Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Tiger Pacific Capital LP CRD: 167099 | - | 0 | 1 | - | Unknown |
| Tiger Securities, LLC CRD: 150521 | - | 0 | 0 | A | INACTIVE |
| Tiger Veda Management L.L.C. CRD: 156336 | - | 0 | 0 | - | Unknown |
| Tigerbridge Capital CRD: 293066 | NY | 0 | 2 | A | Active |
| Tighe Trading, LLC CRD: 112886 | - | 0 | 0 | A | INACTIVE |
| Tightline Capital, LLC CRD: 168522 | - | 0 | 0 | - | Unknown |
| Tigress Capital Advisors CRD: 159139 | - | 0 | 0 | - | Unknown |
| Tigress Financial Partners, LLC CRD: 154717 | NY | 3 | 6 | B | Active |
| Tigris Consulting LLC CRD: 284070 | - | 0 | 2 | - | Unknown |
| Tiic Advisor SAS CRD: 291922 | - | 0 | 0 | - | Unknown |
| Tija Management, Inc. CRD: 11069 | - | 2 | 0 | B | INACTIVE |
| Tijero Capital Management LLC CRD: 317766 | - | 0 | 0 | - | Unknown |
| Tikehau Capital North America LLC CRD: 289075 | - | 0 | 1 | - | Unknown |
| Tikehau Investment Management CRD: 313036 | - | 0 | 0 | - | Unknown |
| Tilatti Wealth Management LLC CRD: 327169 | - | 0 | 1 | - | Unknown |
| Tilden Capital Management, LLC CRD: 154988 | - | 0 | 1 | - | Unknown |
| Tilden Loucks & Woodnorth LLC CRD: 106713 | - | 0 | 3 | - | Unknown |
| Tilden Park Capital Management LP CRD: 161836 | - | 0 | 1 | - | Unknown |
| Tilden Partners, Inc. CRD: 7947 | - | 0 | 0 | A | INACTIVE |
| Tilden Path Capital LLC CRD: 321783 | - | 0 | 1 | - | Unknown |
| Tilghman Wealth Management, LLC CRD: 337574 | - | 0 | 1 | - | Unknown |
| Tilia Fiduciary Partners, Inc. CRD: 157852 | - | 0 | 1 | - | Unknown |
| Tilia Holdings, LLC CRD: 292148 | - | 0 | 1 | - | Unknown |
| Tillemans Advising LLC CRD: 324226 | - | 0 | 0 | - | Unknown |
| Tiller Partners, LLC CRD: 170429 | - | 0 | 1 | - | Unknown |
| Tiller Private Wealth, Inc. CRD: 111268 | - | 0 | 7 | - | Unknown |
| Tillinghast & Company CRD: 14793 | - | 0 | 0 | A | INACTIVE |
| Tillit Advisors LLC CRD: 144250 | - | 0 | 0 | - | Unknown |
| Tillman Hartley LLC CRD: 109479 | - | 0 | 4 | - | Unknown |
| Tillman Investment Management, LLC CRD: 338867 | - | 0 | 0 | - | Unknown |
| Tillridge Global Agribusiness Partners CRD: 284992 | - | 0 | 1 | - | Unknown |
| Tilly, Inc. CRD: 300631 | - | 0 | 2 | - | Unknown |
| Tilson Financial Group Inc CRD: 110890 | - | 0 | 5 | - | Unknown |
| Tilt Investment Management CRD: 308122 | - | 0 | 0 | - | Unknown |
| Tilton Asset Management CRD: 128623 | - | 0 | 2 | - | Unknown |
| Tilton-Steele International CRD: 121827 | - | 0 | 2 | - | Unknown |
| TIM Crawford CPA CRD: 299079 | - | 0 | 1 | - | Unknown |
| TIM Knight Organization, LLC CRD: 150753 | - | 0 | 0 | - | Unknown |
| TIM Looney Investments, LLC CRD: 164413 | - | 0 | 2 | - | Unknown |
| TIM Ozog Wealth Management CRD: 317349 | - | 0 | 0 | - | Unknown |
| TIM Reeves & Associates CRD: 123605 | - | 0 | 2 | - | Unknown |
| Timaru Trading, LLC CRD: 45835 | - | 0 | 0 | A | INACTIVE |
| Timber BAY Partners, LLC CRD: 286653 | - | 0 | 1 | - | Unknown |
| Timber Capital Limited CRD: 159877 | - | 0 | 0 | - | Unknown |
| Timber Creek Capital Management, LLC CRD: 146220 | - | 0 | 1 | - | Unknown |
| Timber Grove Ventures LLC CRD: 332970 | - | 0 | 1 | - | Unknown |
| Timber Hill Specialists Corp. CRD: 147153 | - | 0 | 0 | A | INACTIVE |
| Timber Point Capital Management CRD: 307366 | - | 0 | 1 | - | Unknown |
| Timberchase Financial, LLC CRD: 131205 | - | 0 | 2 | - | Unknown |
| Timberland Investment Resources, LLC CRD: 129663 | - | 0 | 2 | - | Unknown |