| Tetrahedron Capital, LP CRD: 315444 | - | 0 | 0 | - | Unknown |
| Tetrahedron Financial Consulting CRD: 324782 | - | 0 | 0 | - | Unknown |
| Tetrahedron Investment Management CRD: 284155 | - | 0 | 0 | - | Unknown |
| Tetrant Financial CRD: 150985 | - | 0 | 2 | - | Unknown |
| Tetras Capital Partners, LLC CRD: 305873 | - | 0 | 0 | - | Unknown |
| Tetrem Capital Management Ltd. CRD: 135441 | - | 0 | 0 | - | Unknown |
| Tetrix Capital, LLC CRD: 155159 | - | 0 | 0 | - | Unknown |
| Tetschner Financial Services CRD: 129241 | - | 0 | 2 | - | Unknown |
| Teucrium Investment Advisors, LLC CRD: 318799 | - | 0 | 1 | - | Unknown |
| TEV LLC CRD: 123022 | - | 0 | 0 | A | INACTIVE |
| Tevis Investment Management, LLC CRD: 167750 | - | 0 | 1 | - | Unknown |
| TEX-AM Enterprises, Inc. CRD: 26971 | - | 0 | 0 | A | INACTIVE |
| TEX-ANN Capital Corp. CRD: 21980 | - | 0 | 0 | A | INACTIVE |
| Texakoma Financial, Inc. CRD: 16910 | TX | 5 | 2 | C | Active |
| Texan Capital CRD: 114247 | - | 0 | 0 | - | Unknown |
| Texana Capital, LLC CRD: 318793 | - | 0 | 1 | - | Unknown |
| Texas American Securities Corporation CRD: 27015 | - | 0 | 0 | A | INACTIVE |
| Texas Arizona Securities, Inc. CRD: 28283 | - | 0 | 0 | A | INACTIVE |
| Texas Artesian Options, LLC CRD: 286585 | - | 0 | 0 | - | Unknown |
| Texas Asset Management CRD: 114714 | - | 0 | 3 | - | Unknown |
| Texas Assured Financial Planning LLC CRD: 335988 | - | 0 | 1 | - | Unknown |
| Texas Capital Bank Private Wealth Advisors CRD: 298422 | - | 0 | 26 | - | Unknown |
| Texas Capital Management CRD: 164137 | - | 0 | 1 | - | Unknown |
| Texas Capital Markets, Incorporated CRD: 10693 | - | 0 | 0 | A | INACTIVE |
| Texas Capital Securities, Inc. CRD: 25564 | - | 0 | 0 | A | INACTIVE |
| Texas Coastal Securities, Inc. CRD: 21153 | - | 0 | 0 | A | INACTIVE |
| Texas Commerce Brokerage CRD: 17124 | - | 0 | 0 | A | INACTIVE |
| Texas Commerce Equities, Inc. CRD: 18396 | - | 0 | 0 | A | INACTIVE |
| Texas Corporate Capital Advisors CRD: 135671 | TX | 0 | 2 | A | Active |
| Texas E&P Partners, Inc. CRD: 127228 | - | 7 | 0 | D | INACTIVE |
| Texas Energy Securities, Inc. CRD: 40537 | - | 0 | 0 | A | INACTIVE |
| Texas Family Wealth, LLC CRD: 327332 | - | 0 | 1 | - | Unknown |
| Texas Financial Advisory CRD: 306413 | - | 0 | 1 | - | Unknown |
| Texas First Investment Management Company CRD: 132907 | - | 0 | 1 | - | Unknown |
| Texas General Securities, Inc. CRD: 11045 | - | 0 | 0 | A | INACTIVE |