Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| THE Invictus Collective, LLC CRD: 310744 | - | 0 | 4 | - | Unknown |
| THE IPO Exchange, Inc. CRD: 104102 | - | 0 | 0 | A | INACTIVE |
| THE IRA GUY LLC CRD: 132418 | - | 0 | 0 | - | Unknown |
| THE Ithaka Group, LLC CRD: 146975 | - | 0 | 1 | - | Unknown |
| THE IVY League Advisory Group, LLC CRD: 172730 | - | 0 | 3 | - | Unknown |
| THE J R Baker Group CRD: 132931 | - | 0 | 2 | - | Unknown |
| THE J. Arnold Wealth Management Co., LLC CRD: 159710 | - | 0 | 0 | - | Unknown |
| THE J. F. Perry Corporation CRD: 7837 | - | 0 | 0 | A | INACTIVE |
| THE J. K. Mullen Investment Company CRD: 2840 | - | 0 | 0 | A | INACTIVE |
| THE J.O. Johnson Group Inc. CRD: 315115 | - | 0 | 2 | - | Unknown |
| THE J.P. Cabot Organization Corp. CRD: 454 | - | 0 | 0 | A | INACTIVE |
| THE Jacobs Financial Group CRD: 139136 | - | 0 | 1 | - | Unknown |
| THE Jaffee Financial Group, Inc. CRD: 142163 | - | 0 | 1 | - | Unknown |
| THE James Pier Company, Inc. CRD: 160140 | - | 0 | 0 | - | Unknown |
| THE Jamison Edward Group CRD: 305820 | - | 0 | 1 | - | Unknown |
| THE JBG Companies CRD: 287478 | - | 0 | 0 | - | Unknown |
| THE Jeffrey Matthews Financial Group, L.L.C. CRD: 41282 | NJ | 8 | 9 | B | Active |
| THE Jefrey Matthews Company, Inc. CRD: 28182 | - | 0 | 0 | A | INACTIVE |
| THE Jenkins Group CRD: 125941 | - | 0 | 3 | - | Unknown |
| THE JM Financial Planning Group, Ltd. CRD: 167347 | - | 0 | 1 | - | Unknown |
| THE Johnston Group, Inc. CRD: 122889 | - | 0 | 0 | - | Unknown |
| THE Johnston Group, LLC CRD: 282660 | - | 0 | 0 | - | Unknown |
| THE Jones Stewardship Group, LLC CRD: 150314 | - | 0 | 2 | - | Unknown |
| THE Joseph Group Capital Management CRD: 165311 | - | 0 | 1 | - | Unknown |
| THE Journeys Group, Inc. CRD: 152275 | - | 0 | 1 | - | Unknown |
| THE Just Company CRD: 119088 | - | 0 | 1 | - | Unknown |
| THE Justin Company CRD: 119767 | - | 0 | 0 | - | Unknown |
| THE Kairos Method CRD: 284387 | - | 0 | 0 | - | Unknown |
| THE Kalish Group CRD: 328742 | - | 0 | 1 | - | Unknown |
| THE Karim Group LLC CRD: 290092 | - | 0 | 0 | - | Unknown |
| THE Karras Company, Inc. CRD: 109578 | - | 0 | 3 | - | Unknown |
| THE Keeton Group CRD: 300181 | - | 0 | 0 | - | Unknown |
| THE Kelley Group, Inc. CRD: 45757 | - | 0 | 0 | A | INACTIVE |
| THE Kelly Group CRD: 310140 | - | 0 | 3 | - | Unknown |
| THE Keminton Group CRD: 166040 | - | 0 | 1 | - | Unknown |
| THE Kensington Advisory and Investment Group LLC CRD: 47739 | - | 0 | 0 | A | INACTIVE |
| THE Kentucky Group Financial Services Corporation CRD: 16313 | - | 0 | 0 | A | INACTIVE |
| THE KEY Company CRD: 24663 | - | 0 | 0 | A | INACTIVE |
| THE KEY Group Inc. CRD: 42373 | - | 2 | 0 | B | INACTIVE |
| THE Keyes Investment Group, Inc. CRD: 8199 | - | 0 | 0 | A | INACTIVE |
| THE Keystone Equities Group, L.P. CRD: 127529 | - | 3 | 0 | C | INACTIVE |
| THE Keystone Financial Alliance, LLC CRD: 168760 | - | 0 | 1 | - | Unknown |
| THE Kieckhefer Group CRD: 331128 | - | 0 | 1 | - | Unknown |
| THE Kiner Consulting Group CRD: 132860 | - | 0 | 0 | - | Unknown |
| THE Kingsbury Financial Group CRD: 129166 | - | 0 | 0 | - | Unknown |
| THE Kinney Group CRD: 126134 | - | 0 | 0 | - | Unknown |
| THE Kinney Group, LLC CRD: 168329 | - | 0 | 0 | - | Unknown |
| THE Kirchhoff Organization, Ltd. CRD: 42936 | - | 2 | 0 | B | INACTIVE |
| THE Klausman Group CRD: 286505 | - | 0 | 1 | - | Unknown |
| THE Klein Group, LLC CRD: 46472 | NY | 0 | 2 | A | Active |