Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Tidehaven Wealth, LLC CRD: 281814 | - | 0 | 1 | - | Unknown |
| Tidemark Management Company LP CRD: 313541 | - | 0 | 1 | - | Unknown |
| Tidemark, LLC CRD: 327611 | - | 0 | 1 | - | Unknown |
| Tiderock Financial, LLC CRD: 155622 | - | 0 | 0 | - | Unknown |
| Tideview Holdings, LLC CRD: 342279 | - | 0 | 1 | - | Unknown |
| Tidewater Capital, LLC CRD: 341685 | - | 0 | 1 | - | Unknown |
| Tidewater Securities Company CRD: 15262 | - | 0 | 0 | A | INACTIVE |
| Tidewater Wealth Advisors CRD: 155014 | - | 0 | 1 | - | Unknown |
| Tidmore Retirement Planning Specialists CRD: 121028 | - | 0 | 2 | - | Unknown |
| Tidwell Wealth Management LLC CRD: 309109 | - | 0 | 1 | - | Unknown |
| Tidwell, Kiki CRD: 290318 | - | 0 | 0 | - | Unknown |
| Tiebreak Asset Management, LLC CRD: 313097 | - | 0 | 1 | - | Unknown |
| Tiecare Financial Services, Inc. CRD: 44981 | - | 0 | 0 | A | INACTIVE |
| Tiedemann & Associates Investment Advisors, Inc. CRD: 128873 | - | 0 | 2 | - | Unknown |
| Tiedemann Advisors, LLC CRD: 147189 | - | 0 | 7 | - | Unknown |
| Tiempo Capital Partners CRD: 329367 | - | 0 | 1 | - | Unknown |
| Tier ONE Capital, LLC CRD: 316996 | - | 0 | 1 | - | Unknown |
| Tier ONE Partners, Inc. CRD: 4090 | - | 2 | 0 | B | INACTIVE |
| Tier ONE Risk Management CRD: 317619 | - | 0 | 0 | - | Unknown |
| Tier ONE Wealth Management CRD: 322893 | - | 0 | 1 | - | Unknown |
| Tiercel Capital Texas LLC CRD: 171921 | - | 0 | 1 | - | Unknown |
| Tierney Investment Advisor CRD: 135934 | - | 0 | 0 | - | Unknown |
| Tierone Capital, LLC CRD: 332000 | - | 0 | 2 | - | Unknown |
| Tierra Adentro Growth Capital CRD: 340540 | - | 0 | 1 | - | Unknown |
| Tierra Capital Corporation CRD: 10109 | - | 0 | 0 | A | INACTIVE |
| Tieton Capital Management CRD: 135769 | - | 0 | 3 | - | Unknown |
| Tiferes Ventures LLC CRD: 324366 | - | 0 | 1 | - | Unknown |
| Tiff Investment Management CRD: 156308 | - | 0 | 1 | - | Unknown |
| Tiff Investment Management CRD: 327436 | - | 0 | 1 | - | Unknown |
| Tiffany Capital Corp. CRD: 43396 | - | 2 | 0 | B | INACTIVE |
| Tifin Capital Partners Management Co LLC CRD: 319268 | - | 0 | 0 | - | Unknown |
| Tifin Distribution Partners CRD: 315754 | - | 0 | 0 | A | INACTIVE |
| Tifin Give CRD: 313261 | - | 0 | 1 | - | Unknown |
| Tifin Grow LLC CRD: 309399 | - | 0 | 0 | - | Unknown |
| Tifin Private Markets LLC CRD: 305935 | - | 1 | 0 | B | INACTIVE |
| TIG Advisors LLC CRD: 138306 | - | 0 | 1 | - | Unknown |
| TIG VC, LLC CRD: 322704 | - | 0 | 1 | - | Unknown |
| Tiger & Bulldog Management, LLC CRD: 325736 | - | 0 | 1 | - | Unknown |
| Tiger AI Management LLC CRD: 337325 | - | 0 | 0 | - | Unknown |
| Tiger BAY Management, Inc. CRD: 138213 | - | 0 | 1 | - | Unknown |
| Tiger Capital Management LLC CRD: 160103 | - | 0 | 0 | - | Unknown |
| Tiger EYE Capital LLC CRD: 161403 | - | 0 | 0 | - | Unknown |
| Tiger Global Management, LLC CRD: 160318 | - | 0 | 1 | - | Unknown |
| Tiger Infrastructure Partners LP CRD: 161551 | - | 0 | 1 | - | Unknown |
| Tiger Investment Group, Inc. CRD: 39388 | - | 0 | 0 | A | INACTIVE |
| Tiger Iron Capital, LLC CRD: 283006 | - | 0 | 1 | - | Unknown |
| Tiger Legatus Capital Management, LLC CRD: 158590 | - | 0 | 0 | - | Unknown |
| Tiger Management Advisors L.L.C. CRD: 159252 | - | 0 | 0 | - | Unknown |
| Tiger Mountain Capital CRD: 314404 | - | 0 | 2 | - | Unknown |
| Tiger Options, LLC CRD: 38694 | - | 1 | 0 | B | INACTIVE |