Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| TFO Wealth Partners CRD: 124407 | - | 0 | 14 | - | Unknown |
| TFP Management, LLC CRD: 313543 | - | 0 | 1 | - | Unknown |
| TFR Capital CRD: 333108 | - | 0 | 2 | - | Unknown |
| TFS Advisors, LLC CRD: 167653 | - | 0 | 2 | - | Unknown |
| TFS Blackwood, LLC CRD: 113165 | - | 0 | 0 | A | INACTIVE |
| TFS Capital LLC CRD: 107811 | - | 0 | 0 | - | Unknown |
| TFS Derivatives LLC CRD: 30395 | - | 2 | 0 | B | INACTIVE |
| TFVPM Capital Ltd CRD: 326742 | - | 0 | 0 | - | Unknown |
| TG Asset Management LLC CRD: 171699 | - | 0 | 0 | - | Unknown |
| TGA Capital Management CRD: 131629 | - | 0 | 3 | - | Unknown |
| Tgap Ventures CRD: 162352 | - | 0 | 0 | - | Unknown |
| TGB Corporation CRD: 23413 | - | 0 | 0 | A | INACTIVE |
| TGF Assets CRD: 332490 | - | 0 | 1 | - | Unknown |
| TGF Management Company, LLC CRD: 333189 | - | 0 | 1 | - | Unknown |
| TGF Southwest Management, L.P. CRD: 163446 | - | 0 | 0 | - | Unknown |
| TGH Securities Inc. CRD: 33540 | - | 1 | 0 | B | INACTIVE |
| TGL Partners LLC CRD: 144022 | - | 0 | 0 | A | INACTIVE |
| TGM Associates L.P. CRD: 108905 | - | 0 | 1 | - | Unknown |
| TGP Investments CRD: 175241 | - | 0 | 1 | - | Unknown |
| TGP Investments, LLC CRD: 163468 | - | 0 | 0 | - | Unknown |
| TGP Investments, LLC CRD: 330530 | - | 0 | 1 | - | Unknown |
| TGP Securities, Inc. CRD: 159008 | - | 3 | 0 | C | INACTIVE |
| Tgra Capital Advisors, LLC CRD: 292399 | - | 0 | 0 | - | Unknown |
| TGS Financial Advisors CRD: 107289 | - | 0 | 1 | - | Unknown |
| TGS Forward LLC CRD: 339780 | - | 0 | 1 | - | Unknown |
| TGSD Investments CRD: 174028 | - | 0 | 0 | - | Unknown |
| TGVG, LLC CRD: 335002 | - | 0 | 1 | - | Unknown |
| TH Financial CRD: 132624 | - | 0 | 0 | - | Unknown |
| TH Garp Etfs CRD: 333646 | - | 0 | 0 | - | Unknown |
| TH Global Capital Advisors Inc. CRD: 334543 | FL | 0 | 1 | A | Active |
| TH LEE Global Internet Managers, L.P. CRD: 160047 | - | 0 | 0 | - | Unknown |
| TH Wealth Management LLC CRD: 165101 | - | 0 | 0 | - | Unknown |
| Thackeray Partners CRD: 166351 | - | 0 | 1 | - | Unknown |
| Thackston Financial Services CRD: 135186 | - | 0 | 0 | - | Unknown |
| Thalassa Capital LLC CRD: 139707 | - | 0 | 3 | - | Unknown |
| Thales Capital Partners LLC CRD: 172125 | NY | 0 | 2 | A | Active |
| Thales Investment Management Company, LLC CRD: 314358 | - | 0 | 1 | - | Unknown |
| Thales Investment Services, Inc. CRD: 160774 | - | 0 | 2 | - | Unknown |
| Thalheimer Financial Planning, LLC CRD: 117610 | - | 0 | 0 | - | Unknown |
| Thames Asset Management, Inc CRD: 106559 | - | 0 | 3 | - | Unknown |
| Thames Capital Management, LLC CRD: 288755 | - | 0 | 1 | - | Unknown |
| Thames Financial Management CRD: 126295 | - | 0 | 1 | - | Unknown |
| Thamesway Inc. CRD: 26000 | - | 0 | 0 | A | INACTIVE |
| Thatcher Wealth Management CRD: 340188 | - | 0 | 1 | - | Unknown |
| Thayer Financial, L.L.C. CRD: 304729 | - | 0 | 1 | - | Unknown |
| Thayer GP VI LLC CRD: 170866 | - | 0 | 0 | - | Unknown |
| Thayer Hotel Investments V LLC CRD: 170865 | - | 0 | 0 | - | Unknown |
| Thayer Partners LLC CRD: 290734 | - | 0 | 7 | - | Unknown |
| Thayer Street Financial, LLC CRD: 152953 | - | 0 | 0 | - | Unknown |
| Thayer Street Partners Management, LLC CRD: 170763 | - | 0 | 1 | - | Unknown |