Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Thayer Ventures CRD: 285321 | - | 0 | 1 | - | Unknown |
| Thayer, Charles Robert CRD: 34409 | - | 0 | 0 | A | INACTIVE |
| THB Asset Management CRD: 109139 | - | 0 | 0 | - | Unknown |
| THBC Limited Liability Company CRD: 169891 | - | 0 | 0 | - | Unknown |
| THCP Advisory Limited CRD: 304432 | - | 0 | 0 | - | Unknown |
| THCP Advisory Limited CRD: 329082 | - | 0 | 0 | - | Unknown |
| THD Investments LLC CRD: 329131 | - | 0 | 1 | - | Unknown |
| THE $ Coach, LLC CRD: 159557 | - | 0 | 1 | - | Unknown |
| THE 22 Fund Management, LLC CRD: 321755 | - | 0 | 1 | - | Unknown |
| THE 401(K) Expert CRD: 289580 | - | 0 | 1 | - | Unknown |
| THE 401K Source, Inc. CRD: 133135 | - | 0 | 0 | - | Unknown |
| THE 40TH Floor CRD: 299251 | - | 0 | 0 | - | Unknown |
| THE 4100 Group, Inc. CRD: 326853 | - | 0 | 1 | - | Unknown |
| THE ABC Squared CRD: 334631 | - | 0 | 1 | - | Unknown |
| THE Absolute Return, LLC CRD: 153518 | - | 0 | 0 | - | Unknown |
| THE Advent Fund, L.L.C. CRD: 43015 | - | 0 | 0 | A | INACTIVE |
| THE Advisor Benefits Group, Inc. CRD: 168572 | - | 0 | 0 | - | Unknown |
| THE Advisor Source, Inc. CRD: 117162 | - | 0 | 0 | - | Unknown |
| THE Advisors Group CRD: 113015 | - | 0 | 0 | - | Unknown |
| THE Advisors Group CRD: 290104 | - | 0 | 1 | - | Unknown |
| THE Advisors Group, Inc. CRD: 14035 | - | 6 | 0 | D | INACTIVE |
| THE Advisory & Planning Group, Inc. CRD: 323821 | - | 0 | 0 | - | Unknown |
| THE Advisory Firm CRD: 139125 | - | 0 | 1 | - | Unknown |
| THE Advisory Firm of Katherine L.BROWN Limited Lia… CRD: 135161 | - | 0 | 0 | - | Unknown |
| THE Advisory Group CRD: 109175 | - | 0 | 0 | - | Unknown |
| THE Advisory Group of SAN Francisco, LLC CRD: 108110 | - | 0 | 5 | - | Unknown |
| THE Advisory Resource Group, LLC CRD: 290110 | - | 0 | 6 | - | Unknown |
| THE Advocate Group, LLC CRD: 155270 | - | 0 | 1 | - | Unknown |
| THE Affinity Group, LLC CRD: 283819 | - | 0 | 1 | - | Unknown |
| THE Agean Group, Inc CRD: 30835 | - | 4 | 0 | C | INACTIVE |
| THE Alchemist Fund CRD: 172299 | - | 0 | 1 | - | Unknown |
| THE Alchemists, LLC CRD: 333737 | - | 0 | 1 | - | Unknown |
| THE Algeo Group, LLC CRD: 165572 | - | 0 | 0 | - | Unknown |
| THE Aligned Fund Management LLC CRD: 332467 | - | 0 | 1 | - | Unknown |
| THE Alternative Selected Opportunities Ltd. CRD: 328519 | - | 0 | 0 | - | Unknown |
| THE Ambrus Group LLC CRD: 316761 | - | 0 | 3 | - | Unknown |
| THE American Renaissance Securities Corporation CRD: 17615 | - | 0 | 0 | A | INACTIVE |
| THE Ameriflex Group CRD: 305585 | - | 0 | 186 | - | Unknown |
| THE Amida Corporation CRD: 11616 | - | 0 | 0 | A | INACTIVE |
| THE Analyst CRD: 164479 | - | 0 | 0 | - | Unknown |
| THE Andersons Investment Services Corp. CRD: 24722 | - | 0 | 0 | A | INACTIVE |
| THE Angeloff Company CRD: 12619 | - | 0 | 0 | A | INACTIVE |
| THE Appalachian Financial Group CRD: 332275 | - | 0 | 1 | - | Unknown |
| THE Appleton Group, LLC CRD: 119209 | - | 0 | 0 | - | Unknown |
| THE Aranda Group Advisors, LLC CRD: 302100 | - | 0 | 1 | - | Unknown |
| THE Archer Consulting Group, LLC CRD: 156062 | - | 0 | 3 | - | Unknown |
| THE Argentum Group CRD: 21495 | - | 0 | 0 | A | INACTIVE |
| THE Argosy Securities Group, L.P. CRD: 27301 | - | 0 | 0 | A | INACTIVE |
| THE Arkansas Financial Group, Inc. CRD: 104808 | - | 0 | 3 | - | Unknown |
| THE Armenius Group, LLC CRD: 315820 | - | 0 | 0 | - | Unknown |