Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| THE Goldsher Investment Company Inc. CRD: 31865 | - | 1 | 0 | B | INACTIVE |
| THE Goldsher Investment Company, Inc. CRD: 15802 | - | 0 | 0 | A | INACTIVE |
| THE Goodkind Advisory, Inc CRD: 118662 | - | 0 | 0 | - | Unknown |
| THE Goodland Group CRD: 306567 | - | 0 | 5 | - | Unknown |
| THE Gores Group, LLC CRD: 160598 | - | 0 | 1 | - | Unknown |
| THE Gorham Group, Ltd. CRD: 10864 | - | 0 | 0 | A | INACTIVE |
| THE Gorj Group, LLC CRD: 171020 | - | 0 | 0 | - | Unknown |
| THE GP Manager, LLC CRD: 321178 | - | 0 | 1 | - | Unknown |
| THE Great-West Life Assurance Company CRD: 5927 | - | 0 | 0 | A | INACTIVE |
| THE Green Group CRD: 127693 | - | 0 | 0 | - | Unknown |
| THE Green Group Finance, LLC CRD: 333510 | - | 0 | 1 | - | Unknown |
| THE Greenwich Corporation CRD: 25609 | - | 0 | 0 | A | INACTIVE |
| THE Grimm Group CRD: 334293 | - | 0 | 2 | - | Unknown |
| THE Griswold Company, Incorporated CRD: 32944 | - | 1 | 0 | B | INACTIVE |
| THE Grove, Realty and Services, Corp CRD: 322350 | - | 0 | 2 | - | Unknown |
| THE Grower Group, Inc. CRD: 14269 | - | 0 | 0 | A | INACTIVE |
| THE Growth Stage Inc. CRD: 306193 | NY | 0 | 2 | A | Active |
| THE Guardino Financial Group CRD: 163931 | - | 0 | 2 | - | Unknown |
| THE Gwynedd Company CRD: 105936 | - | 0 | 0 | - | Unknown |
| THE H Group Washington, Inc. CRD: 300464 | - | 0 | 0 | - | Unknown |
| THE H Group, Inc. CRD: 106801 | - | 0 | 10 | - | Unknown |
| THE Hackett Group, LLC CRD: 162981 | - | 0 | 0 | - | Unknown |
| THE Haggerty Investment Group, LLC CRD: 167130 | - | 0 | 2 | - | Unknown |
| THE Hajdari Group, LLC CRD: 289331 | - | 0 | 1 | - | Unknown |
| THE Halo Fund III Management Co, LLC CRD: 162815 | - | 0 | 0 | - | Unknown |
| THE Hamidi Financial Group CRD: 151159 | - | 0 | 0 | - | Unknown |
| THE Hamilton-Shea Group, Inc. CRD: 37526 | - | 0 | 0 | A | INACTIVE |
| THE Hansbury Group, LLC CRD: 127205 | - | 0 | 0 | - | Unknown |
| THE Harbinger Group JV CRD: 110440 | - | 0 | 0 | - | Unknown |
| THE Harbor Group, Inc. CRD: 105637 | - | 0 | 1 | - | Unknown |
| THE Harkness Group,Ltd. CRD: 13569 | - | 0 | 0 | A | INACTIVE |
| THE Harris Group CRD: 19206 | - | 0 | 0 | A | INACTIVE |
| THE Harrison Group, Inc. CRD: 142277 | - | 0 | 0 | - | Unknown |
| THE Harvest Group CRD: 283572 | - | 0 | 0 | - | Unknown |
| THE Hatlestad Group CRD: 290435 | - | 0 | 1 | - | Unknown |
| THE Hatton Financial Group, LLC CRD: 111349 | - | 0 | 2 | - | Unknown |
| THE Headlands Group, Inc CRD: 105630 | - | 0 | 0 | - | Unknown |
| THE Healy Group LLC CRD: 33062 | - | 0 | 2 | - | Unknown |
| THE Hedge Strategy, Inc. CRD: 115311 | - | 0 | 0 | - | Unknown |
| THE Hedrick Co. CRD: 115865 | - | 0 | 0 | - | Unknown |
| THE Heitner Corporation CRD: 2162 | - | 0 | 0 | A | INACTIVE |
| THE Helios Group Illinois LLC CRD: 44382 | - | 0 | 0 | A | INACTIVE |
| THE Helix Financial Group CRD: 147803 | - | 0 | 1 | - | Unknown |
| THE Henderson Group CRD: 115840 | - | 0 | 0 | - | Unknown |
| THE Hendrickson Advisory Group, Inc. CRD: 121514 | - | 0 | 2 | - | Unknown |
| THE Herbst Group, LLC CRD: 309319 | - | 0 | 4 | - | Unknown |
| THE Heritage Group, Inc. CRD: 24906 | - | 0 | 0 | A | INACTIVE |
| THE Herlihy Company, Inc. CRD: 129153 | - | 0 | 0 | - | Unknown |
| THE Hermitage Group LLC CRD: 47924 | - | 0 | 0 | A | INACTIVE |
| THE Herzfeld Group CRD: 108552 | - | 0 | 2 | - | Unknown |