Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

14,984 (74.7%)

3,006 (15.0%)

1,078 (5.4%)

737 (3.7%)

250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States

Firm Name ↕	State	Disclosures ↕	Offices ↕	Grade	Status
THE Rauscher Company, Inc. CRD: 28351	-	0	0	A	INACTIVE
THE Real Estate Whisperer(R) CRD: 324130	-	0	1	-	Unknown
THE Real Wealth Coterie CRD: 330683	-	0	2	-	Unknown
THE Refiners Fund I CRD: 294097	-	0	1	-	Unknown
THE Regency Group, Inc. CRD: 45216	-	0	0	A	INACTIVE
THE Reichert Company, Inc. CRD: 296805	-	0	0	-	Unknown
THE Reid Group LLC CRD: 130448	-	3	0	C	INACTIVE
THE Relaxing Retirement Coach, Inc. CRD: 129805	-	0	0	-	Unknown
THE Reliant Group, Inc. CRD: 165843	-	0	0	-	Unknown
THE Renaissance Group CRD: 322356	-	0	2	-	Unknown
THE Renaissance Group, LLC CRD: 136948	-	0	0	-	Unknown
THE Renn Wealth Management Group, Inc. CRD: 117500	-	0	3	-	Unknown
THE Republic Capital Management LLC CRD: 304603	-	0	0	-	Unknown
THE Research Group International, Inc. (R) CRD: 114063	-	0	0	-	Unknown
THE Resource Group Asset and Trust Managers CRD: 120243	-	0	0	-	Unknown
THE Retirement Corporation of America CRD: 105994	-	0	0	-	Unknown
THE Retirement Group, LLC CRD: 148296	-	0	0	-	Unknown
THE Retirement Guys Formula CRD: 168561	-	0	4	-	Unknown
THE Retirement Income Group LLC CRD: 308438	-	0	0	-	Unknown
THE Retirement Optimization Group, LLC CRD: 286425	-	0	1	-	Unknown
THE Retirement Planners, USA, LLC CRD: 152870	-	0	1	-	Unknown
THE Retirement Planning Center CRD: 296894	-	0	1	-	Unknown
THE Retirement Planning Company of NEW England, In… CRD: 108705	-	0	2	-	Unknown
THE Retirement Planning Group, LLC CRD: 129625	-	0	34	-	Unknown
THE Retirement Planning Specialists, LLC CRD: 116858	-	0	0	-	Unknown
THE Retirement Readiness Institute CRD: 151123	-	0	1	-	Unknown
THE Retirement Smith LLC CRD: 312623	-	0	1	-	Unknown
THE Retirement Solution LLC CRD: 148106	-	0	8	-	Unknown
THE Retirement Solutions Group CRD: 299396	-	0	2	-	Unknown
THE Retirement Specialist of Central Ohio CRD: 173810	-	0	1	-	Unknown
THE Rice Partnership, LLC CRD: 135701	-	0	7	-	Unknown
THE Rich Group, LLC CRD: 153340	-	0	2	-	Unknown
THE Richman Group, Incorporated CRD: 37026	-	0	0	A	INACTIVE
THE Rider Group CRD: 282484	-	0	0	-	Unknown
THE Riderwood Group Incorporated CRD: 16681	-	3	0	C	INACTIVE
THE Rikoon Group, LLC CRD: 131435	-	0	0	-	Unknown
THE Riverside Company CRD: 160523	-	0	1	-	Unknown
THE Riverview Corporation CRD: 25260	-	0	0	A	INACTIVE
THE Road Ahead Wealth Management LLC CRD: 327403	-	0	1	-	Unknown
THE Robert G. Wheeler Capital Management Company, … CRD: 145224	-	0	0	-	Unknown
THE Robert J. Wilkes Planning Forum CRD: 119953	-	0	1	-	Unknown
THE Robins Group LLC CRD: 41894	-	1	0	B	INACTIVE
THE Robinson-Humphrey Company, LLC CRD: 723	-	25	0	F	INACTIVE
THE Rockford Group, Inc. CRD: 25185	-	0	0	A	INACTIVE
THE Rockwell Financial Group, Inc. CRD: 26153	NY	3	3	B	Active
THE Roda Group Clean Tech Management, LLC CRD: 162243	-	0	1	-	Unknown
THE Roda Group Venture Development Co. LLC CRD: 162249	-	0	1	-	Unknown
THE ROI Financial Group LLC CRD: 305324	-	0	0	-	Unknown
THE Rosamond Financial Group Wealth Management, LL… CRD: 290902	-	0	1	-	Unknown
THE Rose Investment Management CRD: 121999	-	0	2	-	Unknown

Page 1419 of 1601 (80,028 total)

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