Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Timberlane Real Asset Management, LLC CRD: 338133 | - | 0 | 1 | - | Unknown |
| Timberline Investment Management, LLC CRD: 144525 | - | 0 | 1 | - | Unknown |
| Timberlink LLC CRD: 170067 | - | 0 | 1 | - | Unknown |
| Timbervest LLC CRD: 109827 | - | 0 | 0 | - | Unknown |
| Timbrel Advisors, LLC CRD: 310115 | - | 0 | 0 | - | Unknown |
| Timbrel Capital, LLC CRD: 298131 | GA | 0 | 2 | A | Active |
| Timbuktu Capital Management, LLC CRD: 131084 | - | 0 | 1 | - | Unknown |
| Time & Wealth Management, LLC CRD: 323599 | - | 0 | 1 | - | Unknown |
| Time Advisors USA, LLC CRD: 332980 | - | 0 | 1 | - | Unknown |
| Time Asset Management LLP CRD: 326573 | - | 0 | 1 | - | Unknown |
| Time BIO Management, LLC CRD: 311513 | - | 0 | 1 | - | Unknown |
| Time Equities Securities LLC CRD: 106795 | - | 0 | 0 | A | INACTIVE |
| Time Equities Securities LLC CRD: 114422 | NY | 1 | 2 | B | Active |
| Time Investment Advisers CRD: 334731 | - | 0 | 1 | - | Unknown |
| Time Investments CRD: 8559 | - | 0 | 0 | A | INACTIVE |
| Time Investments, LLC CRD: 134313 | - | 0 | 2 | - | Unknown |
| Time Series Solutions, Inc. CRD: 158967 | - | 0 | 0 | - | Unknown |
| Time Value Financial, LLC CRD: 332706 | - | 0 | 0 | - | Unknown |
| Time Value of Money, L.P. CRD: 134151 | - | 0 | 1 | - | Unknown |
| Time Value System, LLC CRD: 160641 | - | 0 | 0 | - | Unknown |
| Time Wealth Management, LLC CRD: 296998 | - | 0 | 0 | - | Unknown |
| Time Zero Capital Management LLC CRD: 323284 | - | 0 | 1 | - | Unknown |
| Time, Life and Money, LLC CRD: 166820 | - | 0 | 0 | - | Unknown |
| Time2Plan Financial, LLC CRD: 313130 | - | 0 | 0 | - | Unknown |
| Timecapital Investor Advisory Services Inc CRD: 105672 | - | 0 | 4 | - | Unknown |
| Timecapital Securities Corporation CRD: 6845 | NY | 3 | 2 | B | Active |
| Timefolio Asset Management Singapore PTE. Ltd. CRD: 339423 | - | 0 | 0 | - | Unknown |
| Timeless Partners, LLC CRD: 333584 | - | 0 | 1 | - | Unknown |
| Timeless Wealth CRD: 317581 | - | 0 | 0 | - | Unknown |
| Timeless Wealth CRD: 339525 | - | 0 | 1 | - | Unknown |
| Timeless Wealth Management CRD: 299128 | - | 0 | 1 | - | Unknown |
| Timepiece Financial Planning, Inc. CRD: 158475 | - | 0 | 4 | - | Unknown |
| Times Securities, Inc. CRD: 118813 | - | 1 | 0 | B | INACTIVE |
| Timescale Financial, Inc. CRD: 186511 | - | 0 | 0 | - | Unknown |
| Timescale Ventures CRD: 338067 | - | 0 | 1 | - | Unknown |
| Timeshift Capital Management, LLC CRD: 289023 | - | 0 | 0 | - | Unknown |
| Timessquare Capital Management, LLC CRD: 132694 | - | 0 | 1 | - | Unknown |
| Timeswell Robo Advisors CRD: 286512 | - | 0 | 0 | - | Unknown |
| Timewealth Advisors Inc. CRD: 334595 | - | 0 | 1 | - | Unknown |
| Timing Strategies Corp CRD: 110871 | - | 0 | 0 | - | Unknown |
| Timm Financial Services CRD: 331581 | - | 0 | 2 | - | Unknown |
| Timmermann Capital Source, Ltd. CRD: 28243 | - | 0 | 0 | A | INACTIVE |
| Timmermann Financial Planning CRD: 153449 | - | 0 | 0 | - | Unknown |
| Timmington, Meyer, Schram & Company, Inc. CRD: 14858 | - | 0 | 0 | A | INACTIVE |
| Timmons Wealth Management CRD: 165914 | - | 0 | 1 | - | Unknown |
| Timonier CRD: 150748 | - | 0 | 1 | - | Unknown |
| Timothy C. Minneci CRD: 169088 | - | 0 | 1 | - | Unknown |
| Timothy Charles Financial, LLC CRD: 287945 | - | 0 | 1 | - | Unknown |
| Timothy Chen Advisors, LLC CRD: 305778 | - | 0 | 1 | - | Unknown |
| Timothy Craig Steenwyk CRD: 313753 | - | 0 | 2 | - | Unknown |