CRD #16986 · FINRA BrokerCheck + SEC IAPD

THE Huntington Investment Company

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, THE Huntington Investment Company ranks #245 of 20,055 by disclosure count (most disclosures first). Among firms registered in OH, it ranks #3 of 57 on the same disclosure sort used on the state browse page. THE Huntington Investment Company carries 25 BrokerCheck disclosures across 978 branch offices - light load for a large firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
978
branch offices
25
disclosures
#245 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 16986 THE Huntington Investment Company

THE Huntington Investment Company · Grade B · 25 disc · 0.03/office · Large firm

  • CRD 16986
  • GRADE B
  • DISC 25
  • REG 19
  • ARB 6
  • CIV 0
  • BRANCH 978
  • PER-OFF 0.03
  • RANK #245 of 20,055
  • BOOK Large firm

Intensity peers

Nearest same-size peer: M Holdings Securities, Inc. (0.03 disc/office)

M Holdings Securities, …0.03Cetera Advisors LLC0.03Secu Brokerage Services0.03THE Huntington Inve… (this)0.03
Disclosures per office among large firm peers (lower is cleaner)

THE Huntington Investment Company ranks #245 of 20,055 by disclosure count among graded broker-dealers; light load at 0.03 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

978 offices

FINRA: Large firm

Total disclosures

25 events

On FINRA BrokerCheck

Regulatory events

19 actions

76% of all disclosures

Disclosures per office

0.03 per office

25 ÷ 978 offices

THE Huntington Investment Company vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 94% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 19
Arbitrations 6
Civil Events 0
Total 25

Counts for THE Huntington Investment Company reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 19 Arbitration 6 Civil 0

Firm Details

Firm Size
Large
Scope
ACTIVE
Location
Columbus, OH
CRD Number
16986

Lower disclosures per office

THE Huntington Investment Company in the heavier-disclosure third

THE Huntington Investment Company carries 25 BrokerCheck disclosures across 978 branch offices - a heavier-third raw book among graded firms (#245 of 20,055). Regulator-initiated events are 76% of the book (19 regulatory / 6 arbitration / 0 civil).

THE Huntington Investment Company runs 0.03 disclosures per branch office (cleaner than 94% of disclosing multi-office firms). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of THE Huntington Investment Company's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Ohio cohort · 6.09× state average

THE Huntington Investment Company sits above the Ohio disclosure average

THE Huntington Investment Company reports 25 BrokerCheck disclosures, 6.09× the Ohio average of 4.1 across 57 graded firms with a principal-office state on file.

In Ohio, 26 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Ohio state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does THE Huntington Investment Company sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, THE Huntington Investment Company ranks #245 of 20,055 by disclosure count (most disclosures first). Among firms registered in OH, it ranks #3 of 57 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for THE Huntington Investment Company?
A grade of B reflects THE Huntington Investment Company's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (large firm). It carries 25 total disclosures across 978 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does THE Huntington Investment Company have?
THE Huntington Investment Company has 25 total FINRA disclosures, including 19 regulatory events, 6 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is THE Huntington Investment Company?
THE Huntington Investment Company operates 978 branch offices and is classified by FINRA as a large firm, registered in OH (Large firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify THE Huntington Investment Company's disciplinary record?
You can verify THE Huntington Investment Company's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 16986. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). THE Huntington Investment Company's 25 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid THE Huntington Investment Company because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. THE Huntington Investment Company carries 25 disclosures across 978 branch offices (about 0.03 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for THE Huntington Investment Company, both outside OH so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • M Holdings Securities, Inc. (OR) - 0.03 disclosures/office, nearest large firm peer to THE Huntington Investment Company's 0.03
  • Cetera Advisors LLC (CO) - 0.03 disclosures/office, nearest large firm peer to THE Huntington Investment Company's 0.03
  • Secu Brokerage Services (NC) - 0.03 disclosures/office, nearest large firm peer to THE Huntington Investment Company's 0.03
  • Firms in OH - state roster that includes THE Huntington Investment Company's registration home.
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade B firm like THE Huntington Investment Company.
  • Reading BrokerCheck Reports - How THE Huntington Investment Company's 0.03 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to THE Huntington Investment Company.
  • Compare firms - put THE Huntington Investment Company next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.

Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.