Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Threshold Compass Strategies, Inc. CRD: 337749 | - | 0 | 1 | - | Unknown |
| Threshold Group, LLC CRD: 129903 | - | 0 | 0 | - | Unknown |
| Threshold Management, LLC CRD: 305977 | - | 0 | 1 | - | Unknown |
| Threshold Ventures I Management Company, LLC CRD: 326413 | - | 0 | 1 | - | Unknown |
| Threshold Ventures II Management Company, LLC CRD: 326501 | - | 0 | 1 | - | Unknown |
| Thrift Financial, Inc. CRD: 314917 | - | 0 | 2 | - | Unknown |
| Thrifty Scotty Financial, LLC CRD: 292418 | - | 0 | 1 | - | Unknown |
| Thrive Capital CRD: 162771 | - | 0 | 1 | - | Unknown |
| Thrive Capital LLC CRD: 310409 | - | 0 | 0 | - | Unknown |
| Thrive Capital Management, LLC CRD: 281347 | - | 0 | 4 | - | Unknown |
| Thrive Financial Management CRD: 321872 | - | 0 | 2 | - | Unknown |
| Thrive Financial Planning CRD: 172558 | - | 0 | 1 | - | Unknown |
| Thrive Investments, LLC CRD: 321608 | - | 0 | 1 | - | Unknown |
| Thrive Portfolios CRD: 314414 | - | 0 | 1 | - | Unknown |
| Thrive Retirement Specialists CRD: 310289 | - | 0 | 2 | - | Unknown |
| Thrive Ventures, Ltd. CRD: 328054 | - | 0 | 0 | - | Unknown |
| Thrive Wealth Management, LLC CRD: 168777 | - | 0 | 4 | - | Unknown |
| Thrive Wise Wealth CRD: 295090 | - | 0 | 1 | - | Unknown |
| Thrivealike LLC CRD: 338918 | - | 0 | 1 | - | Unknown |
| Thrivent Advisor Network, LLC CRD: 304569 | - | 0 | 118 | - | Unknown |
| Thrivent Asset Management, LLC CRD: 137751 | - | 0 | 25 | - | Unknown |
| Thrivent Distributors, LLC CRD: 179512 | MN | 0 | 2 | A | Active |
| Thrivent Financial for Lutherans CRD: 115785 | - | 0 | 1 | - | Unknown |
| Thrivent Investment Management Inc. CRD: 18387 | MN | 8 | 3,069 | B | Active |
| Thrivent Private Investments CRD: 338378 | - | 0 | 1 | - | Unknown |
| Throckmorton Advisors, LLC CRD: 334589 | - | 0 | 1 | - | Unknown |
| Throckmorton Securities Company CRD: 23101 | - | 0 | 0 | A | INACTIVE |
| Thrush & Co. CRD: 14750 | - | 0 | 0 | A | INACTIVE |
| Thryve Wealth Management CRD: 335920 | - | 0 | 3 | - | Unknown |
| THS Ltd. CRD: 120063 | - | 0 | 0 | A | INACTIVE |
| THS Securities Corp. CRD: 44580 | - | 0 | 0 | A | INACTIVE |
| Thun Financial Advisors CRD: 146914 | - | 0 | 0 | - | Unknown |
| Thunder Road Trading L.L.C. CRD: 44178 | - | 0 | 0 | A | INACTIVE |
| Thunderbird Capital, Inc. CRD: 16895 | - | 0 | 0 | A | INACTIVE |
| Thunderbird Financial Coaching CRD: 175429 | - | 0 | 1 | - | Unknown |
| Thunderbird Partners LLP CRD: 175509 | - | 0 | 0 | - | Unknown |
| Thunderbird Wealth Management, Inc. CRD: 292892 | - | 0 | 2 | - | Unknown |
| Thunderbolt Capital Corporation CRD: 104320 | - | 0 | 0 | A | INACTIVE |
| Thureos Asset Management LLC CRD: 311400 | - | 0 | 1 | - | Unknown |
| Thurlow Capital Corp. CRD: 19250 | - | 0 | 0 | A | INACTIVE |
| Thursday Ventures Management LLC CRD: 316609 | - | 0 | 1 | - | Unknown |
| Thurston Advisors CRD: 318422 | - | 0 | 1 | - | Unknown |
| Thurston Hall Investment Research, LLC CRD: 136700 | - | 0 | 3 | - | Unknown |
| Thurston Springer Advisors CRD: 299201 | - | 0 | 77 | - | Unknown |
| Thurston, Springer, Miller, Herd & Titak, Inc. CRD: 8478 | IN | 3 | 36 | B | Active |
| THVC, LLC CRD: 313697 | - | 0 | 1 | - | Unknown |
| TI Partners MGR, LLC CRD: 337703 | - | 0 | 1 | - | Unknown |
| TI Platform Fund I GP, LLC CRD: 281211 | - | 0 | 0 | - | Unknown |
| TI Securities, LLC CRD: 305912 | GA | 0 | 2 | A | Active |
| TIA Ventures Management, LLC CRD: 319631 | - | 0 | 1 | - | Unknown |