Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| THE Fauser Group, LLC CRD: 282351 | - | 0 | 1 | - | Unknown |
| THE FI Woman CRD: 281908 | - | 0 | 0 | - | Unknown |
| THE Fidelity Management Corporation CRD: 14486 | - | 0 | 0 | A | INACTIVE |
| THE Fiduciary Alliance CRD: 284924 | - | 0 | 44 | - | Unknown |
| THE Fiduciary Group CRD: 221530 | - | 0 | 4 | - | Unknown |
| THE FIG Group, LLC CRD: 133558 | - | 0 | 0 | A | INACTIVE |
| THE Financial Advantage Company CRD: 27838 | - | 4 | 0 | C | INACTIVE |
| THE Financial Advisors CRD: 135634 | - | 0 | 2 | - | Unknown |
| THE Financial Advisors, LLC CRD: 146680 | - | 0 | 0 | - | Unknown |
| THE Financial Advisory Group CRD: 113329 | - | 0 | 1 | - | Unknown |
| THE Financial Advisory Group CRD: 127386 | - | 0 | 3 | - | Unknown |
| THE Financial Advisory Group, LLC CRD: 109558 | - | 0 | 0 | - | Unknown |
| THE Financial Architects Wealth Management LLC CRD: 306405 | - | 0 | 0 | - | Unknown |
| THE Financial Architects Wealth Management LLC CRD: 315743 | - | 0 | 1 | - | Unknown |
| THE Financial Center, LLC CRD: 123393 | - | 0 | 4 | - | Unknown |
| THE Financial Chase LLC CRD: 174512 | - | 0 | 2 | - | Unknown |
| THE Financial Chef CRD: 157496 | - | 0 | 0 | - | Unknown |
| THE Financial Coaching Center, LLC CRD: 150947 | - | 0 | 1 | - | Unknown |
| THE Financial Coaching Group, Inc. CRD: 150371 | - | 0 | 1 | - | Unknown |
| THE Financial Destiny Group Incorporated CRD: 27387 | - | 0 | 0 | A | INACTIVE |
| THE Financial Forum, LLC CRD: 150049 | - | 0 | 0 | - | Unknown |
| THE Financial Group CRD: 169966 | - | 0 | 1 | - | Unknown |
| THE Financial Grove LLC CRD: 328957 | - | 0 | 1 | - | Unknown |
| THE Financial Healer CRD: 305402 | - | 0 | 0 | - | Unknown |
| THE Financial Legacy Group CRD: 287632 | - | 0 | 2 | - | Unknown |
| THE Financial Network Group CRD: 281624 | - | 0 | 1 | - | Unknown |
| THE Financial Pharmacist, Inc. CRD: 141554 | - | 0 | 1 | - | Unknown |
| THE Financial Pilot Group, LLC CRD: 124457 | - | 0 | 1 | - | Unknown |
| THE Financial Planning Answerplace, LLC CRD: 159932 | - | 0 | 1 | - | Unknown |
| THE Financial Planning Center, LLC CRD: 332155 | - | 0 | 1 | - | Unknown |
| THE Financial Planning Co. CRD: 283246 | - | 0 | 2 | - | Unknown |
| THE Financial Planning Company CRD: 284440 | - | 0 | 1 | - | Unknown |
| THE Financial Preserve at Lonier Financial Advisor… CRD: 159786 | - | 0 | 1 | - | Unknown |
| THE Financial Resource Center CRD: 316747 | - | 0 | 2 | - | Unknown |
| THE Financial Sciences Company, LLC CRD: 340099 | - | 0 | 1 | - | Unknown |
| THE Financial T CRD: 299747 | - | 0 | 1 | - | Unknown |
| THE Financial Team, Inc. CRD: 141355 | - | 0 | 1 | - | Unknown |
| THE Financial Ward, LLC CRD: 322200 | - | 0 | 0 | - | Unknown |
| THE Financial Well, Inc. CRD: 112218 | - | 0 | 0 | - | Unknown |
| THE Financial Wellness Center LLC CRD: 315876 | - | 0 | 0 | - | Unknown |
| THE Fintel Group LLC CRD: 283857 | - | 0 | 2 | - | Unknown |
| THE Firm Incorporated CRD: 322431 | - | 0 | 0 | - | Unknown |
| THE First American Investment Banking Corporation CRD: 39263 | - | 1 | 0 | B | INACTIVE |
| THE First Buffalo Corporation CRD: 300 | - | 0 | 0 | A | INACTIVE |
| THE First Washington Financial Corporation CRD: 3651 | - | 0 | 0 | A | INACTIVE |
| THE Fiscal Fitness Company, Inc. CRD: 140768 | - | 0 | 3 | - | Unknown |
| THE Fisher Financial Group, Inc. CRD: 148932 | - | 0 | 0 | - | Unknown |
| THE Fisher Group, LLC CRD: 154065 | - | 0 | 0 | - | Unknown |
| THE Floridan Group CRD: 142171 | - | 0 | 0 | - | Unknown |
| THE Florio Wealth Management Group CRD: 288027 | - | 0 | 1 | - | Unknown |