Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| THE Forbes Securities Group LLC CRD: 288142 | CO | 0 | 4 | A | Active |
| THE Foresight Company CRD: 13840 | - | 1 | 0 | B | INACTIVE |
| THE Forest Alternative Strategies Fund II, LP. CRD: 44353 | - | 0 | 0 | A | INACTIVE |
| THE Fortress Capital Corporation CRD: 24531 | - | 0 | 0 | A | INACTIVE |
| THE Forum Finance Group SA CRD: 284407 | - | 0 | 0 | - | Unknown |
| THE Foundation Investment Group CRD: 318369 | - | 0 | 2 | - | Unknown |
| THE Foundation Wealth Management, LLC CRD: 292093 | - | 0 | 1 | - | Unknown |
| THE Foundry Financial Group, Inc. CRD: 116823 | - | 0 | 4 | - | Unknown |
| THE Fountainheart Advisors, LLC CRD: 283604 | - | 0 | 0 | - | Unknown |
| THE Four Percent Solution, LLC CRD: 130048 | - | 0 | 0 | - | Unknown |
| THE Fourteen Research Corporation CRD: 6703 | - | 0 | 0 | A | INACTIVE |
| THE Foxford Company CRD: 155184 | - | 0 | 0 | - | Unknown |
| THE Franklin Group CRD: 103540 | - | 0 | 0 | A | INACTIVE |
| THE Fraser Group, LLC CRD: 43126 | - | 0 | 0 | A | INACTIVE |
| THE Frazer Lanier Company, Incorporated CRD: 7089 | AL | 5 | 4 | B | Active |
| THE Free Investors, LLC CRD: 162650 | - | 0 | 0 | - | Unknown |
| THE Freedom Experience, Inc. CRD: 118367 | - | 0 | 1 | - | Unknown |
| THE Freyr Group CRD: 330313 | - | 0 | 3 | - | Unknown |
| THE Fund-a-Mental CRD: 306210 | - | 0 | 0 | - | Unknown |
| THE Funding Farm, LLC CRD: 163670 | - | 0 | 0 | - | Unknown |
| THE Furstner Group, Inc. CRD: 128371 | - | 0 | 0 | - | Unknown |
| THE Fusion Foundry CRD: 174706 | - | 0 | 0 | - | Unknown |
| THE Future Fund LLC CRD: 313973 | - | 0 | 1 | - | Unknown |
| THE Galbraith Securities Company CRD: 11530 | - | 0 | 0 | A | INACTIVE |
| THE Garage Syndicate Management LLC CRD: 317618 | - | 0 | 0 | - | Unknown |
| THE Garbacz Group, Inc. CRD: 26104 | - | 0 | 0 | A | INACTIVE |
| THE Gardner Group CRD: 114263 | - | 0 | 1 | - | Unknown |
| THE Garrett Group CRD: 145451 | - | 0 | 3 | - | Unknown |
| THE Garrett Group, Inc CRD: 165158 | - | 0 | 0 | - | Unknown |
| THE Garrison CRD: 310777 | - | 0 | 0 | - | Unknown |
| THE Gate Advisor CRD: 323953 | - | 0 | 1 | - | Unknown |
| THE Gate Technologies CRD: 341306 | - | 0 | 1 | - | Unknown |
| THE Gatts Group CRD: 115353 | - | 0 | 0 | - | Unknown |
| THE Gaussian Group, LLC CRD: 138860 | - | 0 | 0 | A | INACTIVE |
| THE Geauxmez Group Wealth Management LLC CRD: 340461 | - | 0 | 1 | - | Unknown |
| THE General & Associates LLC CRD: 301358 | - | 0 | 0 | - | Unknown |
| THE Gensler Group CRD: 110543 | - | 0 | 0 | - | Unknown |
| THE Genwealth Group, Inc. CRD: 154569 | - | 0 | 1 | - | Unknown |
| THE Georgetown Group, Inc. CRD: 10710 | - | 0 | 0 | A | INACTIVE |
| THE Getzen Group, Inc. CRD: 117700 | - | 0 | 1 | - | Unknown |
| THE Gladiator Trading Group L.L.C. CRD: 45907 | - | 0 | 0 | A | INACTIVE |
| THE Gladowsky Group CRD: 45287 | NY | 1 | 3 | B | Active |
| THE Glaser Capital Corporation CRD: 30113 | - | 0 | 0 | A | INACTIVE |
| THE Gleason Group, Inc. CRD: 175104 | - | 0 | 1 | - | Unknown |
| THE Glowacki Group, LLC CRD: 112143 | - | 0 | 0 | - | Unknown |
| THE GM Group CRD: 163938 | - | 0 | 0 | - | Unknown |
| THE Goff Financial Group CRD: 114796 | - | 0 | 1 | - | Unknown |
| THE Gold Company CRD: 123127 | - | 0 | 2 | - | Unknown |
| THE Golden Bird Capital Management LLC CRD: 329176 | - | 0 | 1 | - | Unknown |
| THE Golden Driller CRD: 328296 | - | 0 | 0 | - | Unknown |