Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| THE Heymont Group Wealth Management and Retirement… CRD: 137372 | - | 0 | 0 | - | Unknown |
| THE Hideaway Entertainment CRD: 289788 | - | 0 | 1 | - | Unknown |
| THE High NET Worth Advisory Group, LLC CRD: 309997 | - | 0 | 1 | - | Unknown |
| THE Higherground Group LLC CRD: 282928 | - | 0 | 0 | - | Unknown |
| THE Highland Capital Group, Inc. CRD: 34795 | - | 1 | 0 | B | INACTIVE |
| THE Hina Group, Inc. CRD: 128128 | - | 0 | 0 | A | INACTIVE |
| THE HIT Forge Management, LLC CRD: 165942 | - | 0 | 0 | - | Unknown |
| THE HIT Forge Management, LLC CRD: 330655 | - | 0 | 0 | - | Unknown |
| THE Hive CRD: 316164 | - | 0 | 1 | - | Unknown |
| THE Hoerner Planning Group, LLC CRD: 139464 | - | 0 | 1 | - | Unknown |
| THE Hogan Company CRD: 122399 | - | 0 | 0 | A | INACTIVE |
| THE Hogan-Knotts Financial Group, Inc. CRD: 106758 | - | 0 | 1 | - | Unknown |
| THE Holben Group, LLC CRD: 140200 | - | 0 | 0 | - | Unknown |
| THE Holland Group, Inc. CRD: 135294 | - | 0 | 3 | - | Unknown |
| THE Holland Group, Retirement Wealth Advisors, LLC CRD: 326421 | - | 0 | 1 | - | Unknown |
| THE Horst Group, LLC CRD: 321135 | - | 0 | 1 | - | Unknown |
| THE Horton Fund CRD: 300195 | - | 0 | 0 | - | Unknown |
| THE Hourly Advisor LLC CRD: 330489 | - | 0 | 1 | - | Unknown |
| THE House Fund, LLC CRD: 282494 | - | 0 | 1 | - | Unknown |
| THE House of Securities Company CRD: 2236 | - | 5 | 0 | C | INACTIVE |
| THE Hughes Group Wealth Management Partners LLC CRD: 291397 | - | 0 | 0 | - | Unknown |
| THE Hultgren Network, LLC CRD: 300877 | - | 0 | 0 | - | Unknown |
| THE Humphreys Group CRD: 132415 | - | 0 | 0 | - | Unknown |
| THE Huntington Investment Company CRD: 16986 | OH | 25 | 978 | B | Active |
| THE Hutchison Company CRD: 149422 | - | 0 | 0 | A | INACTIVE |
| THE Hydra Value Group, LLC CRD: 166220 | - | 0 | 0 | - | Unknown |
| THE I.E.S. Management Group, Inc. CRD: 5256 | - | 0 | 0 | A | INACTIVE |
| THE Independent Financial Group CRD: 122910 | - | 0 | 2 | - | Unknown |
| THE Index Group, Limited Liability Company CRD: 131670 | - | 0 | 0 | - | Unknown |
| THE Indy Fund GP, LLC CRD: 306437 | - | 0 | 0 | - | Unknown |
| THE Informed Momentum Company LLC CRD: 144908 | - | 0 | 1 | - | Unknown |
| THE Innes Associates, Ltd. CRD: 117326 | - | 0 | 1 | - | Unknown |
| THE Insight Group, Inc. CRD: 117936 | - | 0 | 0 | - | Unknown |
| THE Inspired Network Wealth Advisory CRD: 333122 | - | 0 | 1 | - | Unknown |
| THE Institute CRD: 127207 | - | 0 | 17 | - | Unknown |
| THE Institute of Financial Wellness, LLC CRD: 317776 | - | 0 | 1 | - | Unknown |
| THE Investment Advisor LLC CRD: 152589 | - | 0 | 0 | - | Unknown |
| THE Investment Advisory Office of Christopher Mike… CRD: 340895 | - | 0 | 1 | - | Unknown |
| THE Investment and Philanthropy Corporation CRD: 118178 | - | 0 | 2 | - | Unknown |
| THE Investment Center, Inc. CRD: 17839 | - | 13 | 0 | D | INACTIVE |
| THE Investment Connection LLC CRD: 171533 | - | 0 | 2 | - | Unknown |
| THE Investment Counsel Company of Nevada CRD: 19608 | - | 0 | 1 | A | INACTIVE |
| THE Investment Counsel LLC CRD: 175006 | - | 0 | 0 | - | Unknown |
| THE Investment Ecosystem CRD: 146617 | - | 0 | 0 | - | Unknown |
| THE Investment Engineer CRD: 151110 | - | 0 | 1 | - | Unknown |
| THE Investment Firm CRD: 16417 | - | 0 | 0 | A | INACTIVE |
| THE Investment Group Securities Corp. CRD: 11312 | - | 0 | 0 | A | INACTIVE |
| THE Investment House LLC CRD: 163493 | - | 0 | 9 | - | Unknown |
| THE Investment LAB, LLC CRD: 292852 | - | 0 | 2 | - | Unknown |
| THE Investment Measurement Company CRD: 20993 | - | 0 | 0 | A | INACTIVE |