Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| THE Placement Group Ltd., Inc. CRD: 13817 | - | 0 | 0 | A | INACTIVE |
| THE Planned Approach CRD: 166638 | - | 0 | 0 | - | Unknown |
| THE Planned Approach CRD: 309276 | - | 0 | 0 | - | Unknown |
| THE Planner's Edge LLC CRD: 114616 | - | 0 | 2 | - | Unknown |
| THE Planners Inc. CRD: 326556 | - | 0 | 1 | - | Unknown |
| THE Planners Network, Inc. CRD: 108355 | - | 0 | 0 | - | Unknown |
| THE Planners Professional Services, Inc. CRD: 108195 | - | 0 | 1 | - | Unknown |
| THE Planning & Investment Center, Inc CRD: 114815 | - | 0 | 0 | - | Unknown |
| THE Planning Associates, Inc. CRD: 121808 | - | 0 | 2 | - | Unknown |
| THE Planning Center, Inc. CRD: 118994 | - | 0 | 8 | - | Unknown |
| THE Planning Cottage CRD: 172751 | - | 0 | 0 | - | Unknown |
| THE Planning Group CRD: 298496 | - | 0 | 1 | - | Unknown |
| THE Playbook Advizor CRD: 316085 | - | 0 | 1 | - | Unknown |
| THE Player's Legacy Ventures, LLC. CRD: 332329 | - | 0 | 1 | - | Unknown |
| THE Pollock Realty Corporation CRD: 14039 | - | 0 | 0 | A | INACTIVE |
| THE Portfolio Strategy Group, LLC CRD: 166593 | - | 0 | 1 | - | Unknown |
| THE Portola Group Inc CRD: 105359 | - | 0 | 1 | - | Unknown |
| THE Practical Investor, LLC CRD: 116747 | - | 0 | 0 | - | Unknown |
| THE Practical Planner CRD: 130601 | - | 0 | 2 | - | Unknown |
| THE Praedium Group LLC CRD: 161789 | - | 0 | 1 | - | Unknown |
| THE Precursor Group Broker-Dealer, LLC CRD: 103999 | - | 0 | 0 | A | INACTIVE |
| THE Premier Advisory Group, LLC CRD: 173071 | - | 0 | 1 | - | Unknown |
| THE Presidio Group, Inc CRD: 172060 | - | 0 | 0 | - | Unknown |
| THE Private Client Advisory Group, LLC CRD: 311221 | - | 0 | 3 | - | Unknown |
| THE Private Family Advisors, LLC CRD: 285617 | - | 0 | 1 | - | Unknown |
| THE Private Investment Group, Inc. CRD: 128876 | - | 0 | 1 | - | Unknown |
| THE PRO-Active Equities Group, Inc. CRD: 124579 | - | 1 | 0 | B | INACTIVE |
| THE Process Management Group, LLC CRD: 157100 | - | 0 | 1 | - | Unknown |
| THE Professional Financial Company LLC CRD: 286419 | - | 0 | 1 | - | Unknown |
| THE Profolio Group, LLC CRD: 296790 | - | 0 | 1 | - | Unknown |
| THE Proper Analysis Corporation CRD: 110615 | - | 0 | 0 | - | Unknown |
| THE Prosperitas Group, LLC CRD: 110208 | - | 0 | 0 | - | Unknown |
| THE Prosperity People CRD: 124957 | - | 0 | 2 | - | Unknown |
| THE Prudent Expert LLC CRD: 238792 | - | 0 | 0 | - | Unknown |
| THE Prudent Homebuyer CRD: 290285 | - | 0 | 0 | - | Unknown |
| THE Prudent Investor Coach, LLC CRD: 147735 | - | 0 | 0 | - | Unknown |
| THE Prudent Planner, LLC CRD: 285028 | - | 0 | 1 | - | Unknown |
| THE Prudential Insurance Company of America CRD: 680 | - | 0 | 0 | A | INACTIVE |
| THE Pursuit, Inc. CRD: 283113 | - | 0 | 1 | - | Unknown |
| THE Putnam Advisory Company, LLC CRD: 106631 | - | 0 | 1 | - | Unknown |
| THE Putney Financial Group LLC CRD: 111639 | - | 0 | 2 | - | Unknown |
| THE Qinsight Group CRD: 106927 | - | 0 | 0 | - | Unknown |
| THE Quantum Matrix Corp. CRD: 16803 | - | 0 | 0 | A | INACTIVE |
| THE Quarry LP CRD: 323449 | - | 0 | 1 | - | Unknown |
| THE Quick Group LLC CRD: 334472 | - | 0 | 1 | - | Unknown |
| THE Quincey Group CRD: 17704 | - | 0 | 0 | A | INACTIVE |
| THE R.L. Brown Advisory Group, LLC CRD: 145880 | - | 0 | 2 | - | Unknown |
| THE Raelipskie Partnership CRD: 327652 | - | 0 | 0 | - | Unknown |
| THE Raffin Group LLC CRD: 310270 | - | 0 | 2 | - | Unknown |
| THE Randall-George Corporation CRD: 18118 | - | 0 | 0 | A | INACTIVE |