Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Texas Halo Fund Management, LLC CRD: 297548 | - | 0 | 1 | - | Unknown |
| Texas High Frequency CRD: 310120 | - | 0 | 0 | - | Unknown |
| Texas Independent Securities, Inc. CRD: 13667 | - | 0 | 0 | A | INACTIVE |
| Texas Institutional Investment Management, LLC CRD: 131300 | - | 0 | 1 | - | Unknown |
| Texas Investors Network, Inc. CRD: 16048 | - | 0 | 0 | A | INACTIVE |
| Texas Made Wealth, LLC CRD: 283986 | - | 0 | 0 | - | Unknown |
| Texas Methodist Development Fund, Inc. CRD: 23779 | - | 0 | 0 | A | INACTIVE |
| Texas Pacific Securities Corporation CRD: 18179 | - | 0 | 0 | A | INACTIVE |
| Texas Quant Capital Management LLC CRD: 287943 | - | 0 | 0 | - | Unknown |
| Texas Real Estate Fund Managers LLC CRD: 304039 | - | 0 | 1 | - | Unknown |
| Texas Securities Partners, Inc. CRD: 46247 | - | 2 | 0 | B | INACTIVE |
| Texas Securities, Inc. CRD: 7655 | - | 0 | 0 | A | INACTIVE |
| Texas Securities, Inc. CRD: 120148 | TX | 1 | 2 | B | Active |
| Texas Southwest Securities, Inc. CRD: 11048 | - | 0 | 0 | A | INACTIVE |
| Texas State Securities, Incorporated CRD: 7509 | - | 0 | 0 | A | INACTIVE |
| Texas Valley Group CRD: 322868 | - | 0 | 1 | - | Unknown |
| Texas Venture Partners, LLC CRD: 333670 | - | 0 | 1 | - | Unknown |
| Texas Wealth Management, Inc. CRD: 114490 | - | 0 | 0 | - | Unknown |
| Texas Wealth Management, LLC CRD: 285898 | - | 0 | 1 | - | Unknown |
| Texco Securities, Inc. CRD: 137478 | - | 0 | 0 | A | INACTIVE |
| Texlark Securities, LLC CRD: 132226 | - | 0 | 0 | A | INACTIVE |
| Texo Ventures, LLC CRD: 175227 | - | 0 | 1 | - | Unknown |
| Texoma Securities, Inc. CRD: 17715 | - | 0 | 0 | A | INACTIVE |
| Texture Capital, Inc. CRD: 300853 | NY | 0 | 2 | A | Active |
| Texvest Securities Corporation CRD: 13621 | - | 0 | 0 | A | INACTIVE |
| Texwealth CRD: 328912 | - | 0 | 1 | - | Unknown |
| Teza Capital Management LLC CRD: 173124 | - | 0 | 1 | - | Unknown |
| TF Capital Management LLC CRD: 339548 | - | 0 | 0 | - | Unknown |
| TF Trading, LLC CRD: 110855 | - | 0 | 0 | A | INACTIVE |
| TF Venture Capital Management Co., Ltd. CRD: 323481 | - | 0 | 0 | - | Unknown |
| TF Wealth Management, LLC CRD: 292215 | - | 0 | 0 | - | Unknown |
| TFA Securities, Inc. CRD: 151357 | - | 0 | 0 | A | INACTIVE |
| TFA Securities, Inc. CRD: 284982 | CA | 0 | 3 | A | Active |
| TFB Advisors, LLC CRD: 321870 | - | 0 | 5 | - | Unknown |
| TFC Financial Management Inc CRD: 105062 | - | 0 | 6 | - | Unknown |
| TFC Investment Ltd. CRD: 313878 | - | 0 | 0 | - | Unknown |
| TFC Ventures, LLC CRD: 327658 | - | 0 | 1 | - | Unknown |
| TFG 101 Arch Manager, LLC CRD: 332400 | - | 0 | 1 | - | Unknown |
| TFG Advisors CRD: 112123 | - | 0 | 0 | - | Unknown |
| TFG Advisors CRD: 288787 | - | 0 | 0 | - | Unknown |
| TFG Digital Assets LLC CRD: 321173 | - | 0 | 1 | - | Unknown |
| TFG Equities, Inc. CRD: 17860 | - | 0 | 0 | A | INACTIVE |
| TFG Wealth Management, LLC CRD: 148025 | - | 0 | 0 | - | Unknown |
| TFI Asset Management Limited CRD: 319503 | - | 0 | 0 | - | Unknown |
| TFI Securities, Inc. CRD: 10476 | - | 0 | 0 | A | INACTIVE |
| TFJ Management, LLC CRD: 312132 | - | 0 | 1 | - | Unknown |
| TFM Investment Group CRD: 34691 | - | 3 | 0 | C | INACTIVE |
| TFM/Flash, LLC CRD: 43099 | - | 0 | 0 | A | INACTIVE |
| TFM/Option Resource Group, LLC CRD: 33806 | - | 3 | 0 | C | INACTIVE |
| TFO Family Office Partners CRD: 159440 | - | 0 | 1 | - | Unknown |